0001085146-20-001846.txt : 20200721 0001085146-20-001846.hdr.sgml : 20200721 20200721171058 ACCESSION NUMBER: 0001085146-20-001846 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200721 DATE AS OF CHANGE: 20200721 EFFECTIVENESS DATE: 20200721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Annex Advisory Services, LLC CENTRAL INDEX KEY: 0001542287 IRS NUMBER: 861130026 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15012 FILM NUMBER: 201039493 BUSINESS ADDRESS: STREET 1: 12700 W. BLUEMOUND ROAD STREET 2: SUITE 200 CITY: ELM GROVE STATE: WI ZIP: 53122 BUSINESS PHONE: 262-786-6363 MAIL ADDRESS: STREET 1: 12700 W. BLUEMOUND ROAD STREET 2: SUITE 200 CITY: ELM GROVE STATE: WI ZIP: 53122 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001542287 XXXXXXXX 06-30-2020 06-30-2020 false Annex Advisory Services, LLC

12700 W. Bluemound Road Suite 200 ELM GROVE WI 53122

13F HOLDINGS REPORT 028-15012 N Mark M. Oswald 262-786-6363 /s/ Mark M. Oswald Elm Groove WI 07-07-2020 0 123 717237 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE HONEYWELL INTL INC COM 438516106 415 2870 SH SOLE 0 0 2870 GOLDMAN SACHS GROUP INC COM 38141G104 2587 13091 SH SOLE 0 0 13091 LAS VEGAS SANDS CORP COM 517834107 811 17797 SH SOLE 0 0 17797 COLONY CR REAL ESTATE INC COM CL A 19625T101 353 50221 SH SOLE 0 0 50221 FLEXSHARES TR MORNSTAR USMKT 33939L100 315 2771 SH SOLE 0 0 2771 MERCK & CO. INC COM 58933Y105 3217 41604 SH SOLE 0 0 41604 AT&T INC COM 00206R102 3781 125074 SH SOLE 0 0 125074 WELBILT INC COM 949090104 96 15731 SH SOLE 0 0 15731 WALMART INC COM 931142103 4738 39559 SH SOLE 0 0 39559 ISHARES TR CORE S&P SCP ETF 464287804 20659 302523 SH SOLE 0 0 302523 ALTRIA GROUP INC COM 02209S103 620 15796 SH SOLE 0 0 15796 FISERV INC COM 337738108 2049 20991 SH SOLE 0 0 20991 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1259 26978 SH SOLE 0 0 26978 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3710 44629 SH SOLE 0 0 44629 AMAZON COM INC COM 023135106 3504 1270 SH SOLE 0 0 1270 NEXTERA ENERGY INC COM 65339F101 2601 10831 SH SOLE 0 0 10831 SPDR SER TR S&P DIVID ETF 78464A763 297 3255 SH SOLE 0 0 3255 WEIBO CORP SPONSORED ADR 948596101 212 6300 SH SOLE 0 0 6300 BK OF AMERICA CORP COM 060505104 1937 81554 SH SOLE 0 0 81554 FIRST MIDWEST BANCORP DEL COM 320867104 385 28871 SH SOLE 0 0 28871 LENNAR CORP CL A 526057104 1246 20223 SH SOLE 0 0 20223 DISNEY WALT CO COM DISNEY 254687106 2677 24008 SH SOLE 0 0 24008 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3261 118061 SH SOLE 0 0 118061 INTEL CORP COM 458140100 589 9838 SH SOLE 0 0 9838 INVESCO QQQ TR UNIT SER 1 46090E103 357 1444 SH SOLE 0 0 1444 TARGET CORP COM 87612E106 3129 26087 SH SOLE 0 0 26087 ISHARES TR RUS 1000 VAL ETF 464287598 898 7972 SH SOLE 0 0 7972 EXXON MOBIL CORP COM 30231G102 573 12806 SH SOLE 0 0 12806 MCDONALDS CORP COM 580135101 434 2353 SH SOLE 0 0 2353 PHILIP MORRIS INTL INC COM 718172109 1072 15296 SH SOLE 0 0 15296 VANGUARD INDEX FDS TOTAL STK MKT 922908769 62982 402364 SH SOLE 0 0 402364 PEPSICO INC COM 713448108 859 6495 SH SOLE 0 0 6495 APTARGROUP INC COM 038336103 254 2265 SH SOLE 0 0 2265 QUAD / GRAPHICS INC COM CL A 747301109 70 21431 SH SOLE 0 0 21431 ASSURANT INC COM 04621X108 1969 19059 SH SOLE 0 0 19059 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 2705 53057 SH SOLE 0 0 53057 ISHARES TR MODERT ALLOC ETF 464289875 1554 38973 SH SOLE 0 0 38973 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 335 1877 SH SOLE 0 0 1877 SPDR SER TR PORTFOLIO S&P500 78464A854 12678 349751 SH SOLE 0 0 349751 EATON CORP PLC SHS G29183103 562 6424 SH SOLE 0 0 6424 MICROSOFT CORP COM 594918104 10108 49668 SH SOLE 0 0 49668 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 275 2700 SH SOLE 0 0 2700 SOUTHWEST AIRLS CO COM 844741108 1274 37283 SH SOLE 0 0 37283 FACEBOOK INC CL A 30303M102 441 1942 SH SOLE 0 0 1942 SPDR SER TR PORTFOLIO S&P600 78468R853 45937 1728904 SH SOLE 0 0 1728904 ISHARES TR SH TR CRPORT ETF 464288646 788 14400 SH SOLE 0 0 14400 PROSHARES TR SHORT S&P 500 NE 74347B425 52832 2362785 SH SOLE 0 0 2362785 VANGUARD INDEX FDS SMALL CP ETF 922908751 36113 247826 SH SOLE 0 0 247826 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 262 925 SH SOLE 0 0 925 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 355 4837 SH SOLE 0 0 4837 COSTCO WHSL CORP NEW COM 22160K105 245 808 SH SOLE 0 0 808 STRYKER CORPORATION COM 863667101 246 1366 SH SOLE 0 0 1366 VANGUARD 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INSTRS INC COM 882508104 914 7196 SH SOLE 0 0 7196 VISA INC COM CL A 92826C839 2311 11961 SH SOLE 0 0 11961 JPMORGAN CHASE & CO COM 46625H100 3271 34778 SH SOLE 0 0 34778 KOHLS CORP COM 500255104 1248 60073 SH SOLE 0 0 60073 DOVER CORP COM 260003108 1553 16084 SH SOLE 0 0 16084 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 232 3900 SH SOLE 0 0 3900 ISHARES TR INTL SEL DIV ETF 464288448 1989 79166 SH SOLE 0 0 79166 ABBVIE INC COM 00287Y109 6187 63012 SH SOLE 0 0 63012 US BANCORP DEL COM NEW 902973304 431 11712 SH SOLE 0 0 11712 FIDELITY NATL INFORMATION SV COM 31620M106 1425 10626 SH SOLE 0 0 10626 ALPHABET INC CAP STK CL A 02079K305 637 449 SH SOLE 0 0 449 ISHARES TR CONSER ALLOC ETF 464289883 1141 31329 SH SOLE 0 0 31329 AMERICAN TOWER CORP NEW COM 03027X100 2893 11189 SH SOLE 0 0 11189 TESLA INC COM 88160R101 373 345 SH SOLE 0 0 345 VANGUARD INDEX FDS GROWTH ETF 922908736 409 2022 SH SOLE 0 0 2022 BRISTOL-MYERS SQUIBB CO COM 110122108 2917 49600 SH SOLE 0 0 49600 ACCENTURE PLC 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