0001209191-16-132645.txt : 20160713 0001209191-16-132645.hdr.sgml : 20160713 20160713192848 ACCESSION NUMBER: 0001209191-16-132645 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160711 FILED AS OF DATE: 20160713 DATE AS OF CHANGE: 20160713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CU Bancorp CENTRAL INDEX KEY: 0001543643 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 900779788 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: (818) 257-7779 MAIL ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sjogren Robert E CENTRAL INDEX KEY: 0001586679 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35683 FILM NUMBER: 161766406 BUSINESS ADDRESS: BUSINESS PHONE: 7142771495 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: 3RD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2016-07-11 1 0001543643 CU Bancorp CUNB 0001586679 Sjogren Robert E C/O CU BANCORP 818 W. 7TH ST. SUITE 220 LOS ANGELES CA 90017 0 1 0 0 EVP, Chief Risk Officer Power of Attorney is attached. Robert E. Sjogren, By: Anita Y. Wolman, Attorney-in-Fact. 2016-07-13 EX-24.3_666731 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Known all by these presents that the undersigned hereby constitutes and appoints Anita Y. Wolman, Karen A. Schoenbaum, Jeffrey Salvesen and Ana Acob and each of them or any one of them the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of CU Bancorp (the "Company"), Forms 3, 4, and 5 (including amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition, or disposition of securities of the Company; 2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete, file and execute any such Form 3, 4, or 5 (including amendments thereto) or other form or report, and timely file, as required by applicable law and regulations, such form or report (including amendments thereto) with the United States Securities and Exchange Commission and any stock exchange or similar authority, including but not limited to executing a Uniform Application for Access Codes to File on EDGAR; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 10th day of July, 2016. /s/ Robert E. Sjogren Signature Name (print) Robert E. Sjogren