0000890163-21-000022.txt : 20210716 0000890163-21-000022.hdr.sgml : 20210716 20210716151851 ACCESSION NUMBER: 0000890163-21-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210716 DATE AS OF CHANGE: 20210716 EFFECTIVENESS DATE: 20210716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Prime Services LLC CENTRAL INDEX KEY: 0001543830 IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14944 FILM NUMBER: 211095352 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-562-1010 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Concept Capital Markets, LLC DATE OF NAME CHANGE: 20120305 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543830 XXXXXXXX 06-30-2021 06-30-2021 false Cowen Prime Services LLC

599 Lexington Avenue 21st Floor New York NY 10022

13F HOLDINGS REPORT 028-14944 N Rep Poppell 212-702-7157 /s/ Rep Poppell New York NY 04-23-2021 0 173 264401 INFORMATION TABLE 2 infotable.xml AT&T INC COM Stock 00206R102 14 473 SH SOLE 0 0 14 ABBOTT LABS COM Stock 002824100 58 500 SH SOLE 0 0 58 ABBVIE INC COM Stock 00287Y109 34 304 SH SOLE 0 0 34 ACCELERATE DIAGNOSTICS INC NOTE 2.500 3/1 Stock 00430HAB8 4894 7580000 SH SOLE 0 0 4894 ACCURAY INC COM Stock 004397105 772 170882 SH SOLE 0 0 772 ADVANCED MICRO DEVICES INC COM Stock 007903107 47 500 SH SOLE 0 0 47 ALIBABA GROUP HLDG LTD SPONSORED ADS Stock 01609W102 45 200 SH SOLE 0 0 45 ALPHABET INC CAP STK CL C Stock 02079K107 351 140 SH SOLE 0 0 351 ALPHABET INC CAP STK CL A Stock 02079K305 98 40 SH SOLE 0 0 98 ALTRIA GROUP INC COM Stock 02209S103 72 1500 SH SOLE 0 0 72 AMERICAN ELEC PWR CO INC COM Stock 025537101 38 450 SH SOLE 0 0 38 AMERICAN EXPRESS CO COM Stock 025816109 33 200 SH SOLE 0 0 33 ANALOG DEVICES INC COM Stock 032654105 1592 9250 SH SOLE 0 0 1592 ANNALY CAPITAL MANAGEMENT IN COM Stock 035710409 111 12500 SH SOLE 0 0 111 APA CORPORATION COM Stock 03743Q108 10 450 SH SOLE 0 0 10 APOLLO GLOBAL MGMT INC COM CL A Stock 03768E105 3286 52830 SH SOLE 0 0 3286 APPLE INC COM Stock 037833100 490 3580 SH SOLE 0 0 490 APYX MEDICAL CORPORATION COM Stock 03837C106 2567 248959 SH SOLE 0 0 2567 ARES CAPITAL CORP COM Stock 04010L103 294 15000 SH SOLE 0 0 294 ASPEN AEROGELS INC COM Stock 04523Y105 13739 459200 SH SOLE 0 0 13739 ASTRAZENECA PLC SPONSORED ADR Stock 046353108 3212 53620 SH SOLE 0 0 3212 BAKER HUGHES COMPANY CL A Stock 05722G100 7 300 SH SOLE 0 0 7 BK OF AMERICA CORP COM Stock 060505104 31 760 SH SOLE 0 0 31 BANK MONTREAL QUE COM Stock 063671101 77 753 SH SOLE 0 0 77 BARRICK GOLD CORP COM Stock 067901108 21 1000 SH SOLE 0 0 21 BAUSCH HEALTH COS INC COM Stock 071734107 1 26 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 3673 13215 SH SOLE 0 0 3673 BLACKSTONE GROUP INC COM Stock 09260D107 447 4600 SH SOLE 0 0 447 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 140 2100 SH SOLE 0 0 140 CASTLIGHT HEALTH INC CL B Stock 14862Q100 10 3700 SH SOLE 0 0 10 CEVA INC COM Stock 157210105 1214 25656 SH SOLE 0 0 1214 CISCO SYS INC COM Stock 17275R102 5 100 SH SOLE 0 0 5 CITIGROUP INC COM NEW Stock 172967424 2 35 SH SOLE 0 0 2 COCA COLA CO COM Stock 191216100 54 1000 SH SOLE 0 0 54 COLGATE PALMOLIVE CO COM Stock 194162103 28 350 SH SOLE 0 0 28 COMSCORE INC COM Stock 20564W105 8201 1640200 SH SOLE 0 0 8201 CORNING INC COM Stock 219350105 55 1350 SH SOLE 0 0 55 CORTEVA INC COM Stock 22052L104 409 9216 SH SOLE 0 0 409 CROWN CASTLE INTL CORP NEW COM Stock 22822V101 1960 10045 SH SOLE 0 0 1960 DCP MIDSTREAM LP COM UT LTD PTN Stock 23311P100 49 1600 SH SOLE 0 0 49 DXC TECHNOLOGY CO COM Stock 23355L106 1 16 SH SOLE 0 0 1 DARDEN RESTAURANTS INC COM Stock 237194105 37 250 SH SOLE 0 0 37 DEERE & CO COM Stock 244199105 529 1500 SH SOLE 0 0 529 DIGIMARC CORP NEW COM Stock 25381B101 5531 165093 SH SOLE 0 0 5531 DOMINION ENERGY INC COM Stock 25746U109 59 800 SH SOLE 0 0 59 DOW INC COM Stock 260557103 1532 24216 SH SOLE 0 0 1532 DUPONT DE NEMOURS INC COM Stock 26614N102 1382 17849 SH SOLE 0 0 1382 DURECT CORP COM Stock 266605104 138 84678 SH SOLE 0 0 138 EATON VANCE TAX-MANAGED GLOB COM Stock 27829F108 28 2700 SH SOLE 0 0 28 EBAY INC. 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