0001437749-23-020620.txt : 20230725
0001437749-23-020620.hdr.sgml : 20230725
20230725165315
ACCESSION NUMBER: 0001437749-23-020620
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230721
FILED AS OF DATE: 20230725
DATE AS OF CHANGE: 20230725
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Michael Alan
CENTRAL INDEX KEY: 0001543844
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39754
FILM NUMBER: 231109278
MAIL ADDRESS:
STREET 1: C/O CAPITALSOURCE INC.
STREET 2: 5404 WISCONSIN AVENUE, 2ND FLOOR
CITY: CHEVY CHASE
STATE: MD
ZIP: 20815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Doma Holdings, Inc.
CENTRAL INDEX KEY: 0001722438
STANDARD INDUSTRIAL CLASSIFICATION: TITLE INSURANCE [6361]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 101 MISSION STREET
STREET 2: SUITE 740
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (650) 419-3827
MAIL ADDRESS:
STREET 1: 101 MISSION STREET
STREET 2: SUITE 740
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Investment Corp. V
DATE OF NAME CHANGE: 20171113
4
1
rdgdoc.xml
SMITH MICHAEL ALAN 2023-07-21
X0508
4
2023-07-21
0001722438
Doma Holdings, Inc.
DOMA
0001543844
Smith Michael Alan
101 MISSION ST.
SUITE 1050
SAN FRANCISCO
CA
94105
1
EVP & Chief Financial Officer
0
Common stock
2023-07-21
4
S
0
110
7.35
D
95262
D
Common stock
2023-07-21
4
S
0
2073
7.35
D
93189
D
As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was March 31, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On June 30, 2023, 454 shares of such RSUs vested. In connection with this vesting, 110 shares were sold on July 21, 2023 to satisfy the reporting person's tax withholding obligations.
The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $7.01 to $7.79, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
As previously reported, the reporting person was granted RSUs under the Company's Plan, representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was July 11, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On July 11, 2023, 7,000 shares of such RSUs vested. In connection with this vesting, 2,073 shares were sold on July 21, 2023 to satisfy the reporting person's tax withholding obligations.
All holdings herein have been adjusted to reflect the Company's reverse stock split effected on June 29, 2023.
/s/ Christian Ameri, as Attorney-in-Fact for Michael Alan Smith
2023-07-25