SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Graves Ryan

(Last)

(First)

(Middle)

1455 MARKET STREET, 4TH FLOOR

(Street)

SAN FRANCISCO

94103

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/09/2019

3. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	26,265,620	D
Common Stock	4,655,648	I	Irrevocable Remainder Trust⁽¹⁾
Common Stock	1,485,884	I	Annuity Trust⁽²⁾
Common Stock	550,000	I	Irrevocable Descendants' Trust⁽³⁾
Common Stock	1,485,884	I	Spouse's Annuity Trust⁽⁴⁾

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Stock Option (Right to Buy)	⁽⁵⁾	02/26/2024	Common Stock	167,640	$0.3295	D

Explanation of Responses:

1. Shares held by The Graves Irrevocable Remainder Trust u/a/d February 25, 2015 for which Mr. Graves and his wife are trustees.

2. Shares held by The Ryan Graves 2018 Annuity Trust u/a/d/ 5/21/2018 for which Mr. Graves is trustee.

3. Shares held by The Graves 2018 Irrevocable Descendants' Trust u/a/d 5/21/2018, of which Mr. Graves and his family are beneficiaries.

4. Shares held by The Molly Graves 2018 Annuity Trust, for which Mr. Graves's wife is trustee. Mr. Graves disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

5. These stock options are currently exercisable.

Remarks:

	/s/ Keir Gumbs by Power of Attorney for Ryan Graves	05/09/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.