Form X-17A-5 - FOCUS Report:
SEC Accession No. 0001543192-20-000001
Filing Date
2020-03-18
Accepted
2020-03-18 11:04:31
Documents
2
Period of Report
2019-12-31
Effectiveness Date
2020-03-18

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2240
3 2019 ANNUAL AUDIT REPORT PUBLIC 2019swcauditpb.pdf FULL 1771962
  Complete submission text file 0001543192-20-000001.txt   2443458
Mailing Address 252 BRADLEY COURT 7TH FLOOR HOLLAND PA 18966
Business Address 1177 AVENUE OF THE AMERCAS 7TH FLOOR NEW YORK NY 10036 2158069031
SAGEWORKS CAPITAL LLC (Filer) CIK: 0001543192 (see all company filings)

EIN.: 820982428 | State of Incorp.: PA | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-69058 | Film No.: 20723564