Principal / CCO

0001172661-23-003281.txt : 20231004 0001172661-23-003281.hdr.sgml : 20231004 20231004140613 ACCESSION NUMBER: 0001172661-23-003281 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231004 DATE AS OF CHANGE: 20231004 EFFECTIVENESS DATE: 20231004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Capital Management, LLC CENTRAL INDEX KEY: 0001543100 IRS NUMBER: 263954701 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14927 FILM NUMBER: 231307532 BUSINESS ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 BUSINESS PHONE: 480-515-3514 MAIL ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001543100 XXXXXXXX 09-30-2023 09-30-2023 false Windsor Capital Management, LLC

20860 North Tatum Blvd. Suite 220 Phoenix AZ 85050

13F HOLDINGS REPORT 028-14927 000116593 801-64200 N Donald Peppler Principal / CCO 480-515-4410 /s/ Donald Peppler Phoenix AZ 10-04-2023 0 112 288945993 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 215357 2224 SH SOLE 2224 0 0 ABBVIE INC COM 00287Y109 342736 2299 SH SOLE 2299 0 0 ADVENT CONV & INCOME FD COM 00764C109 227583 21695 SH SOLE 21695 0 0 AMAZON COM INC COM 023135106 414289 3259 SH SOLE 3259 0 0 AMERICAN EXPRESS CO COM 025816109 263490 1766 SH SOLE 1766 0 0 APPLE INC COM 037833100 3891307 22728 SH SOLE 22728 0 0 AT&T INC COM 00206R102 171033 11387 SH SOLE 11387 0 0 AXON ENTERPRISE INC COM 05464C101 994950 5000 SH SOLE 5000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 291800 833 SH SOLE 833 0 0 BROADCOM INC COM 11135F101 1116067 1344 SH SOLE 1344 0 0 CATERPILLAR INC COM 149123101 730074 2674 SH SOLE 2674 0 0 CHEVRON CORP NEW COM 166764100 1209446 7173 SH SOLE 7173 0 0 CISCO SYS INC COM 17275R102 1392808 25908 SH SOLE 25908 0 0 COCA COLA CO COM 191216100 1061425 18961 SH SOLE 18961 0 0 COLGATE PALMOLIVE CO COM 194162103 294629 4143 SH SOLE 4143 0 0 COMCAST CORP NEW CL A 20030N101 687141 15497 SH SOLE 15497 0 0 COSTCO WHSL CORP NEW COM 22160K105 1181896 2092 SH SOLE 2092 0 0 EXXON MOBIL CORP COM 30231G102 1229863 10460 SH SOLE 10460 0 0 GABELLI CONV & INC SECS FD I COM 36240B109 128155 34175 SH SOLE 34175 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 579508 1791 SH SOLE 1791 0 0 HOME DEPOT INC COM 437076102 783700 2594 SH SOLE 2594 0 0 HONEYWELL INTL INC COM 438516106 468817 2538 SH SOLE 2538 0 0 INTEL CORP COM 458140100 957013 26920 SH SOLE 26920 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 354166 2524 SH SOLE 2524 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 306074 4490 SH SOLE 4490 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 666850 29810 SH SOLE 29810 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 200577 560 SH SOLE 560 0 0 ISHARES TR RUS MID CAP ETF 464287499 546410 7890 SH SOLE 7890 0 0 ISHARES TR IBONDS DEC23 ETF 46434VAX8 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RUSSELL 2000 ETF 464287655 739194 4182 SH SOLE 4182 0 0 ISHARES TR IBOXX HI YD ETF 464288513 201501 2733 SH SOLE 2733 0 0 ISHARES TR IBONDS DEC25 ETF 46434VBD1 10460954 429255 SH SOLE 429255 0 0 ISHARES TR CORE S&P MCP ETF 464287507 10798976 43309 SH SOLE 43309 0 0 ISHARES TR CORE S&P SCP ETF 464287804 3865750 40981 SH SOLE 40981 0 0 ISHARES TR IBONDS 24 TRM HG 46435U184 263018 11337 SH SOLE 11337 0 0 ISHARES TR RUS MD CP GR ETF 464287481 250435 2741 SH SOLE 2741 0 0 ISHARES TR CORE S&P TTL STK 464287150 667194 7083 SH SOLE 7083 0 0 ISHARES TR CRE U S REIT ETF 464288521 2459284 52126 SH SOLE 52126 0 0 ISHARES U S ETF TR BLACKROCK SHORT 46431W838 200087 4017 SH SOLE 4017 0 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 463485 9290 SH SOLE 9290 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 396319 7856 SH SOLE 7856 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 6383487 127212 SH SOLE 127212 0 0 J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF 46641Q852 6484948 142558 SH SOLE 142558 0 0 J P MORGAN EXCHANGE TRADED F BETABUILDERS USD 46641Q878 5952772 135660 SH SOLE 135660 0 0 JOHNSON & JOHNSON COM 478160104 1173173 7532 SH SOLE 7532 0 0 JPMORGAN CHASE & CO COM 46625H100 1731574 11940 SH SOLE 11940 0 0 MCDONALDS CORP COM 580135101 1577384 5988 SH SOLE 5988 0 0 MEDTRONIC PLC SHS G5960L103 557259 7112 SH SOLE 7112 0 0 MERCK & CO INC COM 58933Y105 1905379 18508 SH SOLE 18508 0 0 META PLATFORMS INC CL A 30303M102 355749 1185 SH SOLE 1185 0 0 METLIFE INC COM 59156R108 667128 10604 SH SOLE 10604 0 0 MICROSOFT CORP COM 594918104 1450074 4592 SH SOLE 4592 0 0 NIKE INC CL B 654106103 569854 5960 SH SOLE 5960 0 0 NXP SEMICONDUCTORS N V COM N6596X109 595562 2979 SH SOLE 2979 0 0 ORACLE CORP COM 68389X105 364515 3441 SH SOLE 3441 0 0 PEPSICO INC COM 713448108 776233 4581 SH SOLE 4581 0 0 PFIZER INC COM 717081103 393236 11855 SH SOLE 11855 0 0 PNC FINL SVCS GROUP INC COM 693475105 590769 4812 SH SOLE 4812 0 0 PROCTER AND GAMBLE CO COM 742718109 1492359 10231 SH 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COM 74340W103 706331 6295 SH SOLE 6295 0 0 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 4805312 4842000 PRN SOLE 4842000 0 0 SALESFORCE INC COM 79466L302 299101 1475 SH SOLE 1475 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1692138 51014 SH SOLE 51014 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2300889 17872 SH SOLE 17872 0 0 SELECT SECTOR SPDR TR INDL 81369Y704 1353893 13355 SH SOLE 13355 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1000131 11065 SH SOLE 11065 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2137164 13276 SH SOLE 13276 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 984146 14302 SH SOLE 14302 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 501923 8517 SH SOLE 8517 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4482051 27341 SH SOLE 27341 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 515612 6564 SH SOLE 6564 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1956488 5841 SH SOLE 5841 0 0 SPDR GOLD TR GOLD SHS 78463V107 391592 2284 SH SOLE 2284 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4766301 141981 SH SOLE 141981 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4723136 11049 SH SOLE 11049 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 612021 20874 SH SOLE 20874 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 9067868 207076 SH SOLE 207076 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 5028566 55626 SH SOLE 55626 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 16884751 335948 SH SOLE 335948 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 17614241 426908 SH SOLE 426908 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 6911251 101936 SH SOLE 101936 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 9085732 246226 SH SOLE 246226 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 4927030 117506 SH SOLE 117506 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 752070 8654 SH SOLE 8654 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 255289 66137 SH SOLE 66137 0 0 TESLA INC COM 88160R101 252972 1011 SH SOLE 1011 0 0 TRAVELERS COMPANIES INC COM 89417E109 242686 1486 SH SOLE 1486 0 0 UNION PAC CORP COM 907818108 231324 1136 SH SOLE 1136 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 259344 3450 SH SOLE 3450 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 553561 2033 SH SOLE 2033 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 787374 5709 SH SOLE 5709 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1064955 14076 SH SOLE 14076 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1388986 35424 SH SOLE 35424 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 697578 9282 SH SOLE 9282 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 220456 1419 SH SOLE 1419 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 7175707 164129 SH SOLE 164129 0 0 VISA INC COM CL A 92826C839 907562 3946 SH SOLE 3946 0 0 WALMART INC COM 931142103 2009985 12568 SH SOLE 12568 0 0