0001209191-15-066400.txt : 20150817 0001209191-15-066400.hdr.sgml : 20150817 20150817194737 ACCESSION NUMBER: 0001209191-15-066400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150814 FILED AS OF DATE: 20150817 DATE AS OF CHANGE: 20150817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CU Bancorp CENTRAL INDEX KEY: 0001543643 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 900779788 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: (818) 257-7779 MAIL ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Anne A CENTRAL INDEX KEY: 0001555463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35683 FILM NUMBER: 151059948 MAIL ADDRESS: STREET 1: C/O CU BANCORP STREET 2: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-14 0 0001543643 CU Bancorp CUNB 0001555463 Williams Anne A C/O CU BANCORP 15821 VENTURA BLVD. SUITE 100 ENCINO CA 91436 0 1 0 0 EVP, CCO & COO Common Stock 2015-08-14 4 F 0 1221 22.57 D 118645 D Options to Purchase Common Stock 22.00 2016-04-25 Common Stock 5000 5000 D Options to Purchase Common Stock 12.20 2017-04-27 Common Stock 8500 8500 D The reporting person is reporting the withholding by CU Bancorp of 1,221 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of 3,250 restricted stock units which vested on August 14, 2015, in accordance with the vesting schedule set forth in the restricted stock grant. Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant As of filing date, the stock option grant is 100% vested and immediately exercisable. Anne A. Williams, By: Anita Y. Wolman, Attorney-in-Fact 2015-08-17