0001209191-16-089997.txt : 20160106
0001209191-16-089997.hdr.sgml : 20160106
20160106172807
ACCESSION NUMBER: 0001209191-16-089997
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160106
FILED AS OF DATE: 20160106
DATE AS OF CHANGE: 20160106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CU Bancorp
CENTRAL INDEX KEY: 0001543643
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 900779788
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
BUSINESS PHONE: (818) 257-7779
MAIL ADDRESS:
STREET 1: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Horton K Brian
CENTRAL INDEX KEY: 0001626135
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35683
FILM NUMBER: 161327822
MAIL ADDRESS:
STREET 1: C/O CU BANCORP
STREET 2: 15821 VENTURA BOULEVARD SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-01-06
0
0001543643
CU Bancorp
CUNB
0001626135
Horton K Brian
C/O CU BANCORP
15821 VENTURA BLVD, SUITE 100
ENCINO
CA
91436
1
1
0
0
President
Common Stock
2016-01-06
4
M
0
28268
7.59
A
85928
D
Common Stock
2016-01-06
4
S
0
28268
23.75
D
57660
D
Common Stock
70444
I
By K Brian Horton, Trustee of the K Brian Horton Trust
Common Stock
3362
I
By Chester E Horton Jr. as Custodian for UTMA/CA for Christopher R. Horton
Options to Purchase Common Stock
7.59
2016-01-06
4
M
0
28268
0.00
D
2016-06-21
Common Stock
38222
9954
D
Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 4, 2015.
Represents the aggregate of sales effected on the same day at different prices.
This figure represents the weighted average sale price for all transactions, which are being aggregated and reported on a single line, as the transactions were all effectuated within a one dollar range, ranging from $23.70 to $23.80 per share. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
As of filing date, the stock option grant is 100% vested and immediately exercisable.
K. Brian Horton, By: Anita Y. Wolman, Attorney-in-Fact.
2016-01-06