0001085146-21-000289.txt : 20210128
0001085146-21-000289.hdr.sgml : 20210128
20210127173236
ACCESSION NUMBER: 0001085146-21-000289
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210128
DATE AS OF CHANGE: 20210127
EFFECTIVENESS DATE: 20210128
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Annex Advisory Services, LLC
CENTRAL INDEX KEY: 0001542287
IRS NUMBER: 861130026
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15012
FILM NUMBER: 21561116
BUSINESS ADDRESS:
STREET 1: 12700 W. BLUEMOUND ROAD
STREET 2: SUITE 200
CITY: ELM GROVE
STATE: WI
ZIP: 53122
BUSINESS PHONE: 262-786-6363
MAIL ADDRESS:
STREET 1: 12700 W. BLUEMOUND ROAD
STREET 2: SUITE 200
CITY: ELM GROVE
STATE: WI
ZIP: 53122
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12700 W. BLUEMOUND ROAD
SUITE 200
ELM GROVE
WI
53122
13F HOLDINGS REPORT
028-15012
N
Naomi Ackley
Chief Compliance Officer
262-786-6363
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Elm Groove
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01-19-2021
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INFORMATION TABLE
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COM
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COM
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504
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COM
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SH
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COM
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COM
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NETGEAR INC
COM
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206
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NIO INC
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COM
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PEPSICO INC
COM
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PFIZER INC
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PHILIP MORRIS INTL INC
COM
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ENHAN SHRT MA AC
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PROSHARES TR
SHORT S&P 500 NE
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SOLE
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COM
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SH
SOLE
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PURPLE INNOVATION INC
COM
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204
6188
SH
SOLE
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6188
QUAD / GRAPHICS INC
COM CL A
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70
18431
SH
SOLE
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0
18431
QUALCOMM INC
COM
747525103
5414
35538
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0
0
35538
RENEWABLE ENERGY GROUP INC
COM NEW
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1270
17935
SH
SOLE
0
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17935
REPLIGEN CORP
COM
759916109
671
3500
SH
SOLE
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0
3500
ROCKWELL AUTOMATION INC
COM
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228
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SH
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SALESFORCE COM INC
COM
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SANFILIPPO JOHN B & SON INC
COM
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3493
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217
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81369Y803
238
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SIMPSON MANUFACTURING CO INC
COM
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0
8275
SMITH A O CORP
COM
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1064
19410
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SOLE
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0
19410
SOUTHWEST AIRLS CO
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844741108
4520
96984
SH
SOLE
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0
96984
SPDR GOLD TR
GOLD SHS
78463V107
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SOLE
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PORTFOLIO EMG MK
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SPDR S&P 500 ETF TR
TR UNIT
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SPDR SER TR
PORTFOLIO S&P600
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61590
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SPROUTS FMRS MKT INC
COM
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526
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SH
SOLE
0
0
26170
STARBUCKS CORP
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40620
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SOLE
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40620
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COM
863667101
335
1368
SH
SOLE
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0
1368
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48344
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0
48344
TARGET CORP
COM
87612E106
4357
24680
SH
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24680
TESLA INC
COM
88160R101
893
1265
SH
SOLE
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1265
TEXAS INSTRS INC
COM
882508104
1169
7123
SH
SOLE
0
0
7123
THERMO FISHER SCIENTIFIC INC
COM
883556102
5340
11464
SH
SOLE
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0
11464
TJX COS INC NEW
COM
872540109
204
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SH
SOLE
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0
2981
UNION PAC CORP
COM
907818108
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9635
SH
SOLE
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0
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UNITED MICROELECTRONICS CORP
SPON ADR NEW
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85
10100
SH
SOLE
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0
10100
UNITEDHEALTH GROUP INC
COM
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7113
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COM NEW
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0
22320
VALERO ENERGY CORP
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S&P 500 ETF SHS
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311
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SH
SOLE
0
0
906
VANGUARD INDEX FDS
SMALL CP ETF
922908751
55976
287528
SH
SOLE
0
0
287528
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
89020
457356
SH
SOLE
0
0
457356
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
2583
44264
SH
SOLE
0
0
44264
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
495
9873
SH
SOLE
0
0
9873
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
1188
21878
SH
SOLE
0
0
21878
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
43403
307450
SH
SOLE
0
0
307450
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
204
4319
SH
SOLE
0
0
4319
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
529
5781
SH
SOLE
0
0
5781
VANGUARD WORLD FDS
INF TECH ETF
92204A702
111492
315135
SH
SOLE
0
0
315135
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
1690
12316
SH
SOLE
0
0
12316
VERIZON COMMUNICATIONS INC
COM
92343V104
4184
71215
SH
SOLE
0
0
71215
VIACOMCBS INC
CL B
92556H206
1803
48395
SH
SOLE
0
0
48395
VISA INC
COM CL A
92826C839
8349
38172
SH
SOLE
0
0
38172
WALMART INC
COM
931142103
5728
39735
SH
SOLE
0
0
39735
WEC ENERGY GROUP INC
COM
92939U106
15652
170071
SH
SOLE
0
0
170071
WEIBO CORP
SPONSORED ADR
948596101
258
6300
SH
SOLE
0
0
6300
WELBILT INC
COM
949090104
208
15731
SH
SOLE
0
0
15731
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
1913
5670
SH
SOLE
0
0
5670