0001209191-15-082104.txt : 20151124 0001209191-15-082104.hdr.sgml : 20151124 20151124194452 ACCESSION NUMBER: 0001209191-15-082104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151123 FILED AS OF DATE: 20151124 DATE AS OF CHANGE: 20151124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CU Bancorp CENTRAL INDEX KEY: 0001543643 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 900779788 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: (818) 257-7779 MAIL ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweetman Charles H CENTRAL INDEX KEY: 0001555233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35683 FILM NUMBER: 151254231 MAIL ADDRESS: STREET 1: C/O CU BANCORP STREET 2: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-23 0 0001543643 CU Bancorp CUNB 0001555233 Sweetman Charles H C/O CU BANCORP 15821 VENTURA BLVD. SUITE 100 ENCINO CA 91436 1 0 0 0 Common Stock 2015-11-23 4 G 0 1000 0.00 D 24100 I As Trustee of the Charles and Judith Sweetman Family Trust Common Stock 2015-11-23 4 G 0 150 0.00 A 1250 I Judith Sweetman as Custodian under CUTMA for Drake W. Radmacher Common Stock 2015-11-23 4 G 0 150 0.00 A 1250 I Judith Sweetman as Custodian under CUTMA for Ivy K. Radmacher Common Stock 2015-11-23 4 G 0 350 0.00 A 850 I Judith Sweetman as Custodian under CUTMA for Zachary A. Kosma Common Stock 2015-11-23 4 G 0 350 0.00 A 850 I Judith Sweetman as Custodian under CUTMA for Marcus Oliver Kosma Common Stock 1170 D Common Stock 21500 I As Trustee of the Charles H. Sweetman 1996 Trust Common Stock 2000 I As Member/Manager of Sweetman Properties LLC Common Stock 1000 I As Trustee of the Judith Sweetman Trust Common Stock 3150 I Charles H. Sweetman as Custodian under CUTMA for Kaylee J. Sweetman Common Stock 2650 I Charles H. Sweetman as Custodian under CUTMA for Patrick C. Roche Common Stock 2650 I Charles H. Sweetman as Custodian under CUTMA for the Sophia Rose Sweetman Common Stock 750 I Charles H. Sweetman as Custodian under CUTMA for Emily K. Roche Restatement of beneficial ownership as of November 23, 2015. Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant. Charles H. Sweetman, By: Anita Y. Wolman, Attorney-in-Fact. 2015-11-24