0001209191-15-080527.txt : 20151117 0001209191-15-080527.hdr.sgml : 20151117 20151117144105 ACCESSION NUMBER: 0001209191-15-080527 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151116 FILED AS OF DATE: 20151117 DATE AS OF CHANGE: 20151117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CU Bancorp CENTRAL INDEX KEY: 0001543643 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 900779788 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: (818) 257-7779 MAIL ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holman David C CENTRAL INDEX KEY: 0001626141 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35683 FILM NUMBER: 151237953 MAIL ADDRESS: STREET 1: C/O CU BANCORP STREET 2: 15821 VENTURA BOULEVARD SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-16 0 0001543643 CU Bancorp CUNB 0001626141 Holman David C C/O CU BANCORP 15821 VENTURA BLVD, SUITE 100 ENCINO CA 91436 1 0 0 0 Common Stock 2015-11-16 4 M 0 7986 7.59 A 154790 D Common Stock 2015-11-16 4 S 0 7986 26.25 D 146804 D Options to Purchase Common Stock 7.59 2015-11-16 4 M 0 7986 0.00 D 2016-06-21 Common Stock 54081 46095 D Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurance of certain events specified in the restricted stock grant. This figure represents the weighted average sale price for all transactions, which are being aggregated and reported on a single line, as the transaction were all effectuated within a one dollar range, ranging from $26.25 to $26.27 per share. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. As of filing date, the stock option grant is 100% vested and immediately exercisable. David C. Holman, By: Anita Y. Wolman, Attorney-in-Fact. 2015-11-17