0001209191-15-070639.txt : 20150915
0001209191-15-070639.hdr.sgml : 20150915
20150915111703
ACCESSION NUMBER: 0001209191-15-070639
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150912
FILED AS OF DATE: 20150915
DATE AS OF CHANGE: 20150915
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CU Bancorp
CENTRAL INDEX KEY: 0001543643
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 900779788
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
BUSINESS PHONE: (818) 257-7779
MAIL ADDRESS:
STREET 1: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolman Anita
CENTRAL INDEX KEY: 0001555222
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35683
FILM NUMBER: 151107108
MAIL ADDRESS:
STREET 1: C/O CU BANCORP
STREET 2: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-12
0
0001543643
CU Bancorp
CUNB
0001555222
Wolman Anita
C/O CU BANCORP 15821 VENTURA BLVD.
SUITE 100
ENCINO
CA
91436
0
1
0
0
EVP and General Counsel
Common Stock
2015-09-12
4
F
0
563
21.88
D
64390
D
Common Stock
5200
I
By Spouse in Retirement Plans
Options to Purchase Common Stock
22.00
2016-04-25
Common Stock
5000
5000
D
The reporting person is reporting the withholding by CU Bancorp of 563 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of 1,500 shared of restricted stock to the reporting person on September 12, 2015, in accordance with the vesting schedule set forth in the restricted stock grant.
Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
As of filing date, the stock option grant is 100% vested and immediately exercisable.
Anita Y. Wolman
2015-09-15