0001209191-23-031953.txt : 20230524
0001209191-23-031953.hdr.sgml : 20230524
20230524181430
ACCESSION NUMBER: 0001209191-23-031953
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230522
FILED AS OF DATE: 20230524
DATE AS OF CHANGE: 20230524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barker Peter M
CENTRAL INDEX KEY: 0001612102
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 23955379
MAIL ADDRESS:
STREET 1: C/O FORGEROCK, INC.
STREET 2: 201 MISSION STREET, SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ForgeRock, Inc.
CENTRAL INDEX KEY: 0001543916
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 331223363
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 599-1100
MAIL ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-22
0
0001543916
ForgeRock, Inc.
FORG
0001612102
Barker Peter M
C/O FORGEROCK, INC.
201 MISSION STREET, SUITE 2900
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Product Officer & EVP
0
Class A Common Stock
2023-05-22
4
S
0
3030
19.9059
D
217243
D
Class A Common Stock
2023-05-23
4
S
0
4573
19.8474
D
212670
D
Shares were sold to cover tax obligations in connection with the vesting of restricted stock units ("RSUs").
Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 1, 2022.
The sale price represents the weighted average price of the shares sold ranging from $19.82 to $19.91 per share. Upon request by the Commission staff, ForgeRock, Inc. (the "Issuer") or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
/s/ Samuel J. Fleischmann, by Power of Attorney for Peter M. Barker
2023-05-24