0001209191-15-028353.txt : 20150320
0001209191-15-028353.hdr.sgml : 20150320
20150320192331
ACCESSION NUMBER: 0001209191-15-028353
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150319
FILED AS OF DATE: 20150320
DATE AS OF CHANGE: 20150320
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CU Bancorp
CENTRAL INDEX KEY: 0001543643
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 900779788
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
BUSINESS PHONE: (818) 257-7779
MAIL ADDRESS:
STREET 1: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Anne A
CENTRAL INDEX KEY: 0001555463
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35683
FILM NUMBER: 15717435
MAIL ADDRESS:
STREET 1: C/O CU BANCORP
STREET 2: 15821 VENTURA BOULEVARD, SUITE 100
CITY: ENCINO
STATE: CA
ZIP: 91436
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-03-19
0
0001543643
CU Bancorp
CUNB
0001555463
Williams Anne A
C/O CU BANCORP 15821 VENTURA BLVD.
SUITE 100
ENCINO
CA
91436
0
1
0
0
EVP, CCO & COO
Common Stock
2015-03-19
4
A
0
18000
0.00
A
121369
D
Options to Purchase Common Stock
22.00
2016-04-25
Common Stock
5000
5000
D
Options to Purchase Common Stock
12.20
2017-04-27
Common Stock
8500
8500
D
18,000 restricted shares of common stock were granted to the Reporting Person on March 19, 2015. The closing price of the issuer's stock as of the date of the grant was $21.00. The restricted shares of common stock are subject to a time-based vesting pursuant to which 9,000 shares will vest on March 19, 2017 and 4,500 shares will vest on each of March 19, 2018 and 2019.
Include shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant
As of filing date, the stock option grant is 100% vested and immediately exercisable.
Stock options were granted to the Reporting Person on April 27, 2010. The options will vest in five (5) equal annual installments on each April 27, 2011, 2012, 2013, 2014, and 2015.
Anne A. Williams, By: Anita Y. Wolman, Attorney-in-Fact
2015-03-20