0001796022-23-000053.txt : 20230905 0001796022-23-000053.hdr.sgml : 20230905 20230905183101 ACCESSION NUMBER: 0001796022-23-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230831 FILED AS OF DATE: 20230905 DATE AS OF CHANGE: 20230905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lim James CENTRAL INDEX KEY: 0001543577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39510 FILM NUMBER: 231237327 MAIL ADDRESS: STREET 1: 100 PAINTERS MILL ROAD, SUITE 700 CITY: OWINGS MILLS STATE: MD ZIP: 21117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StepStone Group Inc. CENTRAL INDEX KEY: 0001796022 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 843868757 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 1-212-351-6100 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 wk-form4_1693953048.xml FORM 4 X0508 4 2023-08-31 0 0001796022 StepStone Group Inc. STEP 0001543577 Lim James C/O STEPSTONE GROUP INC. 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 1 Class A Common Stock 2023-08-31 4 S 0 634 31.01 D 6869787 I By Sanctuary Bay LLC Class A Common Stock 2023-09-01 4 S 0 16056 31.04 D 6853731 I By Sanctuary Bay LLC Class A Common Stock 2023-09-05 4 S 0 710 31.03 D 6853021 I By Sanctuary Bay LLC This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. /s/Jennifer Ishiguro, Attorney-in-fact for James Lim 2023-09-05