0001104659-24-060778.txt : 20240513 0001104659-24-060778.hdr.sgml : 20240513 20240513215353 ACCESSION NUMBER: 0001104659-24-060778 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240513 FILED AS OF DATE: 20240513 DATE AS OF CHANGE: 20240513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LLR EQUITY PARTNERS IV, L.P. CENTRAL INDEX KEY: 0001543672 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39687 FILM NUMBER: 24941230 BUSINESS ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: SUITE 2700 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 215.717.2900 MAIL ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: SUITE 2700 CITY: PHILADELPHIA STATE: PA ZIP: 19104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LLR EQUITY PARTNERS PARALLEL IV, L.P. CENTRAL INDEX KEY: 0001553824 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39687 FILM NUMBER: 24941229 BUSINESS ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: SUITE 2700 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 215-717-2900 MAIL ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: SUITE 2700 CITY: PHILADELPHIA STATE: PA ZIP: 19104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LLR Capital IV, LLC CENTRAL INDEX KEY: 0001777454 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39687 FILM NUMBER: 24941227 BUSINESS ADDRESS: STREET 1: C/O PHREESIA, INC. STREET 2: 432 PARK AVENUE S., 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 888-654-7473 MAIL ADDRESS: STREET 1: C/O PHREESIA, INC. STREET 2: 432 PARK AVENUE S., 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LLR Capital IV, L.P. CENTRAL INDEX KEY: 0001777472 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39687 FILM NUMBER: 24941228 BUSINESS ADDRESS: STREET 1: 2929 WALNUT STREET STREET 2: SUITE 1530 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 888-654-7473 MAIL ADDRESS: STREET 1: 2929 WALNUT STREET STREET 2: SUITE 1530 CITY: PHILADELPHIA STATE: PA ZIP: 19104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CompoSecure, Inc. CENTRAL INDEX KEY: 0001823144 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 852749902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 908-518-0500EXT.1390 MAIL ADDRESS: STREET 1: 309 PIERCE STREET CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: Roman DBDR Tech Acquisition Corp. DATE OF NAME CHANGE: 20200901 4 1 tm249311-7_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-05-13 0 0001823144 CompoSecure, Inc. CMPO 0001543672 LLR EQUITY PARTNERS IV, L.P. C/O COMPOSECURE, INC. 309 PIERCE STREET SOMERSET NJ 08873 0 0 1 0 0001553824 LLR EQUITY PARTNERS PARALLEL IV, L.P. 309 PIERCE STREET SOMERSET NJ 08873 0 0 1 0 0001777472 LLR Capital IV, L.P. 309 PIERCE STREET SOMERSET NJ 08873 0 0 1 0 0001777454 LLR Capital IV, LLC C/O COMPOSECURE, INC. 309 PIERCE STREET SOMERSET NJ 08873 0 0 1 0 0 Class A Common Stock 2024-05-13 4 M 0 4752150 0.00 A 4752150 D Class A Common Stock 2024-05-13 4 S 0 4752150 6.50 D 0 D Class B Common Stock 2024-05-13 4 M 0 4752150 D Class A Common Stock 4572150 29774258 D On May 13, 2024, in accordance with the provisions of that certain Exchange Agreement, dated as of December 27, 2021, by and among CompoSecure, Inc., CompoSecure Holdings, L.L.C., and the other parties thereto (the "Exchange Agreement"), LLR Equity Partners IV, L.P. voluntarily exchanged 4,551,913 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 4,551,913 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. exchanged 200,237 shares of Class B Common Units issued by CompoSecure Holdings, L.L.C. for 200,237 shares of Class A Common Stock. The corresponding number of shares of Class B Common Stock were immediately cancelled upon exchange. As described in the prospectus supplement, dated May 8, 2024, filed by the Company on May 9, 2024, in connection with an underwritten registered secondary public offering (the "Offering") and sale of Class A Common Stock of CompoSecure, Inc. by certain of its selling stockholders, LLR Equity Partners IV, L.P. sold 4,551,913 shares of Class A Common Stock and LLR Equity Partners Parallel IV, L.P. sold 200,237 shares of Class A Common Stock at a purchase price of $6.50 per share. Total amount includes 28,519,690 shares of Class B Common Stock and 1,254,568 shares of Class B Common Stock and a corresponding number of Class B Common Units issued by Holdings that are exchangeable for Class A Common Stock on a share-for-share basis, subject to adjustment, pursuant to the Exchange Agreement, held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P., respectively. Total amount does not include 20,829 shares of Class A Common Stock owned by Mitchell Hollin, a member of LLR Capital IV, LLC, the General Partner of LLR Capital IV, L.P., the General Partner of LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. and LLR Equity Partners IV, L.P.'s and LLR Equity Partners Parallel IV, L.P.'s designee to the Company's board of directors. Mr. Hollins disclaims beneficial ownership of the shares held by LLR Equity Partners IV, L.P. and LLR Equity Partners Parallel IV, L.P. By: /s/ Mitchell Hollin Name: Mitchell Hollin, as member of LLR Capital IV, LLC (the general partner of LLR Capital Partner IV, L.P. (the general partner of LLR Equity Partners IV, L.P.)) 2024-05-13 By:/s/ Mitchell Hollin Name: Mitchell Hollin, as member of LLR Capital IV, LLC (the general partner of LLR Capital Partner IV, L.P. (the general partner of LLR Equity Capital Partners Parallel IV, L.P.)) 2024-05-13 By:/s/ Mitchell Hollin Name: Mitchell Hollin, as member of LLR Capital IV, LLC (the general partner of LLR Capital Partner IV, L.P.) 2024-05-13 By:/s/ Mitchell Hollin Name: Mitchell Hollin, as member of LLR Capital IV, LLC 2024-05-13