0001606587-22-000358.txt : 20220207 0001606587-22-000358.hdr.sgml : 20220207 20220207124840 ACCESSION NUMBER: 0001606587-22-000358 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220207 DATE AS OF CHANGE: 20220207 EFFECTIVENESS DATE: 20220207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Capital Management, LLC CENTRAL INDEX KEY: 0001543100 IRS NUMBER: 263954701 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14927 FILM NUMBER: 22596501 BUSINESS ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 BUSINESS PHONE: 480-515-3514 MAIL ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001543100 XXXXXXXX 12-31-2021 12-31-2021 false Windsor Capital Management, LLC
20860 North Tatum Blvd. Suite 220 Phoenix AZ 85050
13F HOLDINGS REPORT 028-14927 N
Donald Peppler Principal / CCO 480-515-4410 Don Peppler Phoenix AZ 02-04-2022 0 118 331559 false
INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON.COM INC COM 023135106 681 204 SH SOLE NONE 0 0 204 BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF BLACKROCK SHORT 46431W838 568 11342 SH SOLE NONE 0 0 11342 POWERSHARES QQQ TR UNIT SER 1 46090E103 289 728 SH SOLE NONE 0 0 728 TECHNOLOGY SELECT SECTOR SPDR TECHNOLOGY 81369Y803 5076 29194 SH SOLE NONE 0 0 29194 ANTHEM INC COM COM 036752103 233 502 SH SOLE NONE 0 0 502 JOHNSON & JOHNSON COM COM 478160104 1193 6978 SH SOLE NONE 0 0 6978 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 405 6300 SH SOLE NONE 0 0 6300 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 532 10908 SH SOLE NONE 0 0 10908 GOLDMAN SACHS GROUP INC COM 38141G104 697 1822 SH SOLE NONE 0 0 1822 PROCTER AND GAMBLE CO COM COM 742718109 1660 10152 SH SOLE NONE 0 0 10152 COCA COLA CO COM COM 191216100 1187 20059 SH SOLE NONE 0 0 20059 VANGUARD REIT INDEX ETF REAL ESTATE ETF 922908553 1745 15046 SH SOLE NONE 0 0 15046 INTEL CORP COM COM 458140100 1131 21969 SH SOLE NONE 0 0 21969 MEDTRONIC PLC SHS SHS G5960L103 708 6844 SH SOLE NONE 0 0 6844 SPDR DOW JONES INDUSTRIAL ETF UT SER 1 78467X109 2257 6212 SH SOLE NONE 0 0 6212 ISHARES MSCI EAFE ESG SELECT ETF ESG AW MSCI EAFE 46435G516 10037 126320 SH SOLE NONE 0 0 126320 PROLOGIS INC. COM COM 74340W103 1175 6979 SH SOLE NONE 0 0 6979 MERCK & CO INC COM 58933Y105 1474 19235 SH SOLE NONE 0 0 19235 SPDR S&P 500 ETF TR UNIT 78462F103 6252 13163 SH SOLE NONE 0 0 13163 ALLSTATE CORP COM 020002101 669 5691 SH SOLE NONE 0 0 5691 ISHARES CORE U.S. REIT ETF CRE U S REIT ETF 464288521 2869 42447 SH SOLE NONE 0 0 42447 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 8418 65162 SH SOLE NONE 0 0 65162 JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF HIGH YLD RESRCH 46641Q878 7643 147644 SH SOLE NONE 0 0 147644 VERIZON COMMUNICATIONS COM 92343V104 361 6965 SH SOLE NONE 0 0 6965 ISHARES COHEN & STEERS REIT ETF COHEN STEER REIT 464287564 346 4560 SH SOLE NONE 0 0 4560 TE CONNECTIVITY LTD SHS H84989104 647 4015 SH SOLE NONE 0 0 4015 HONEYWELL INTL INC COM 438516106 527 2529 SH SOLE NONE 0 0 2529 FIRSTENERGY CORP COM 337932107 383 9215 SH SOLE NONE 0 0 9215 XCEL ENERGY INC COM COM 98389B100 212 3133 SH SOLE NONE 0 0 3133 SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF BLOOMBERG CONV 78464A359 7313 88153 SH SOLE NONE 0 0 88153 HOME DEPOT COM 437076102 1064 2564 SH SOLE NONE 0 0 2564 SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF PORTFOLIO INTRMD 78464A375 8863 245192 SH SOLE NONE 0 0 245192 ISHARES ESG AWARE USD CORPORATE BOND ETF ESG AWRE USD ETF 46435G193 311 11422 SH SOLE NONE 0 0 11422 JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF INTL BD OPP ETF 46641Q852 9089 179496 SH SOLE NONE 0 0 179496 SPDR SER TR WELLS FARGO PFD STOCK ETF ICE PFD SEC ETF 78464A292 4658 108557 SH SOLE NONE 0 0 108557 HEALTH CARE SELECT SECTOR SPDR SBI HEALTHCARE 81369Y209 2665 18919 SH SOLE NONE 0 0 18919 CONSUMER STAPLES SELECT SECTOR SPDR SBI CONS STPLS 81369Y308 1184 15362 SH SOLE NONE 0 0 15362 SPDR PORTFOLIO S&P 400 MID CAP ETF PORTFOLIO S&P400 78464A847 12594 253207 SH SOLE NONE 0 0 253207 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 6033 119515 SH SOLE NONE 0 0 119515 SPDR BARCLAYS CAPITAL SHORT TERM CORP BD PORTFOLIO SHORT 78464A474 12296 397046 SH SOLE NONE 0 0 397046 ISHARES S&P SMALLCAP 600 ETF CORE S&P SCP ETF 464287804 5406 47216 SH SOLE NONE 0 0 47216 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND SHRT TRM CORP BD 92206C409 9544 117453 SH SOLE NONE 0 0 117453 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF INT-TERM CORP 92206C870 217 2344 SH SOLE NONE 0 0 2344 MICROSOFT COM 594918104 1346 4003 SH SOLE NONE 0 0 4003 NIKE INC CLASS B CL B 654106103 1136 6820 SH SOLE NONE 0 0 6820 TESLA MOTORS INC COM 88160R101 396 375 SH SOLE NONE 0 0 375 JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF ULTRA SHT MUNCPL 46641Q654 587 11503 SH SOLE NONE 0 0 11503 FINANCIAL SELECT SECTOR SPDR FINANCIAL 81369Y605 1986 50881 SH SOLE NONE 0 0 50881 TEMPLETON GLOBAL INCOME FD INC COM 880198106 773 149016 SH SOLE NONE 0 0 149016 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 347 6664 SH SOLE NONE 0 0 6664 INTERNATIONAL FLAVORS&FRAGRANC COM COM 459506101 639 4245 SH SOLE NONE 0 0 4245 PROSPECT CAP CORP 6.375 03/01/2025 NOTE 6.375% 3/0 74348TAT9 1337 1220000 SH SOLE NONE 0 0 1220000 ISHARES 0-5 YEAR TIPS BOND ETF 0-5 YR TIPS ETF 46429B747 320 3025 SH SOLE NONE 0 0 3025 GABELLI CONV & INCOME SECS FD INC COM 36240B109 361 52596 SH SOLE NONE 0 0 52596 WESTERN ASSET HIGH INCOME FUND II INC COM 95766J102 105 14670 SH SOLE NONE 0 0 14670 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1021 4590 SH SOLE NONE 0 0 4590 ISHARES FLOATING RATE BOND ETF FLTG RATE NT ETF 46429B655 7837 154502 SH SOLE NONE 0 0 154502 ISHARES RUSSELL MIDCAP GROWTH ETF RUS MD CP GR ETF 464287481 228 1982 SH SOLE NONE 0 0 1982 VISA INC COM CL A 92826C839 941 4346 SH SOLE NONE 0 0 4346 VANGUARD VALUE ETF VALUE ETF 922908744 869 5907 SH SOLE NONE 0 0 5907 VANGUARD GROWTH ETF GROWTH ETF 922908736 740 2308 SH SOLE NONE 0 0 2308 ISHARES TR S&P 1500 INDEX FD CORE S&P TTL STK 464287150 843 7887 SH SOLE NONE 0 0 7887 META PLATFORMS INC CL A CL A 30303M102 436 1285 SH SOLE NONE 0 0 1285 BROADCOM INC COM COM 11135F101 1244 1870 SH SOLE NONE 0 0 1870 METLIFE INC COM COM 59156R108 704 11276 SH SOLE NONE 0 0 11276 ABBVIE INC COM COM 00287Y109 226 1673 SH SOLE NONE 0 0 1673 SPDR BLACKSTONE SENIOR LOAN ETF BLACKSTONE SENR 78467V608 5277 115656 SH SOLE NONE 0 0 115656 GENERAL DYNAMICS CORP COM COM 369550108 772 3705 SH SOLE NONE 0 0 3705 MCDONALDS CORP COM COM 580135101 1597 5960 SH SOLE NONE 0 0 5960 CISCO SYS INC COM 17275R102 1710 26985 SH SOLE NONE 0 0 26985 ISHARES TR RUSSELL MIDCAP INDEX FD RUS MID CAP ETF 464287499 712 8586 SH SOLE NONE 0 0 8586 AT&T INC COM COM 00206R102 341 13874 SH SOLE NONE 0 0 13874 ENERGY SELECT SECTOR SPDR ENERGY 81369Y506 882 15897 SH SOLE NONE 0 0 15897 MATERIALS SELECT SECTOR SPDR SBI MATERIALS 81369Y100 605 6679 SH SOLE NONE 0 0 6679 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 324 3724 SH SOLE NONE 0 0 3724 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD SBI CONS DISCR 81369Y407 2694 13180 SH SOLE NONE 0 0 13180 INDUSTRIAL SELECT SECTOR SPDR SBI INT-INDS 81369Y704 1504 14214 SH SOLE NONE 0 0 14214 BLACKROCK SHORT MATURITY BOND ETF BLACKROCK ST MAT 46431W507 1395 27935 SH SOLE NONE 0 0 27935 SPDR PORTFOLIO S&P 600 SMALL CAP ETF PORTFOLIO S&P600 78468R853 9595 214702 SH SOLE NONE 0 0 214702 ISHARES S&P 500 INDEX CORE S&P500 ETF 464287200 20805 43619 SH SOLE NONE 0 0 43619 ADVENT CLAYMORE CONVERTIBLE SECS & INC COM 00764C109 515 27940 SH SOLE NONE 0 0 27940 WELLS FARGO CO NEW COM COM 949746101 294 6130 SH SOLE NONE 0 0 6130 UNION PAC CORP COM COM 907818108 286 1136 SH SOLE NONE 0 0 1136 ISHARES S&P U.S. PREFERRED STOCK ETF PFD AND INCM SEC 464288687 6273 159097 SH SOLE NONE 0 0 159097 LOCKHEED MARTIN CORP COM 539830109 666 1875 SH SOLE NONE 0 0 1875 JPMORGAN CHASE & CO COM COM 46625H100 1939 12247 SH SOLE NONE 0 0 12247 SPDR PORTFOLIO EMERGING MARKETS ETF PORTFOLIO EMG MK 78463X509 4598 110831 SH SOLE NONE 0 0 110831 CHEVRON CORP NEW COM COM 166764100 917 7815 SH SOLE NONE 0 0 7815 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 9345 183028 SH SOLE NONE 0 0 183028 WALMART INC COM COM 931142103 1939 13407 SH SOLE NONE 0 0 13407 INTL BUSINESS MACHINES COM 459200101 257 1927 SH SOLE NONE 0 0 1927 ORACLE CORPORATION COM 68389X105 297 3412 SH SOLE NONE 0 0 3412 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 2024 40922 SH SOLE NONE 0 0 40922 PFIZER INC COM COM 717081103 1004 17010 SH SOLE NONE 0 0 17010 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 4960 37431 SH SOLE NONE 0 0 37431 3M CO COM COM 88579Y101 349 1970 SH SOLE NONE 0 0 1970 CATERPILLAR INC COM COM 149123101 541 2620 SH SOLE NONE 0 0 2620 AMERICAN EXPRESS CO COM COM 025816109 310 1899 SH SOLE NONE 0 0 1899 VANGUARD DIVIDEND APPRECIATION ETF DIV APP ETF 921908844 246 1433 SH SOLE NONE 0 0 1433 SPDR PORTFOLIO S&P 500 ETF PORTFOLIO S&P500 78464A854 23749 425381 SH SOLE NONE 0 0 425381 AXON ENTERPRISE INC COM COM 05464C101 785 5000 SH SOLE NONE 0 0 5000 FERGUSON PLC NEW SHS SHS G3421J106 203 1134 SH SOLE NONE 0 0 1134 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 7834 96931 SH SOLE NONE 0 0 96931 SPDR PORTFOLIO S&P 500 VALUE ETF PRTFLO S&P500 VL 78464A508 18912 450302 SH SOLE NONE 0 0 450302 SPDR BLOOMBERG HIGH YIELD BOND ETF BLOOMBERG HIGH Y 78468R622 9075 83589 SH SOLE NONE 0 0 83589 EXXON MOBIL CORP COM COM 30231G102 727 11882 SH SOLE NONE 0 0 11882 TRAVELERS COMPANIES INC COM COM 89417E109 221 1413 SH SOLE NONE 0 0 1413 LOWES COS INC COM COM 548661107 937 3625 SH SOLE NONE 0 0 3625 COLGATE PALMOLIVE CO COM COM 194162103 315 3700 SH SOLE NONE 0 0 3700 UTILITIES SELECT SECTOR SPDR FUND SBI INT-UTILS 81369Y886 696 9723 SH SOLE NONE 0 0 9723 ISHARES IBONDS DEC 2022 TERM CORPORATE ETF IBONDS DEC22 ETF 46434VBA7 245 9770 SH SOLE NONE 0 0 9770 ISHARES CORE S&P MID CAP ETF CORE S&P MCP ETF 464287507 9981 35261 SH SOLE NONE 0 0 35261 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1775 22563 SH SOLE NONE 0 0 22563 APPLE INC COM 037833100 4696 26450 SH SOLE NONE 0 0 26450 ISHARES IBONDS DEC 2023 TERM CORPORATE ETF IBONDS DEC23 ETF 46434VAX8 216 8440 SH SOLE NONE 0 0 8440 ABBOTT LABS COM COM 002824100 218 1550 SH SOLE NONE 0 0 1550 DISNEY WALT CO COM COM 254687106 738 4767 SH SOLE NONE 0 0 4767 ISHARES TR RUSSELL 1000 INDEX ETF RUS 1000 ETF 464287622 229 867 SH SOLE NONE 0 0 867