0001104659-24-060778.txt : 20240513
0001104659-24-060778.hdr.sgml : 20240513
20240513215353
ACCESSION NUMBER: 0001104659-24-060778
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240513
FILED AS OF DATE: 20240513
DATE AS OF CHANGE: 20240513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LLR EQUITY PARTNERS IV, L.P.
CENTRAL INDEX KEY: 0001543672
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39687
FILM NUMBER: 24941230
BUSINESS ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: SUITE 2700
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 215.717.2900
MAIL ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: SUITE 2700
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LLR EQUITY PARTNERS PARALLEL IV, L.P.
CENTRAL INDEX KEY: 0001553824
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39687
FILM NUMBER: 24941229
BUSINESS ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: SUITE 2700
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 215-717-2900
MAIL ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: SUITE 2700
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LLR Capital IV, LLC
CENTRAL INDEX KEY: 0001777454
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39687
FILM NUMBER: 24941227
BUSINESS ADDRESS:
STREET 1: C/O PHREESIA, INC.
STREET 2: 432 PARK AVENUE S., 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 888-654-7473
MAIL ADDRESS:
STREET 1: C/O PHREESIA, INC.
STREET 2: 432 PARK AVENUE S., 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LLR Capital IV, L.P.
CENTRAL INDEX KEY: 0001777472
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39687
FILM NUMBER: 24941228
BUSINESS ADDRESS:
STREET 1: 2929 WALNUT STREET
STREET 2: SUITE 1530
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 888-654-7473
MAIL ADDRESS:
STREET 1: 2929 WALNUT STREET
STREET 2: SUITE 1530
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CompoSecure, Inc.
CENTRAL INDEX KEY: 0001823144
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 09 Crypto Assets
IRS NUMBER: 852749902
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
BUSINESS PHONE: 908-518-0500EXT.1390
MAIL ADDRESS:
STREET 1: 309 PIERCE STREET
CITY: SOMERSET
STATE: NJ
ZIP: 08873
FORMER COMPANY:
FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp.
DATE OF NAME CHANGE: 20200901
4
1
tm249311-7_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-05-13
0
0001823144
CompoSecure, Inc.
CMPO
0001543672
LLR EQUITY PARTNERS IV, L.P.
C/O COMPOSECURE, INC.
309 PIERCE STREET
SOMERSET
NJ
08873
0
0
1
0
0001553824
LLR EQUITY PARTNERS PARALLEL IV, L.P.
309 PIERCE STREET
SOMERSET
NJ
08873
0
0
1
0
0001777472
LLR Capital IV, L.P.
309 PIERCE STREET
SOMERSET
NJ
08873
0
0
1
0
0001777454
LLR Capital IV, LLC
C/O COMPOSECURE, INC.
309 PIERCE STREET
SOMERSET
NJ
08873
0
0
1
0
0
Class A Common Stock
2024-05-13
4
M
0
4752150
0.00
A
4752150
D
Class A Common Stock
2024-05-13
4
S
0
4752150
6.50
D
0
D
Class B Common Stock
2024-05-13
4
M
0
4752150
D
Class A Common Stock
4572150
29774258
D
On May 13, 2024, in accordance with the provisions of that certain Exchange Agreement, dated as of December 27, 2021, by and among CompoSecure, Inc., CompoSecure Holdings, L.L.C., and the other parties thereto (the "Exchange Agreement"), LLR Equity Partners IV, L.P. voluntarily exchanged 4,551,913 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 4,551,913 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. exchanged 200,237 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 200,237 shares of Class A Common Stock. The corresponding number of shares of Class B Common Stock were immediately cancelled upon exchange.
As described in the prospectus supplement, dated May 8, 2024, filed by the Company on May 9, 2024, in connection with an underwritten registered secondary public offering (the "Offering") and sale of Class A Common Stock of CompoSecure, Inc. by certain of its selling stockholders, LLR Equity Partners IV, L.P. sold 4,551,913 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. sold 200,237 shares of Class A Common Stock at a purchase price of $6.50 per share.
Total amount includes 28,519,690 shares of Class B Common Stock and 1,254,568 shares of Class B Common Stock and a corresponding number of Class B Common Units issued by Holdings that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, pursuant to the Exchange Agreement, held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P., respectively. Total amount does not include 20,829 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors. Mr. Hollins disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P.
By: /s/ Mitchell Hollin Name: Mitchell Hollin, as member of LLR Capital IV, LLC (the general partner of LLR Capital Partner IV, L.P. (the general partner of LLR Equity Partners IV, L.P.))
2024-05-13
By:/s/ Mitchell Hollin Name: Mitchell Hollin, as member of LLR Capital IV, LLC (the general partner of LLR Capital Partner IV, L.P. (the general partner of LLR Equity Capital Partners Parallel IV, L.P.))
2024-05-13
By:/s/ Mitchell Hollin Name: Mitchell Hollin, as member of LLR Capital IV, LLC (the general partner of LLR Capital Partner IV, L.P.)
2024-05-13
By:/s/ Mitchell Hollin Name: Mitchell Hollin, as member of LLR Capital IV, LLC
2024-05-13