0001209191-15-081116.txt : 20151118 0001209191-15-081116.hdr.sgml : 20151118 20151118193320 ACCESSION NUMBER: 0001209191-15-081116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151118 FILED AS OF DATE: 20151118 DATE AS OF CHANGE: 20151118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CU Bancorp CENTRAL INDEX KEY: 0001543643 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 900779788 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: (818) 257-7779 MAIL ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beauregard Charles R CENTRAL INDEX KEY: 0001626478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35683 FILM NUMBER: 151241982 MAIL ADDRESS: STREET 1: C/O CU BANCORP STREET 2: 15821 VENTURA BOULEVARD CITY: ENCINO STATE: CA ZIP: 91436 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-18 0 0001543643 CU Bancorp CUNB 0001626478 Beauregard Charles R C/O CU BANCORP 15821 VENTURA BOULEVARD, SUITE 100 ENCINO CA 91436 1 0 0 0 Common Stock 2015-11-18 4 S 0 4721 26.62 D 84669 D Options to Purchase Common Stock 7.59 2016-06-21 Common Stock 32924 32924 D Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant. As of filing date, the stock option grant is 100% vested and immediately exercisable. Charles R. Beauregard, By: Anita Y. Wolman, Attorney-in-Fact. 2015-11-18