0001209191-16-137629.txt : 20160817 0001209191-16-137629.hdr.sgml : 20160817 20160817181202 ACCESSION NUMBER: 0001209191-16-137629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160815 FILED AS OF DATE: 20160817 DATE AS OF CHANGE: 20160817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CU Bancorp CENTRAL INDEX KEY: 0001543643 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 900779788 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: (818) 257-7779 MAIL ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Anne A CENTRAL INDEX KEY: 0001555463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35683 FILM NUMBER: 161839616 MAIL ADDRESS: STREET 1: C/O CU BANCORP STREET 2: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-15 0 0001543643 CU Bancorp CUNB 0001555463 Williams Anne A C/O CU BANCORP 15821 VENTURA BLVD. SUITE 100 ENCINO CA 91436 0 1 0 0 EVP, CCO & COO Common Stock 2016-08-15 4 F 0 1443 24.09 D 121880 D Options to Purchase Common Stock 12.20 2017-04-27 Common Stock 8500 8500 D The Reporting Person is reporting the withholding by CU Bancorp of 463 shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of 3,250 shares of restricted stock to the Reporting Person on August 15, 2016, in accordance with the vesting schedule set forth in the restricted stock grant. Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant As of filing date, the stock option grant is 100% vested and immediately exercisable. Anne A. Williams, By: Anita Y. Wolman, Attorney-in-Fact. 2016-08-17