0001437749-23-020620.txt : 20230725 0001437749-23-020620.hdr.sgml : 20230725 20230725165315 ACCESSION NUMBER: 0001437749-23-020620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230721 FILED AS OF DATE: 20230725 DATE AS OF CHANGE: 20230725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Michael Alan CENTRAL INDEX KEY: 0001543844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39754 FILM NUMBER: 231109278 MAIL ADDRESS: STREET 1: C/O CAPITALSOURCE INC. STREET 2: 5404 WISCONSIN AVENUE, 2ND FLOOR CITY: CHEVY CHASE STATE: MD ZIP: 20815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Doma Holdings, Inc. CENTRAL INDEX KEY: 0001722438 STANDARD INDUSTRIAL CLASSIFICATION: TITLE INSURANCE [6361] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 MISSION STREET STREET 2: SUITE 740 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (650) 419-3827 MAIL ADDRESS: STREET 1: 101 MISSION STREET STREET 2: SUITE 740 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Investment Corp. V DATE OF NAME CHANGE: 20171113 4 1 rdgdoc.xml SMITH MICHAEL ALAN 2023-07-21 X0508 4 2023-07-21 0001722438 Doma Holdings, Inc. DOMA 0001543844 Smith Michael Alan 101 MISSION ST. SUITE 1050 SAN FRANCISCO CA 94105 1 EVP & Chief Financial Officer 0 Common stock 2023-07-21 4 S 0 110 7.35 D 95262 D Common stock 2023-07-21 4 S 0 2073 7.35 D 93189 D As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was March 31, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On June 30, 2023, 454 shares of such RSUs vested. In connection with this vesting, 110 shares were sold on July 21, 2023 to satisfy the reporting person's tax withholding obligations. The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $7.01 to $7.79, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected. As previously reported, the reporting person was granted RSUs under the Company's Plan, representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was July 11, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On July 11, 2023, 7,000 shares of such RSUs vested. In connection with this vesting, 2,073 shares were sold on July 21, 2023 to satisfy the reporting person's tax withholding obligations. All holdings herein have been adjusted to reflect the Company's reverse stock split effected on June 29, 2023. /s/ Christian Ameri, as Attorney-in-Fact for Michael Alan Smith 2023-07-25