0001209191-15-087528.txt : 20151231
0001209191-15-087528.hdr.sgml : 20151231
20151231165448
ACCESSION NUMBER: 0001209191-15-087528
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151230
FILED AS OF DATE: 20151231
DATE AS OF CHANGE: 20151231
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CU Bancorp
CENTRAL INDEX KEY: 0001543643
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 900779788
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
BUSINESS PHONE: (818) 257-7779
MAIL ADDRESS:
STREET 1: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Beauregard Charles R
CENTRAL INDEX KEY: 0001626478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35683
FILM NUMBER: 151316172
MAIL ADDRESS:
STREET 1: C/O CU BANCORP
STREET 2: 15821 VENTURA BOULEVARD
CITY: ENCINO
STATE: CA
ZIP: 91436
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-12-30
0
0001543643
CU Bancorp
CUNB
0001626478
Beauregard Charles R
C/O CU BANCORP
15821 VENTURA BOULEVARD, SUITE 100
ENCINO
CA
91436
1
0
0
0
Common Stock
2015-12-30
4
M
1
16000
25.49
A
95390
D
Options to Purchase Common Stock
7.59
2015-12-30
4
M
0
16000
0.00
D
2016-06-21
Common Stock
32924
16924
D
Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant.
Exercise of 16,000 options to purchase shares of common stock from 32,924 options to purchase shares of common stock.
As of filing date, the stock option grant is 100% vested and immediately exercisable.
Charles R. Beauregard, By: Anita Y. Wolman, Attorney-in-Fact.
2015-12-31