8-K 1 d594251d8k.htm 8-K 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 20, 2013

 

 

CU BANCORP

(Exact name of registrant as specified in its charter)

 

 

 

California   001-35683   90-0779788

(State or other jurisdiction of

incorporation)

 

Commission

File Number

 

(I.R.S. Employer

Identification No.)

15821 Ventura Boulevard, Suite 100- Encino, CA   91436
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (818) 257-7700

(Former name or former address, if change since last report)

 

 

Check the appropriate box below if the Form 8-K filing is to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders.

On August 20, 2013, CU Bancorp (the “Company”) held its 2013 annual meeting of stockholders. The matters voted on at the meeting and the final voting results are as follows:

The following persons were elected to serve as directors and received the number of votes set forth opposite their respective names:

 

     Shares Voted For      Withheld      Broker Non-Votes  

ROBERTO E. BARRAGAN

     5,558,317         9,351         3,299,593   

KENNETH L. BERNSTEIN

     5,565,481         2,187         3,299,593   

STEPHEN G. CARPENTER

     5,556,181         11,487         3,299,593   

KENNETH J. COSGROVE

     5,555,881         11,787         3,299,593   

ROBERT MATRANGA

     5,565,581         2,087         3,299,593   

DAVID I. RAINER

     5,558,381         9,287         3,299,593   

ROY A. SALTER

     5,558,381         9,287         3,299,593   

DANIEL F. SELLECK

     5,563,681         3,987         3,299,593   

LESTER M. SUSSMAN

     5,565,481         2,187         3,299,593   

CHARLES H. SWEETMAN

     5,556,181         11,487         3,299,593   

ANNE A. WILLIAMS

     5,558,337         9,331         3,299,593   

(2) A proposal regarding the ratification of the appointment of McGladrey LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013 was approved by the following vote:

 

Shares Voted For

   Shares Voted Against    Shares Abstained

8,842,768

   12,326    12,167


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  CU Bancorp
Dated: September 4, 2013   By:  

/s/ Anita Y. Wolman

    Anita Y. Wolman
    Executive Vice President and General Counsel