0001209191-16-128495.txt : 20160617 0001209191-16-128495.hdr.sgml : 20160617 20160617153350 ACCESSION NUMBER: 0001209191-16-128495 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160616 FILED AS OF DATE: 20160617 DATE AS OF CHANGE: 20160617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CU Bancorp CENTRAL INDEX KEY: 0001543643 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 900779788 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: (818) 257-7779 MAIL ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beauregard Charles R CENTRAL INDEX KEY: 0001626478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35683 FILM NUMBER: 161719998 MAIL ADDRESS: STREET 1: C/O CU BANCORP STREET 2: 15821 VENTURA BOULEVARD CITY: ENCINO STATE: CA ZIP: 91436 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-16 0 0001543643 CU Bancorp CUNB 0001626478 Beauregard Charles R C/O CU BANCORP 15821 VENTURA BOULEVARD, SUITE 100 ENCINO CA 91436 1 0 0 0 Common Stock 2016-06-16 4 M 0 16924 7.59 A 112314 D Options to Purchase Common Stock 7.59 2016-06-16 4 M 0 16924 0.00 D 2016-06-21 Common Stock 16924 0 D The closing price per share of the issuer's stock as of the date that the Reporting Person acquired the shares was $22.29. Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant. As of filing date, the stock option grant is 100% vested and immediately exercisable. Charles R. Beauregard, By: Anita Y. Wolman, Attorney-in-fact. 2016-06-17