0001085146-20-001176.txt : 20200422 0001085146-20-001176.hdr.sgml : 20200422 20200422145609 ACCESSION NUMBER: 0001085146-20-001176 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200422 DATE AS OF CHANGE: 20200422 EFFECTIVENESS DATE: 20200422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Annex Advisory Services, LLC CENTRAL INDEX KEY: 0001542287 IRS NUMBER: 861130026 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15012 FILM NUMBER: 20807732 BUSINESS ADDRESS: STREET 1: 12700 W. BLUEMOUND ROAD STREET 2: SUITE 200 CITY: ELM GROVE STATE: WI ZIP: 53122 BUSINESS PHONE: 262-786-6363 MAIL ADDRESS: STREET 1: 12700 W. BLUEMOUND ROAD STREET 2: SUITE 200 CITY: ELM GROVE STATE: WI ZIP: 53122 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001542287 XXXXXXXX 03-31-2020 03-31-2020 false Annex Advisory Services, LLC

12700 W. BLUEMOUND ROAD SUITE 200 ELM GROVE WI 53122

13F HOLDINGS REPORT 028-15012 N Mark M. Oswald 262-786-6363 /s/ Mark M. Oswald Elm Groove WI 04-07-2020 0 123 706216 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 2122 26877 SH SOLE 0 0 26877 ABBVIE INC COM 00287Y109 4566 59923 SH SOLE 0 0 59923 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 218 1331 SH SOLE 0 0 1331 ALLIANT ENERGY CORP COM 018802108 423 8753 SH SOLE 0 0 8753 ALPHABET INC CAP STK CL A 02079K305 490 421 SH SOLE 0 0 421 ALPHABET INC CAP STK CL C 02079K107 235 202 SH SOLE 0 0 202 ALTRIA GROUP INC COM 02209S103 593 15334 SH SOLE 0 0 15334 AMAZON COM INC COM 023135106 2707 1388 SH SOLE 0 0 1388 AMERICAN TOWER CORP NEW COM 03027X100 1485 6818 SH SOLE 0 0 6818 AMGEN INC COM 031162100 2363 11656 SH SOLE 0 0 11656 ANTHEM INC COM 036752103 251 1105 SH SOLE 0 0 1105 APPLE INC COM 037833100 12062 47433 SH SOLE 0 0 47433 APTARGROUP INC COM 038336103 225 2265 SH SOLE 0 0 2265 ASSOCIATED BANC CORP COM 045487105 200 15591 SH SOLE 0 0 15591 ASSURANT INC COM 04621X108 2141 20573 SH SOLE 0 0 20573 AT&T INC COM 00206R102 3291 112896 SH SOLE 0 0 112896 BANK FIRST CORP COM 06211J100 862 15399 SH SOLE 0 0 15399 BANK MONTREAL COM 063671101 315 6270 SH SOLE 0 0 6270 BAXTER INTL INC COM 071813109 467 5756 SH SOLE 0 0 5756 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 353 1931 SH SOLE 0 0 1931 BK OF AMERICA CORP COM 060505104 1648 77653 SH SOLE 0 0 77653 BOEING CO COM 097023105 1895 12706 SH SOLE 0 0 12706 BRISTOL-MYERS SQUIBB CO COM 110122108 2542 45597 SH SOLE 0 0 45597 CHEVRON CORP NEW COM 166764100 1837 25344 SH SOLE 0 0 25344 CISCO SYS INC COM 17275R102 3197 81299 SH SOLE 0 0 81299 CITIGROUP INC COM NEW 172967424 1412 33530 SH SOLE 0 0 33530 COCA COLA CO COM 191216100 260 5869 SH SOLE 0 0 5869 COLONY CR REAL ESTATE INC COM CL A 19625T101 193 49021 SH SOLE 0 0 49021 COMCAST CORP NEW CL A 20030N101 2118 61605 SH SOLE 0 0 61605 COSTCO WHSL CORP NEW COM 22160K105 233 816 SH SOLE 0 0 816 DISNEY WALT CO COM DISNEY 254687106 2180 22560 SH SOLE 0 0 22560 EATON CORP PLC SHS G29183103 497 6399 SH SOLE 0 0 6399 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 112 24400 SH SOLE 0 0 24400 EXXON MOBIL CORP COM 30231G102 452 11911 SH SOLE 0 0 11911 FACEBOOK INC CL A 30303M102 307 1836 SH SOLE 0 0 1836 FIDELITY NATL INFORMATION SV COM 31620M106 1303 10710 SH SOLE 0 0 10710 FISERV INC COM 337738108 1862 19596 SH SOLE 0 0 19596 FORD MTR CO DEL COM 345370860 151 31201 SH SOLE 0 0 31201 GENERAL ELECTRIC CO COM 369604103 146 18406 SH SOLE 0 0 18406 GENERAL MTRS CO COM 37045V100 1067 51330 SH SOLE 0 0 51330 GLOBAL PMTS INC COM 37940X102 449 3113 SH SOLE 0 0 3113 GOLDMAN SACHS GROUP INC COM 38141G104 1850 11964 SH SOLE 0 0 11964 HOME DEPOT INC COM 437076102 2685 14380 SH SOLE 0 0 14380 HONEYWELL INTL INC COM 438516106 390 2914 SH SOLE 0 0 2914 INTEL CORP COM 458140100 2822 52148 SH SOLE 0 0 52148 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1289 15345 SH SOLE 0 0 15345 INVESCO QQQ TR UNIT SER 1 46090E103 454 2385 SH SOLE 0 0 2385 ISHARES TR AGGRES ALLOC ETF 464289859 1371 28889 SH SOLE 0 0 28889 ISHARES TR CONSER ALLOC ETF 464289883 976 28893 SH SOLE 0 0 28893 ISHARES TR CORE S&P SCP ETF 464287804 18287 325908 SH SOLE 0 0 325908 ISHARES TR CORE S&P500 ETF 464287200 7337 28396 SH SOLE 0 0 28396 ISHARES TR FLTG RATE NT ETF 46429B655 409 8389 SH SOLE 0 0 8389 ISHARES TR GRWT ALLOCAT ETF 464289867 1458 35230 SH SOLE 0 0 35230 ISHARES TR INTL SEL DIV ETF 464288448 1654 73162 SH SOLE 0 0 73162 ISHARES TR MODERT ALLOC ETF 464289875 1294 35211 SH SOLE 0 0 35211 ISHARES TR PHLX SEMICND ETF 464287523 312 1520 SH SOLE 0 0 1520 ISHARES TR RUS 1000 GRW ETF 464287614 1466 9726 SH SOLE 0 0 9726 ISHARES TR RUS 1000 VAL ETF 464287598 776 7833 SH SOLE 0 0 7833 ISHARES TR SH TR CRPORT ETF 464288646 754 14400 SH SOLE 0 0 14400 ISHARES TR US HOME CONS ETF 464288752 317 10950 SH SOLE 0 0 10950 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 1230 24379 SH SOLE 0 0 24379 JOHNSON & JOHNSON COM 478160104 1058 8071 SH SOLE 0 0 8071 JPMORGAN CHASE & CO COM 46625H100 2841 31563 SH SOLE 0 0 31563 KIMBERLY CLARK CORP COM 494368103 368 2877 SH SOLE 0 0 2877 KLA CORPORATION COM NEW 482480100 235 1632 SH SOLE 0 0 1632 KOHLS CORP COM 500255104 931 63765 SH SOLE 0 0 63765 LAM RESEARCH CORP COM 512807108 297 1234 SH SOLE 0 0 1234 LAMB WESTON HLDGS INC COM 513272104 265 4634 SH SOLE 0 0 4634 LAS VEGAS SANDS CORP COM 517834107 644 15159 SH SOLE 0 0 15159 LENNAR CORP CL A 526057104 559 14625 SH SOLE 0 0 14625 LILLY ELI & CO COM 532457108 288 2077 SH SOLE 0 0 2077 MCDONALDS CORP COM 580135101 361 2187 SH SOLE 0 0 2187 MERCK & CO. INC COM 58933Y105 314 4091 SH SOLE 0 0 4091 MICROSOFT CORP COM 594918104 7567 47981 SH SOLE 0 0 47981 MORGAN STANLEY COM NEW 617446448 1463 43033 SH SOLE 0 0 43033 NEXTERA ENERGY INC COM 65339F101 2558 10630 SH SOLE 0 0 10630 ORACLE CORP COM 68389X105 3248 67183 SH SOLE 0 0 67183 PEPSICO INC COM 713448108 733 6101 SH SOLE 0 0 6101 PFIZER INC COM 717081103 1136 34786 SH SOLE 0 0 34786 PHILIP MORRIS INTL INC COM 718172109 1103 15111 SH SOLE 0 0 15111 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 47583 480734 SH SOLE 0 0 480734 PROCTER & GAMBLE CO COM 742718109 516 4693 SH SOLE 0 0 4693 PROSHARES TR SHORT S&P 500 NE 74347B425 62323 2253192 SH SOLE 0 0 2253192 QUAD / GRAPHICS INC COM CL A 747301109 47 18464 SH SOLE 0 0 18464 QUALCOMM INC COM 747525103 2388 35303 SH SOLE 0 0 35303 REGIONS FINANCIAL CORP NEW COM 7591EP100 1546 172285 SH SOLE 0 0 172285 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 340 5619 SH SOLE 0 0 5619 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 410 5146 SH SOLE 0 0 5146 SEAGATE TECHNOLOGY PLC SHS G7945M107 3595 73642 SH SOLE 0 0 73642 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 49709 506819 SH SOLE 0 0 506819 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 54579 616158 SH SOLE 0 0 616158 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1382 66353 SH SOLE 0 0 66353 SOUTHWEST AIRLS CO COM 844741108 1217 34189 SH SOLE 0 0 34189 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2785 116353 SH SOLE 0 0 116353 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1012 35549 SH SOLE 0 0 35549 SPDR S&P 500 ETF TR TR UNIT 78462F103 50302 195159 SH SOLE 0 0 195159 SPDR SER TR PORTFOLI S&P1500 78464A805 76387 2428840 SH SOLE 0 0 2428840 SPDR SER TR PORTFOLIO S&P500 78464A854 10887 359897 SH SOLE 0 0 359897 SPDR SER TR PORTFOLIO S&P600 78468R853 34465 1578046 SH SOLE 0 0 1578046 SPDR SER TR S&P DIVID ETF 78464A763 208 2589 SH SOLE 0 0 2589 STRYKER CORP COM 863667101 211 1268 SH SOLE 0 0 1268 TARGET CORP COM 87612E106 2470 26568 SH SOLE 0 0 26568 TESLA INC COM 88160R101 254 485 SH SOLE 0 0 485 TEXAS INSTRS INC COM 882508104 602 6020 SH SOLE 0 0 6020 UNITEDHEALTH GROUP INC COM 91324P102 1444 5791 SH SOLE 0 0 5791 US BANCORP DEL COM NEW 902973304 428 12414 SH SOLE 0 0 12414 VALERO ENERGY CORP COM 91913Y100 1324 29191 SH SOLE 0 0 29191 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 756 9204 SH SOLE 0 0 9204 VANGUARD INDEX FDS GROWTH ETF 922908736 208 1328 SH SOLE 0 0 1328 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1405 20129 SH SOLE 0 0 20129 VANGUARD INDEX FDS SMALL CP ETF 922908751 29154 252547 SH SOLE 0 0 252547 VANGUARD INDEX FDS TOTAL STK MKT 922908769 54678 424149 SH SOLE 0 0 424149 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1291 31459 SH SOLE 0 0 31459 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1240 28902 SH SOLE 0 0 28902 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 299 2895 SH SOLE 0 0 2895 VANGUARD WORLD FDS INF TECH ETF 92204A702 61596 290686 SH SOLE 0 0 290686 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1487 12194 SH SOLE 0 0 12194 VERIZON COMMUNICATIONS INC COM 92343V104 1396 25996 SH SOLE 0 0 25996 VISA INC COM CL A 92826C839 1792 11123 SH SOLE 0 0 11123 WALMART INC COM 931142103 4285 37709 SH SOLE 0 0 37709 WEC ENERGY GROUP INC COM 92939U106 5595 63484 SH SOLE 0 0 63484 WEIBO CORP SPONSORED ADR 948596101 209 6300 SH SOLE 0 0 6300 WELBILT INC COM 949090104 81 15731 SH SOLE 0 0 15731