0000899243-21-001355.txt : 20210111
0000899243-21-001355.hdr.sgml : 20210111
20210111172841
ACCESSION NUMBER: 0000899243-21-001355
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210107
FILED AS OF DATE: 20210111
DATE AS OF CHANGE: 20210111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SB Cayman 2 Ltd.
CENTRAL INDEX KEY: 0001776239
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38902
FILM NUMBER: 21521733
BUSINESS ADDRESS:
STREET 1: C/O WALKERS CORPORATE LIMITED
STREET 2: CAYMAN CORPORATE CTR, 27 HOSPITAL ROAD
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-9008
BUSINESS PHONE: 442076290431
MAIL ADDRESS:
STREET 1: C/O WALKERS CORPORATE LIMITED
STREET 2: CAYMAN CORPORATE CTR, 27 HOSPITAL ROAD
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-9008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SB INVESTMENT ADVISERS (UK) LTD
CENTRAL INDEX KEY: 0001731509
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38902
FILM NUMBER: 21521734
BUSINESS ADDRESS:
STREET 1: 69 GROSVENOR STREET
CITY: LONDON
STATE: X0
ZIP: W1K 3JP
BUSINESS PHONE: 44 2076290431
MAIL ADDRESS:
STREET 1: 69 GROSVENOR STREET
CITY: LONDON
STATE: X0
ZIP: W1K 3JP
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SoftBank Vision Fund (AIV S1) L.P.
CENTRAL INDEX KEY: 0001776222
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38902
FILM NUMBER: 21521735
BUSINESS ADDRESS:
STREET 1: 251 LITTLE FALLS DRIVE
CITY: WILMINGTON
STATE: DE
ZIP: 19808
BUSINESS PHONE: 442076290431
MAIL ADDRESS:
STREET 1: 251 LITTLE FALLS DRIVE
CITY: WILMINGTON
STATE: DE
ZIP: 19808
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Uber Technologies, Inc
CENTRAL INDEX KEY: 0001543151
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 452647441
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1455 MARKET ST., 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 415-612-8582
MAIL ADDRESS:
STREET 1: 1455 MARKET ST., 4TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-07
1
0001543151
Uber Technologies, Inc
UBER
0001776239
SB Cayman 2 Ltd.
C/O WALKERS CORPORATE LIMITED, CAYMAN
CORPORATE CENTER 27 HOSPITAL ROAD
GEORGE TOWN
E9
KY1-9008
CAYMAN ISLANDS
0
0
1
0
0001731509
SB INVESTMENT ADVISERS (UK) LTD
69 GROSVENOR STREET
LONDON
X0
W1K 3JP
UNITED KINGDOM
0
0
1
0
0001776222
SoftBank Vision Fund (AIV S1) L.P.
251 LITTLE FALLS DRIVE
WILMINGTON
DE
19808
0
0
1
0
Common Stock
2021-01-07
4
S
0
38000000
53.46
D
184228178
I
See footnotes
SB Cayman 2 Limited is wholly owned by SoftBank Vision Fund (AIV S1) LP, a Delaware limited partnership ("Vision Fund"). SB Investment Advisers (UK) Limited, a wholly owned subsidiary of SoftBank Group Corp., has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing the Vision Fund in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. As AIFM of the Vision Fund, SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing, voting, and disposal of the Vision Fund's Investments. SB Cayman 2 Limited has granted a proxy to a third party with respect to all voting interests in the Company in excess of 9.9% of its outstanding stock.
(Continued from footnote 2) This proxy will automatically terminate following approval of the Committee on Foreign Investment in the United States. Each such entity disclaims beneficial ownership of such shares except to the extent of such entity's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes
SB Cayman 2 Limited, By: /s/ Karen Ellerbe, Director
2021-01-11
SoftBank Vision Fund (AIV S1) L.P., By: SB Investment Advisers (UK) Limited, its Manager, By: /s/ Brian Wheeler, General Counsel
2021-01-11
SB Investment Advisers (UK) Limited, By: /s/ Brian Wheeler, General Counsel
2021-01-11