0001172661-17-000979.txt : 20170510 0001172661-17-000979.hdr.sgml : 20170510 20170509202814 ACCESSION NUMBER: 0001172661-17-000979 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170510 DATE AS OF CHANGE: 20170509 EFFECTIVENESS DATE: 20170510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spruce Investment Advisors LLC CENTRAL INDEX KEY: 0001542179 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14739 FILM NUMBER: 17828155 BUSINESS ADDRESS: STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-428-2600 MAIL ADDRESS: STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: Spruce Private Investors, LLC DATE OF NAME CHANGE: 20120213 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001542179 XXXXXXXX 03-31-2017 03-31-2017 false Spruce Investment Advisors LLC

C/o Spruce Capital Management, Llc 263 Tresser Boulevard, 15th Floor Stamford CT 06901

13F HOLDINGS REPORT 028-14739 N Robert Bastone 203-428-2600 /s/ Robert Bastone Stamford CT 05-09-2017 0 51 86735 INFORMATION TABLE 2 infotable.xml DBX ETF TR DB XTR MSCI EUR 233051853 4154 153493 SH SOLE 0 0 153493 GLOBAL X FDS GLB X MLP ENRG I 37950E226 138 9362 SH SOLE 0 0 9362 ISHARES MSCI BRIC INDX 464286657 3055 84115 SH SOLE 0 0 84115 ISHARES MSCI PAC JP ETF 464286665 538 12039 SH SOLE 0 0 12039 ISHARES TR 1-3 YR CR BD ETF 464288646 3050 28980 SH SOLE 0 0 28980 ISHARES TR CORE MSCI EAFE 46432F842 3833 66150 SH SOLE 0 0 66150 ISHARES TR CORE MSCI EAFE 46432F842 4309 74365 SH OTR 0 0 74365 ISHARES TR GLOBAL ENERG ETF 464287341 184 5528 SH SOLE 0 0 5528 ISHARES TR INTL SEL DIV ETF 464288448 2771 88069 SH SOLE 0 0 88069 ISHARES TR NATIONAL MUN ETF 464288414 529 4858 SH SOLE 0 0 4858 ISHARES TR SHRT NAT MUN ETF 464288158 10956 103760 SH SOLE 0 0 103760 ISHARES TR SP SMCP600VL ETF 464287879 1504 10850 SH OTR 0 0 10850 ISHARES TR SP SMCP600VL ETF 464287879 702 5064 SH SOLE 0 0 5064 ISHARES TR U.S. FINLS ETF 464287788 10 97 SH SOLE 0 0 97 ISHARES TR US HLTHCARE ETF 464287762 5 34 SH SOLE 0 0 34 ISHARES TR US HLTHCR PR ETF 464288828 1534 11441 SH SOLE 0 0 11441 ISHARES TR USA MOMENTUM FCT 46432F396 2516 30446 SH SOLE 0 0 30446 ISHARES TR USA VALUE FACTOR 46432F388 1676 22915 SH SOLE 0 0 22915 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 543 9226 SH SOLE 0 0 9226 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 485 15338 SH SOLE 0 0 15338 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2045 37473 SH SOLE 0 0 37473 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1182 15894 SH SOLE 0 0 15894 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 271 3880 SH SOLE 0 0 3880 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 682 28758 SH SOLE 0 0 28758 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 837 12864 SH SOLE 0 0 12864 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 88 1717 SH SOLE 0 0 1717 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1663 31730 SH SOLE 0 0 31730 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1634 30655 SH OTR 0 0 30655 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2339 43871 SH SOLE 0 0 43871 SPDR S&P 500 ETF TR TR UNIT 78462F103 5116 21700 SH OTR 0 0 21700 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 191 2355 SH SOLE 0 0 2355 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1749 17159 SH SOLE 0 0 17159 VANGUARD INDEX FDS REIT ETF 922908553 1284 15546 SH SOLE 0 0 15546 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2879 23732 SH SOLE 0 0 23732 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3323 83660 SH SOLE 0 0 83660 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1592 30871 SH SOLE 0 0 30871 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4 60 SH SOLE 0 0 60 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 868 11175 SH SOLE 0 0 11175 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1508 10893 SH OTR 0 0 10893 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 2124 15342 SH SOLE 0 0 15342 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 15 107 SH SOLE 0 0 107 VANGUARD WORLD FDS ENERGY ETF 92204A306 1523 15750 SH SOLE 0 0 15750 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 2169 35864 SH SOLE 0 0 35864 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1381 10022 SH OTR 0 0 10022 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 370 2684 SH SOLE 0 0 2684 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 191 1540 SH SOLE 0 0 1540 VANGUARD WORLD FDS INF TECH ETF 92204A702 15 113 SH SOLE 0 0 113 VANGUARD WORLD FDS MATERIALS ETF 92204A801 379 3185 SH SOLE 0 0 3185 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1760 18550 SH SOLE 0 0 18550 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1972 17507 SH SOLE 0 0 17507 WISDOMTREE TR JAPN HEDGE EQT 97717W851 3089 61017 SH SOLE 0 0 61017