0001562180-20-002925.txt : 20200403 0001562180-20-002925.hdr.sgml : 20200403 20200403212538 ACCESSION NUMBER: 0001562180-20-002925 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200403 DATE AS OF CHANGE: 20200403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pham Thuan CENTRAL INDEX KEY: 0001775373 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38902 FILM NUMBER: 20775592 MAIL ADDRESS: STREET 1: 1455 MARKET STREET 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Uber Technologies, Inc CENTRAL INDEX KEY: 0001543151 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 452647441 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1455 MARKET ST., 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 415-612-8582 MAIL ADDRESS: STREET 1: 1455 MARKET ST., 4TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-04-01 false 0001543151 Uber Technologies, Inc UBER 0001775373 Pham Thuan 1455 MARKET STREET, 4TH FLOOR SAN FRANCISCO CA 94103 false true false false Chief Technology Officer Common Stock 2020-03-26 5 G false E 355030.00 0.00 D 115337.00 I Annuity Trust 1 Common Stock 2020-03-26 5 G false E 355030.00 0.00 D 115337.00 I Annuity Trust 2 Common Stock 2020-03-26 5 G false E 710060.00 0.00 A 710060.00 I Revocable Trust Common Stock 2020-04-01 4 F false 2302.00 25.42 D 4511042.00 D On March 26, 2020, the reporting person transferred 355,030 shares of Uber common stock from each annuity trust to a family trust of which the reporting person is a trustee. Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee. Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee. Shares are held by the Thuan Q. Pham and Nicole A. Pham Revocable Trust for which Mr. Pham serves as trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust. Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2020. /s/ Keir Gumbs by Power of Attorney for Thuan Pham 2020-04-03