0001209191-15-028353.txt : 20150320 0001209191-15-028353.hdr.sgml : 20150320 20150320192331 ACCESSION NUMBER: 0001209191-15-028353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150319 FILED AS OF DATE: 20150320 DATE AS OF CHANGE: 20150320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CU Bancorp CENTRAL INDEX KEY: 0001543643 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 900779788 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 BUSINESS PHONE: (818) 257-7779 MAIL ADDRESS: STREET 1: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Anne A CENTRAL INDEX KEY: 0001555463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35683 FILM NUMBER: 15717435 MAIL ADDRESS: STREET 1: C/O CU BANCORP STREET 2: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-19 0 0001543643 CU Bancorp CUNB 0001555463 Williams Anne A C/O CU BANCORP 15821 VENTURA BLVD. SUITE 100 ENCINO CA 91436 0 1 0 0 EVP, CCO & COO Common Stock 2015-03-19 4 A 0 18000 0.00 A 121369 D Options to Purchase Common Stock 22.00 2016-04-25 Common Stock 5000 5000 D Options to Purchase Common Stock 12.20 2017-04-27 Common Stock 8500 8500 D 18,000 restricted shares of common stock were granted to the Reporting Person on March 19, 2015. The closing price of the issuer's stock as of the date of the grant was $21.00. The restricted shares of common stock are subject to a time-based vesting pursuant to which 9,000 shares will vest on March 19, 2017 and 4,500 shares will vest on each of March 19, 2018 and 2019. Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant As of filing date, the stock option grant is 100% vested and immediately exercisable. Stock options were granted to the Reporting Person on April 27, 2010. The options will vest in five (5) equal annual installments on each April 27, 2011, 2012, 2013, 2014, and 2015. Anne A. Williams, By: Anita Y. Wolman, Attorney-in-Fact 2015-03-20