Principal / CCO

0001606587-22-002119.txt : 20221103 0001606587-22-002119.hdr.sgml : 20221103 20221103104420 ACCESSION NUMBER: 0001606587-22-002119 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221103 DATE AS OF CHANGE: 20221103 EFFECTIVENESS DATE: 20221103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Capital Management, LLC CENTRAL INDEX KEY: 0001543100 IRS NUMBER: 263954701 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14927 FILM NUMBER: 221356766 BUSINESS ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 BUSINESS PHONE: 480-515-3514 MAIL ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001543100 XXXXXXXX 09-30-2022 09-30-2022 false Windsor Capital Management, LLC

20860 North Tatum Blvd. Suite 220 Phoenix AZ 85050

13F HOLDINGS REPORT 028-14927 N Donald Peppler Principal / CCO 480-515-4410 Don Peppler Phoenix AZ 11-02-2022 0 110 267471 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM COM 00287Y109 227 1697 SH SOLE NONE 0 0 1697 ADVENT CLAYMORE CONVERTIBLE SECS & INC COM 00764C109 290 27338 SH SOLE NONE 0 0 27338 ALLSTATE CORP COM 020002101 694 5578 SH SOLE NONE 0 0 5578 AMAZON.COM INC COM 023135106 434 3844 SH SOLE NONE 0 0 3844 AMERICAN EXPRESS CO COM COM 025816109 254 1889 SH SOLE NONE 0 0 1889 APPLE INC COM 037833100 3414 24706 SH SOLE NONE 0 0 24706 AT&T INC COM COM 00206R102 182 11907 SH SOLE NONE 0 0 11907 AXON ENTERPRISE INC COM COM 05464C101 578 5000 SH SOLE NONE 0 0 5000 BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF BLACKROCK SHORT 46431W838 373 7526 SH SOLE NONE 0 0 7526 BROADCOM INC COM COM 11135F101 765 1724 SH SOLE NONE 0 0 1724 CATERPILLAR INC COM COM 149123101 427 2602 SH SOLE NONE 0 0 2602 CHEVRON CORP NEW COM COM 166764100 1117 7779 SH SOLE NONE 0 0 7779 CISCO SYS INC COM 17275R102 1065 26649 SH SOLE NONE 0 0 26649 COCA COLA CO COM COM 191216100 1095 19563 SH SOLE NONE 0 0 19563 COLGATE PALMOLIVE CO COM COM 194162103 259 3700 SH SOLE NONE 0 0 3700 COMCAST CORP NEW CL A CL A 20030N101 437 14929 SH SOLE NONE 0 0 14929 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD SBI CONS DISCR 81369Y407 1919 13475 SH SOLE NONE 0 0 13475 CONSUMER STAPLES SELECT SECTOR SPDR SBI CONS STPLS 81369Y308 1004 15057 SH SOLE NONE 0 0 15057 DISNEY WALT CO COM COM 254687106 388 4114 SH SOLE NONE 0 0 4114 ENERGY SELECT SECTOR SPDR ENERGY 81369Y506 939 13050 SH SOLE NONE 0 0 13050 EXXON MOBIL CORP COM COM 30231G102 1010 11575 SH SOLE NONE 0 0 11575 FINANCIAL SELECT SECTOR SPDR FINANCIAL 81369Y605 1515 49918 SH SOLE NONE 0 0 49918 FIRSTENERGY CORP COM 337932107 340 9215 SH SOLE NONE 0 0 9215 GABELLI CONV & INCOME SECS FD INC COM 36240B109 214 43256 SH SOLE NONE 0 0 43256 GOLDMAN SACHS GROUP INC COM 38141G104 540 1845 SH SOLE NONE 0 0 1845 HEALTH CARE SELECT SECTOR SPDR SBI HEALTHCARE 81369Y209 2263 18692 SH SOLE NONE 0 0 18692 HOME DEPOT COM 437076102 771 2796 SH SOLE NONE 0 0 2796 HONEYWELL INTL INC COM 438516106 415 2488 SH SOLE NONE 0 0 2488 INDUSTRIAL SELECT SECTOR SPDR SBI INT-INDS 81369Y704 1168 14106 SH SOLE NONE 0 0 14106 INTEL CORP COM COM 458140100 617 23969 SH SOLE NONE 0 0 23969 INTERNATIONAL FLAVORS&FRAGRANC COM COM 459506101 394 4342 SH SOLE NONE 0 0 4342 INTL BUSINESS MACHINES COM 459200101 296 2496 SH SOLE NONE 0 0 2496 ISHARES COHEN & STEERS REIT ETF COHEN STEER REIT 464287564 230 4288 SH SOLE NONE 0 0 4288 ISHARES CONVERTIBLE BOND ETF CONV BD ETF 46435G102 406 5903 SH SOLE NONE 0 0 5903 ISHARES CORE S&P MID CAP ETF CORE S&P MCP ETF 464287507 8939 40773 SH SOLE NONE 0 0 40773 ISHARES CORE U.S. REIT ETF CRE U S REIT ETF 464288521 2094 44095 SH SOLE NONE 0 0 44095 ISHARES FLOATING RATE BOND ETF FLTG RATE NT ETF 46429B655 8790 174857 SH SOLE NONE 0 0 174857 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 265 6300 SH SOLE NONE 0 0 6300 ISHARES IBONDS 2024 TERM HIGH YIELD AND INCOME ETF IBONDS 24 TRM HG 46435U184 246 11076 SH SOLE NONE 0 0 11076 ISHARES IBONDS 2025 TERM HIGH YIELD AND INCOME ETF IBONDS 25 TRM HG 46435U168 222 10032 SH SOLE NONE 0 0 10032 ISHARES IBONDS DEC 2022 TERM CORP ETF IBONDS DEC22 ETF 46434VBA7 4619 184560 SH SOLE NONE 0 0 184560 ISHARES IBONDS DEC 2023 TERM CORPORATE ETF IBONDS DEC23 ETF 46434VAX8 9087 364216 SH SOLE NONE 0 0 364216 ISHARES IBONDS DEC 2024 TERM CORPORATE ETF IBONDS DEC24 ETF 46434VBG4 10852 445699 SH SOLE NONE 0 0 445699 ISHARES IBONDS DEC 2025 TERM CORPORATE ETF IBONDS DEC25 ETF 46434VBD1 10260 425235 SH SOLE NONE 0 0 425235 ISHARES IBONDS DEC 2026 TERM CORPORATE ETF IBONDS DEC2026 46435GAA0 7727 334522 SH SOLE NONE 0 0 334522 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 234 3284 SH SOLE NONE 0 0 3284 ISHARES MSCI EAFE ESG SELECT ETF ESG AW MSCI EAFE 46435G516 8282 147557 SH SOLE NONE 0 0 147557 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1183 21133 SH SOLE NONE 0 0 21133 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 380 10914 SH SOLE NONE 0 0 10914 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 731 4434 SH SOLE NONE 0 0 4434 ISHARES S&P 500 INDEX CORE S&P500 ETF 464287200 18766 52325 SH SOLE NONE 0 0 52325 ISHARES S&P SMALLCAP 600 ETF CORE S&P SCP ETF 464287804 3895 44681 SH SOLE NONE 0 0 44681 ISHARES S&P U.S. PREFERRED STOCK ETF PFD AND INCM SEC 464288687 319 10079 SH SOLE NONE 0 0 10079 ISHARES SHORT MATURITY BOND ETF BLACKROCK ST MAT 46431W507 818 16606 SH SOLE NONE 0 0 16606 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 7752 73907 SH SOLE NONE 0 0 73907 ISHARES TR RUSSELL MIDCAP INDEX FD RUS MID CAP ETF 464287499 514 8273 SH SOLE NONE 0 0 8273 ISHARES TR S&P 1500 INDEX FD CORE S&P TTL STK 464287150 565 7112 SH SOLE NONE 0 0 7112 JOHNSON & JOHNSON COM COM 478160104 1169 7161 SH SOLE NONE 0 0 7161 JPMORGAN CHASE & CO COM COM 46625H100 1280 12256 SH SOLE NONE 0 0 12256 JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF INTL BD OPP ETF 46641Q852 6691 150470 SH SOLE NONE 0 0 150470 JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF HIGH YLD RESRCH 46641Q878 5603 132188 SH SOLE NONE 0 0 132188 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 5976 119151 SH SOLE NONE 0 0 119151 JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF ULTRA SHT MUNCPL 46641Q654 329 6552 SH SOLE NONE 0 0 6552 LOWES COS INC COM COM 548661107 668 3558 SH SOLE NONE 0 0 3558 MATERIALS SELECT SECTOR SPDR SBI MATERIALS 81369Y100 448 6590 SH SOLE NONE 0 0 6590 MCDONALDS CORP COM COM 580135101 1457 6318 SH SOLE NONE 0 0 6318 MEDTRONIC PLC SHS SHS G5960L103 562 6961 SH SOLE NONE 0 0 6961 MERCK & CO INC COM 58933Y105 1675 19450 SH SOLE NONE 0 0 19450 METLIFE INC COM COM 59156R108 645 10625 SH SOLE NONE 0 0 10625 MICROSOFT COM 594918104 898 3856 SH SOLE NONE 0 0 3856 NIKE INC CLASS B CL B 654106103 548 6595 SH SOLE NONE 0 0 6595 ORACLE CORPORATION COM 68389X105 209 3424 SH SOLE NONE 0 0 3424 PFIZER INC COM COM 717081103 720 16475 SH SOLE NONE 0 0 16475 PROCTER AND GAMBLE CO COM COM 742718109 1259 9978 SH SOLE NONE 0 0 9978 PROLOGIS INC. COM COM 74340W103 654 6441 SH SOLE NONE 0 0 6441 PROSPECT CAP CORP 6.375 03/01/2025 NOTE 6.375% 3/0 74348TAT9 5157 5075000 SH SOLE NONE 0 0 5075000 ROBERT HALF INTL INC COM COM 770323103 653 8544 SH SOLE NONE 0 0 8544 SPDR BARCLAYS CAPITAL SHORT TERM CORP BD PORTFOLIO SHORT 78464A474 1043 35728 SH SOLE NONE 0 0 35728 SPDR BLACKSTONE SENIOR LOAN ETF BLACKSTONE SENR 78467V608 4884 119516 SH SOLE NONE 0 0 119516 SPDR BLOOMBERG HIGH YIELD BOND ETF BLOOMBERG HIGH Y 78468R622 5800 66022 SH SOLE NONE 0 0 66022 SPDR DOW JONES INDUSTRIAL ETF UT SER 1 78467X109 1714 5966 SH SOLE NONE 0 0 5966 SPDR GOLD ETF GOLD SHS 78463V107 353 2284 SH SOLE NONE 0 0 2284 SPDR PORTFOLIO EMERGING MARKETS ETF PORTFOLIO EMG MK 78463X509 4043 130270 SH SOLE NONE 0 0 130270 SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF PORTFOLIO INTRMD 78464A375 226 7219 SH SOLE NONE 0 0 7219 SPDR PORTFOLIO S&P 400 MID CAP ETF PORTFOLIO S&P400 78464A847 8940 231867 SH SOLE NONE 0 0 231867 SPDR PORTFOLIO S&P 500 VALUE ETF PRTFLO S&P500 VL 78464A508 15602 452376 SH SOLE NONE 0 0 452376 SPDR S&P 500 ETF TR UNIT 78462F103 4422 12381 SH SOLE NONE 0 0 12381 SPDR SER TR WELLS FARGO PFD STOCK ETF ICE PFD SEC ETF 78464A292 298 8556 SH SOLE NONE 0 0 8556 SPDR BLMBG CONVERT SECS ETF BBG CONV SEC ETF 78464A359 6724 106229 SH SOLE NONE 0 0 106229 SPDR PORTFOLIO S&P 500 ETF PORTFOLIO S&P500 78464A854 15979 380555 SH SOLE NONE 0 0 380555 SPDR PORTFOLIO S&P 600 SM CAP ETF PORTFOLIO S&P600 78468R853 7906 232133 SH SOLE NONE 0 0 232133 TE CONNECTIVITY LTD SHS H84989104 449 4075 SH SOLE NONE 0 0 4075 TECHNOLOGY SELECT SECTOR SPDR TECHNOLOGY 81369Y803 3474 29253 SH SOLE NONE 0 0 29253 TEMPLETON GLOBAL INCOME FD INC COM 880198106 342 84191 SH SOLE NONE 0 0 84191 TESLA MOTORS INC COM 88160R101 268 1011 SH SOLE NONE 0 0 1011 TRAVELERS COMPANIES INC COM COM 89417E109 225 1470 SH SOLE NONE 0 0 1470 UNION PAC CORP COM COM 907818108 221 1136 SH SOLE NONE 0 0 1136 UTILITIES SELECT SECTOR SPDR FUND SBI INT-UTILS 81369Y886 617 9429 SH SOLE NONE 0 0 9429 VANGUARD FTSE DEVELOPED MARKETS ETF VAN FTSE DEV MKT 921943858 6479 178210 SH SOLE NONE 0 0 178210 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 1402 38445 SH SOLE NONE 0 0 38445 VANGUARD GROWTH ETF GROWTH ETF 922908736 485 2271 SH SOLE NONE 0 0 2271 VANGUARD REIT INDEX ETF REAL ESTATE ETF 922908553 1146 14305 SH SOLE NONE 0 0 14305 VANGUARD SHORT-TERM BOND ETF SHORT TRM BOND 921937827 496 6639 SH SOLE NONE 0 0 6639 VANGUARD SHORT-TERM CORPORATE BOND ETF SHRT TRM CORP BD 92206C409 1017 13701 SH SOLE NONE 0 0 13701 VANGUARD VALUE ETF VALUE ETF 922908744 743 6020 SH SOLE NONE 0 0 6020 VERIZON COMMUNICATIONS COM 92343V104 259 6827 SH SOLE NONE 0 0 6827 VISA INC COM CL A 92826C839 773 4351 SH SOLE NONE 0 0 4351 WALMART INC COM COM 931142103 1712 13203 SH SOLE NONE 0 0 13203 WESTERN ASSET HIGH INCOME FUND II INC COM 95766J102 45 10338 SH SOLE NONE 0 0 10338 XCEL ENERGY INC COM COM 98389B100 203 3182 SH SOLE NONE 0 0 3182