0001085146-20-002631.txt : 20201023
0001085146-20-002631.hdr.sgml : 20201023
20201023170650
ACCESSION NUMBER: 0001085146-20-002631
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201023
DATE AS OF CHANGE: 20201023
EFFECTIVENESS DATE: 20201023
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Annex Advisory Services, LLC
CENTRAL INDEX KEY: 0001542287
IRS NUMBER: 861130026
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15012
FILM NUMBER: 201258401
BUSINESS ADDRESS:
STREET 1: 12700 W. BLUEMOUND ROAD
STREET 2: SUITE 200
CITY: ELM GROVE
STATE: WI
ZIP: 53122
BUSINESS PHONE: 262-786-6363
MAIL ADDRESS:
STREET 1: 12700 W. BLUEMOUND ROAD
STREET 2: SUITE 200
CITY: ELM GROVE
STATE: WI
ZIP: 53122
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001542287
XXXXXXXX
09-30-2020
09-30-2020
false
Annex Advisory Services, LLC
12700 W. BLUEMOUND ROAD
SUITE 200
ELM GROVE
WI
53122
13F HOLDINGS REPORT
028-15012
N
Naomi Ackley
Chief Compliance Officer
262-786-6363
/s/ Naomi Ackley
Elm Groove
WI
10-23-2020
0
137
784463
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
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ABBVIE INC
COM
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ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
278
1229
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SOLE
0
0
1229
ADOBE SYSTEMS INCORPORATED
COM
00724F101
201
409
SH
SOLE
0
0
409
ALLIANT ENERGY CORP
COM
018802108
452
8753
SH
SOLE
0
0
8753
ALPHABET INC
CAP STK CL A
02079K305
598
408
SH
SOLE
0
0
408
ALPHABET INC
CAP STK CL C
02079K107
306
208
SH
SOLE
0
0
208
ALTRIA GROUP INC
COM
02209S103
3518
91048
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SOLE
0
0
91048
AMAZON COM INC
COM
023135106
3426
1088
SH
SOLE
0
0
1088
AMERICAN TOWER CORP NEW
COM
03027X100
2722
11259
SH
SOLE
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0
11259
AMGEN INC
COM
031162100
3126
12299
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12299
ANTHEM INC
COM
036752103
284
1057
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SOLE
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0
1057
APPLE INC
COM
037833100
20701
178746
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SOLE
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178746
APPLIED MATLS INC
COM
038222105
1907
32083
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APTARGROUP INC
COM
038336103
256
2265
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2265
ASSOCIATED BANC CORP
COM
045487105
180
14293
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14293
ASSURANT INC
COM
04621X108
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19059
AT&T INC
COM
00206R102
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138220
BANK FIRST CORP
COM
06211J100
875
14899
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14899
BAXTER INTL INC
COM
071813109
463
5757
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1038
4876
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SOLE
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4876
BOEING CO
COM
097023105
2174
13152
SH
SOLE
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0
13152
BRISTOL-MYERS SQUIBB CO
COM
110122108
2985
49505
SH
SOLE
0
0
49505
BRP INC
COM SUN VTG
05577W200
235
4450
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SOLE
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0
4450
CHEVRON CORP NEW
COM
166764100
1607
22326
SH
SOLE
0
0
22326
COCA COLA CO
COM
191216100
319
6462
SH
SOLE
0
0
6462
COLGATE PALMOLIVE CO
COM
194162103
260
3370
SH
SOLE
0
0
3370
COLONY CR REAL ESTATE INC
COM CL A
19625T101
231
47109
SH
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47109
COMCAST CORP NEW
CL A
20030N101
3239
70018
SH
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0
70018
COSTCO WHSL CORP NEW
COM
22160K105
289
813
SH
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0
0
813
DIREXION SHS ETF TR
DLY S&P500 BR 1X
25460E869
449
21584
SH
SOLE
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21584
DIREXION SHS ETF TR
DLY S&P500 BR 3X
25460E885
62
10800
SH
SOLE
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0
10800
DISNEY WALT CO
COM DISNEY
254687106
2982
24030
SH
SOLE
0
0
24030
DOVER CORP
COM
260003108
1705
15736
SH
SOLE
0
0
15736
EATON CORP PLC
SHS
G29183103
1230
12052
SH
SOLE
0
0
12052
ECOLAB INC
COM
278865100
357
1788
SH
SOLE
0
0
1788
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
169
31128
SH
SOLE
0
0
31128
ENPHASE ENERGY INC
COM
29355A107
330
4000
SH
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0
4000
ENTERPRISE PRODS PARTNERS L
COM
293792107
193
12240
SH
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0
12240
EXACT SCIENCES CORP
COM
30063P105
274
2689
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SOLE
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0
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EXXON MOBIL CORP
COM
30231G102
403
11753
SH
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0
11753
FACEBOOK INC
CL A
30303M102
527
2014
SH
SOLE
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0
2014
FIDELITY NATL INFORMATION SV
COM
31620M106
1534
10423
SH
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0
10423
FIRST MIDWEST BANCORP DEL
COM
320867104
303
28116
SH
SOLE
0
0
28116
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
247
3900
SH
SOLE
0
0
3900
FISERV INC
COM
337738108
2060
19991
SH
SOLE
0
0
19991
FORD MTR CO DEL
COM
345370860
210
31491
SH
SOLE
0
0
31491
GENERAL ELECTRIC CO
COM
369604103
113
18070
SH
SOLE
0
0
18070
GLOBAL PMTS INC
COM
37940X102
551
3101
SH
SOLE
0
0
3101
GOLDMAN SACHS GROUP INC
COM
38141G104
2745
13661
SH
SOLE
0
0
13661
HOME DEPOT INC
COM
437076102
4148
14938
SH
SOLE
0
0
14938
HONEYWELL INTL INC
COM
438516106
378
2295
SH
SOLE
0
0
2295
INTEL CORP
COM
458140100
469
9065
SH
SOLE
0
0
9065
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
232
2149
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SOLE
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0
2149
INVESCO QQQ TR
UNIT SER 1
46090E103
298
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1073
ISHARES TR
MRNGSTR LG-CP GR
464287119
221
825
SH
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825
ISHARES TR
GRWT ALLOCAT ETF
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1815
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ISHARES TR
AGGRES ALLOC ETF
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ISHARES TR
MODERT ALLOC ETF
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1683
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41009
ISHARES TR
US HOME CONS ETF
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620
10950
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ISHARES TR
CONSER ALLOC ETF
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1146
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30843
ISHARES TR
FLTG RATE NT ETF
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262
5173
SH
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0
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ISHARES TR
RUS 1000 GRW ETF
464287614
2044
9425
SH
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0
9425
ISHARES TR
CORE MSCI EAFE
46432F842
354
5874
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0
5874
ISHARES TR
CORE S&P500 ETF
464287200
8462
25180
SH
SOLE
0
0
25180
ISHARES TR
RUS 1000 VAL ETF
464287598
910
7704
SH
SOLE
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0
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ISHARES TR
CORE S&P SCP ETF
464287804
21338
303835
SH
SOLE
0
0
303835
ISHARES TR
1 3 YR TREAS BD
464287457
966
11163
SH
SOLE
0
0
11163
ISHARES TR
INTL SEL DIV ETF
464288448
1957
78483
SH
SOLE
0
0
78483
J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
2742
53782
SH
SOLE
0
0
53782
JOHNSON & JOHNSON
COM
478160104
3680
24716
SH
SOLE
0
0
24716
JPMORGAN CHASE & CO
COM
46625H100
3490
36249
SH
SOLE
0
0
36249
KIMBERLY CLARK CORP
COM
494368103
420
2847
SH
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KOHLS CORP
COM
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1110
59887
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KRAFT HEINZ CO
COM
500754106
1390
46414
SH
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0
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LAM RESEARCH CORP
COM
512807108
409
1234
SH
SOLE
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1234
LAS VEGAS SANDS CORP
COM
517834107
872
18690
SH
SOLE
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LENNAR CORP
CL A
526057104
1739
21291
SH
SOLE
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21291
LILLY ELI & CO
COM
532457108
308
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SH
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0
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LOWES COS INC
COM
548661107
251
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SH
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MCDONALDS CORP
COM
580135101
500
2280
SH
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2280
MERCK & CO. INC
COM
58933Y105
3399
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MICROSOFT CORP
COM
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NEXTERA ENERGY INC
COM
65339F101
2985
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PEPSICO INC
COM
713448108
900
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PFIZER INC
COM
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224
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PHILIP MORRIS INTL INC
COM
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PIMCO ETF TR
ENHAN SHRT MA AC
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SOLE
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PROCTER AND GAMBLE CO
COM
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PROSHARES TR
SHORT S&P 500 NE
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PULTE GROUP INC
COM
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QUAD / GRAPHICS INC
COM CL A
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21431
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QUALCOMM INC
COM
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REGIONS FINANCIAL CORP NEW
COM
7591EP100
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SALESFORCE COM INC
COM
79466L302
306
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SCHWAB CHARLES CORP
COM
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SOLE
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0
67477
SCHWAB STRATEGIC TR
US LCAP GR ETF
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504
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0
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SCHWAB STRATEGIC TR
US BRD MKT ETF
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SELECT SECTOR SPDR TR
TECHNOLOGY
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SELECT SECTOR SPDR TR
SBI HEALTHCARE
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74698
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SOUTHWEST AIRLS CO
COM
844741108
1470
39188
SH
SOLE
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0
39188
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
3310
113118
SH
SOLE
0
0
113118
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
1271
34774
SH
SOLE
0
0
34774
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2088
6236
SH
SOLE
0
0
6236
SPDR SER TR
PORTFOLIO S&P500
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13509
343300
SH
SOLE
0
0
343300
SPDR SER TR
PORTFOLIO S&P600
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48339
1765469
SH
SOLE
0
0
1765469
SPDR SER TR
S&P DIVID ETF
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306
3315
SH
SOLE
0
0
3315
SPDR SER TR
PORTFOLI S&P1500
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105268
2574416
SH
SOLE
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0
2574416
STRYKER CORPORATION
COM
863667101
284
1362
SH
SOLE
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0
1362
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
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2104
25952
SH
SOLE
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0
25952
TARGET CORP
COM
87612E106
3947
25072
SH
SOLE
0
0
25072
TESLA INC
COM
88160R101
506
1180
SH
SOLE
0
0
1180
TEXAS INSTRS INC
COM
882508104
1013
7094
SH
SOLE
0
0
7094
UNITEDHEALTH GROUP INC
COM
91324P102
2159
6924
SH
SOLE
0
0
6924
US BANCORP DEL
COM NEW
902973304
404
11271
SH
SOLE
0
0
11271
VALERO ENERGY CORP
COM
91913Y100
1544
35631
SH
SOLE
0
0
35631
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
2096
25233
SH
SOLE
0
0
25233
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
264
858
SH
SOLE
0
0
858
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
71740
421230
SH
SOLE
0
0
421230
VANGUARD INDEX FDS
SMALL CP ETF
922908751
40668
264422
SH
SOLE
0
0
264422
VANGUARD INDEX FDS
GROWTH ETF
922908736
437
1922
SH
SOLE
0
0
1922
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1386
17558
SH
SOLE
0
0
17558
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
272
1737
SH
SOLE
0
0
1737
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
216
4999
SH
SOLE
0
0
4999
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
1289
26528
SH
SOLE
0
0
26528
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1534
30408
SH
SOLE
0
0
30408
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
38038
295645
SH
SOLE
0
0
295645
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
261
3226
SH
SOLE
0
0
3226
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
1662
12877
SH
SOLE
0
0
12877
VANGUARD WORLD FDS
INF TECH ETF
92204A702
97362
312610
SH
SOLE
0
0
312610
VERIZON COMMUNICATIONS INC
COM
92343V104
4083
68641
SH
SOLE
0
0
68641
VIACOMCBS INC
CL B
92556H206
1312
46829
SH
SOLE
0
0
46829
VISA INC
COM CL A
92826C839
2333
11668
SH
SOLE
0
0
11668
WALMART INC
COM
931142103
5486
39211
SH
SOLE
0
0
39211
WEC ENERGY GROUP INC
COM
92939U106
9712
100230
SH
SOLE
0
0
100230
WEIBO CORP
SPONSORED ADR
948596101
230
6300
SH
SOLE
0
0
6300
WELBILT INC
COM
949090104
97
15731
SH
SOLE
0
0
15731