0001415889-24-015095.txt : 20240531 0001415889-24-015095.hdr.sgml : 20240531 20240531190008 ACCESSION NUMBER: 0001415889-24-015095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240529 FILED AS OF DATE: 20240531 DATE AS OF CHANGE: 20240531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schultz Erica CENTRAL INDEX KEY: 0001542687 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 241011459 MAIL ADDRESS: STREET 1: C/O NEW RELIC, INC. STREET 2: 188 SPEAR STREET, STE. 1200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 form4-05312024_070503.xml X0508 4 2024-05-29 0001699838 Confluent, Inc. CFLT 0001542687 Schultz Erica C/O CONFLUENT, INC. 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 false true false false PRESIDENT, FIELD OPERATIONS 1 Class A Common Stock 2024-05-29 4 C 0 63729 0 A 760768 D Class A Common Stock 2024-05-29 4 S 0 62029 30.19 D 698739 D Class A Common Stock 2024-05-29 4 S 0 1700 30.50 D 697039 D Class A Common Stock 40487 I See footnote Class A Common Stock 11500 I See footnote Class A Common Stock 55422 I See footnote Class A Common Stock 79091 I See footnote Class A Common Stock 200000 I See footnote Stock Option (Right to Buy) 3.41 2024-05-29 4 M 0 63729 0 D 2029-12-04 Class B Common Stock 63729 1422301 D Class B Common Stock 2024-05-29 4 M 0 63729 0 A Class A Common Stock 63729 63729 D Class B Common Stock 2024-05-29 4 C 0 63729 0 D Class A Common Stock 63729 0 D Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Shares sold pursuant to a 10b5-1 trading plan dated August 19, 2023. The shares were sold at prices ranging from $29.48 to $30.47. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares were sold at prices ranging from $30.48 to $30.54. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares are held by The Schultz Family Irrevocable Remainder Trust. The shares are held by The Bryan and Erica Schultz Family Revocable Trust. The shares are held by the Erica Schultz 2022 Annuity Trust. The shares are held by the Erica Schultz 2023 Annuity Trust. The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust. Fully vested. The number reflects the reduction of an additional 50,000 shares that was not accounted for in an earlier Form 4 filing. /s/ Melanie Vinson, Attorney-in-Fact 2024-05-31