The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 2,693 | 93,829 | SH | SOLE | 93,829 | 0 | 0 | ||
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 529 | 18,443 | SH | OTR | 1 | 0 | 0 | 18,443 | |
| ALTEVA | COM | 02153V102 | 521 | 62,834 | SH | SOLE | 62,834 | 0 | 0 | ||
| AMBARELLA INC | SHS | G037AX101 | 360 | 13,468 | SH | OTR | 1 | 0 | 0 | 13,468 | |
| AMBARELLA INC | SHS | G037AX101 | 1,878 | 70,324 | SH | SOLE | 70,324 | 0 | 0 | ||
| ANSYS INC | COM | 03662Q105 | 274 | 3,556 | SH | OTR | 1 | 0 | 0 | 3,556 | |
| ANSYS INC | COM | 03662Q105 | 1,175 | 15,258 | SH | SOLE | 15,258 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 483 | 900 | SH | OTR | 1 | 0 | 0 | 900 | |
| APPLE INC | COM | 037833100 | 2,699 | 5,029 | SH | SOLE | 5,029 | 0 | 0 | ||
| ATMEL CORP | COM | 049513104 | 399 | 47,728 | SH | OTR | 1 | 0 | 0 | 47,728 | |
| ATMEL CORP | COM | 049513104 | 1,802 | 215,602 | SH | SOLE | 215,602 | 0 | 0 | ||
| AUDIENCE INC | COM | 05070J102 | 54 | 4,331 | SH | OTR | 1 | 0 | 0 | 4,331 | |
| AUDIENCE INC | COM | 05070J102 | 348 | 27,768 | SH | SOLE | 27,768 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 1,166 | 7,654 | SH | SOLE | 7,654 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 281 | 1,847 | SH | OTR | 1 | 0 | 0 | 1,847 | |
| CERES INC | COM | 156773103 | 625 | 712,753 | SH | SOLE | 712,753 | 0 | 0 | ||
| CHINA MOBILE GAMES & ENTMT G | SPONSORED ADR | 16952T100 | 162 | 7,331 | SH | OTR | 1 | 0 | 0 | 7,331 | |
| CHINA MOBILE GAMES & ENTMT G | SPONSORED ADR | 16952T100 | 798 | 36,069 | SH | SOLE | 36,069 | 0 | 0 | ||
| CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 241 | 10,921 | SH | OTR | 1 | 0 | 0 | 10,921 | |
| CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 1,473 | 66,752 | SH | SOLE | 66,752 | 0 | 0 | ||
| COGNEX CORP | COM | 192422103 | 250 | 7,373 | SH | OTR | 1 | 0 | 0 | 7,373 | |
| COGNEX CORP | COM | 192422103 | 1,445 | 42,651 | SH | SOLE | 42,651 | 0 | 0 | ||
| FABRINET | SHS | G3323L100 | 135 | 6,500 | SH | OTR | 1 | 0 | 0 | 6,500 | |
| FABRINET | SHS | G3323L100 | 994 | 47,845 | SH | SOLE | 47,845 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 1,337 | 22,202 | SH | SOLE | 22,202 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 292 | 4,854 | SH | OTR | 1 | 0 | 0 | 4,854 | |
| GOOGLE INC | CL A | 38259P508 | 763 | 685 | SH | OTR | 1 | 0 | 0 | 685 | |
| GOOGLE INC | CL A | 38259P508 | 4,097 | 3,677 | SH | SOLE | 3,677 | 0 | 0 | ||
| HOLLYSYS AUTOMATION TECHNOLO | SHS | G45667105 | 399 | 18,523 | SH | OTR | 1 | 0 | 0 | 18,523 | |
| HOLLYSYS AUTOMATION TECHNOLO | SHS | G45667105 | 2,529 | 117,396 | SH | SOLE | 117,396 | 0 | 0 | ||
| HYDROGENICS CORP NEW | COM NEW | 448883207 | 1,036 | 37,962 | SH | SOLE | 37,962 | 0 | 0 | ||
| HYDROGENICS CORP NEW | COM NEW | 448883207 | 166 | 6,103 | SH | OTR | 1 | 0 | 0 | 6,103 | |
| IDEAL PWR INC | COM | 451622104 | 219 | 27,099 | SH | SOLE | 27,099 | 0 | 0 | ||
| INVENSENSE INC | COM | 46123D205 | 197 | 8,317 | SH | OTR | 1 | 0 | 0 | 8,317 | |
| INVENSENSE INC | COM | 46123D205 | 1,286 | 54,336 | SH | SOLE | 54,336 | 0 | 0 | ||
| IPG PHOTONICS CORP | COM | 44980X109 | 369 | 5,189 | SH | OTR | 1 | 0 | 0 | 5,189 | |
| IPG PHOTONICS CORP | COM | 44980X109 | 2,844 | 40,015 | SH | SOLE | 40,015 | 0 | 0 | ||
| ISHARES | MICRO-CAP ETF | 464288869 | 2,384 | 30,839 | SH | SOLE | 30,839 | 0 | 0 | ||
| ISHARES | RUSSELL 2000 ETF | 464287655 | 948 | 8,145 | SH | OTR | 1 | 0 | 0 | 8,145 | |
| ISHARES | RUSSELL 2000 ETF | 464287655 | 4,522 | 38,875 | SH | SOLE | 38,875 | 0 | 0 | ||
| KONGZHONG CORP | SPONSORED ADR | 50047P104 | 50 | 4,331 | SH | OTR | 1 | 0 | 0 | 4,331 | |
| KONGZHONG CORP | SPONSORED ADR | 50047P104 | 235 | 20,469 | SH | SOLE | 20,469 | 0 | 0 | ||
| LUXFER HLDGS PLC | SPONSORED ADR | 550678106 | 54 | 2,760 | SH | OTR | 1 | 0 | 0 | 2,760 | |
| LUXFER HLDGS PLC | SPONSORED ADR | 550678106 | 254 | 12,919 | SH | SOLE | 12,919 | 0 | 0 | ||
| MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 1,273 | 53,935 | SH | SOLE | 53,935 | 0 | 0 | ||
| MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 146 | 6,179 | SH | OTR | 1 | 0 | 0 | 6,179 | |
| MONTAGE TECHNOLOGY GROUP LTD | SHS | G6209T105 | 2,038 | 101,804 | SH | SOLE | 101,804 | 0 | 0 | ||
| MONTAGE TECHNOLOGY GROUP LTD | SHS | G6209T105 | 291 | 14,537 | SH | OTR | 1 | 0 | 0 | 14,537 | |
| PEREGRINE SEMICONDUCTOR CORP | COM | 71366R703 | 174 | 28,809 | SH | OTR | 1 | 0 | 0 | 28,809 | |
| PEREGRINE SEMICONDUCTOR CORP | COM | 71366R703 | 1,112 | 183,901 | SH | SOLE | 183,901 | 0 | 0 | ||
| QUANTUM FUEL SYS TECH WORLDW | COM PAR $0.02 | 74765E307 | 191 | 19,691 | SH | OTR | 1 | 0 | 0 | 19,691 | |
| QUANTUM FUEL SYS TECH WORLDW | COM PAR $0.02 | 74765E307 | 1,099 | 113,567 | SH | SOLE | 113,567 | 0 | 0 | ||
| RUDOLPH TECHNOLOGIES INC | COM | 781270103 | 1,351 | 118,375 | SH | SOLE | 118,375 | 0 | 0 | ||
| RUDOLPH TECHNOLOGIES INC | COM | 781270103 | 200 | 17,509 | SH | OTR | 1 | 0 | 0 | 17,509 | |
| SKY-MOBI LTD | SPONSORED ADS | 83084G109 | 189 | 21,445 | SH | OTR | 1 | 0 | 0 | 21,445 | |
| SKY-MOBI LTD | SPONSORED ADS | 83084G109 | 1,167 | 132,608 | SH | SOLE | 132,608 | 0 | 0 | ||
| STRATASYS LTD | SHS | M85548101 | 333 | 3,137 | SH | OTR | 1 | 0 | 0 | 3,137 | |
| STRATASYS LTD | SHS | M85548101 | 1,459 | 13,753 | SH | SOLE | 13,753 | 0 | 0 | ||
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 683 | 34,128 | SH | OTR | 1 | 0 | 0 | 34,128 | |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 4,563 | 227,948 | SH | SOLE | 227,948 | 0 | 0 | ||
| YELP INC | CL A | 985817105 | 1,145 | 14,876 | SH | SOLE | 14,876 | 0 | 0 | ||
| YELP INC | CL A | 985817105 | 273 | 3,552 | SH | OTR | 1 | 0 | 0 | 3,552 | |