0001209191-17-008973.txt : 20170209 0001209191-17-008973.hdr.sgml : 20170209 20170209113611 ACCESSION NUMBER: 0001209191-17-008973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170207 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CU Bancorp CENTRAL INDEX KEY: 0001543643 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 900779788 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: (818) 257-7779 MAIL ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sjogren Robert E CENTRAL INDEX KEY: 0001586679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35683 FILM NUMBER: 17586136 BUSINESS ADDRESS: BUSINESS PHONE: 2134307074 MAIL ADDRESS: STREET 1: 818 W. 7TH ST. STREET 2: SUITE 220 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-07 0 0001543643 CU Bancorp CUNB 0001586679 Sjogren Robert E C/O CU BANCORP 818 W. 7TH ST. SUITE 220 LOS ANGELES CA 90017 0 1 0 0 EVP, Chief Risk Officer Common Stock 2017-02-07 4 A 0 1712 0.00 A 6712 D 1,712 restricted shares of common stock were granted to the Reporting Person on February 7, 2017, pursuant to the 2016 Management Incentive Plan developed under and pursuant to the 2007 Equity and Incentive Plan, as amended and restated July 31, 2014. The restricted stock award vests 50% on the second Tuesday in December 2017 (i.e., December 12, 2017), and the remaining 50% on the second Tuesday in December 2018 (i.e., December 11, 2018). Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events. Robert E. Sjogren, By: Anita Y. Wolman, Attorney-in-Fact. 2017-02-09