0001209191-16-137629.txt : 20160817
0001209191-16-137629.hdr.sgml : 20160817
20160817181202
ACCESSION NUMBER: 0001209191-16-137629
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160815
FILED AS OF DATE: 20160817
DATE AS OF CHANGE: 20160817
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CU Bancorp
CENTRAL INDEX KEY: 0001543643
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 900779788
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
BUSINESS PHONE: (818) 257-7779
MAIL ADDRESS:
STREET 1: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Anne A
CENTRAL INDEX KEY: 0001555463
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35683
FILM NUMBER: 161839616
MAIL ADDRESS:
STREET 1: C/O CU BANCORP
STREET 2: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-15
0
0001543643
CU Bancorp
CUNB
0001555463
Williams Anne A
C/O CU BANCORP 15821 VENTURA BLVD.
SUITE 100
ENCINO
CA
91436
0
1
0
0
EVP, CCO & COO
Common Stock
2016-08-15
4
F
0
1443
24.09
D
121880
D
Options to Purchase Common Stock
12.20
2017-04-27
Common Stock
8500
8500
D
The Reporting Person is reporting the withholding by CU Bancorp of 463 shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of 3,250 shares of restricted stock to the Reporting Person on August 15, 2016, in accordance with the vesting schedule set forth in the restricted stock grant.
Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant
As of filing date, the stock option grant is 100% vested and immediately exercisable.
Anne A. Williams, By: Anita Y. Wolman, Attorney-in-Fact.
2016-08-17