0001209191-22-031667.txt : 20220524
0001209191-22-031667.hdr.sgml : 20220524
20220524171221
ACCESSION NUMBER: 0001209191-22-031667
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220519
FILED AS OF DATE: 20220524
DATE AS OF CHANGE: 20220524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barker Peter M
CENTRAL INDEX KEY: 0001612102
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 22958011
MAIL ADDRESS:
STREET 1: C/O FORGEROCK, INC.
STREET 2: 201 MISSION STREET, SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ForgeRock, Inc.
CENTRAL INDEX KEY: 0001543916
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 331223363
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 599-1100
MAIL ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2022-05-19
2022-05-23
0
0001543916
ForgeRock, Inc.
FORG
0001612102
Barker Peter M
C/O FORGEROCK, INC.
201 MISSION STREET, SUITE 2900
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Product Officer & EVP
Class A Common Stock
2022-05-13
5
A
0
E
2000
14.9515
A
123654
D
Class A Common Stock
2022-05-19
4
S
0
2000
16.75
D
121654
D
These shares were acquired on May 13, 2022 through the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2021.
/s/ Samuel J. Fleischmann, by Power of Attorney for Peter M. Barker
2022-05-24