0001172661-16-004147.txt : 20161110 0001172661-16-004147.hdr.sgml : 20161110 20161110160217 ACCESSION NUMBER: 0001172661-16-004147 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spruce Investment Advisors LLC CENTRAL INDEX KEY: 0001542179 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14739 FILM NUMBER: 161987967 BUSINESS ADDRESS: STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-428-2600 MAIL ADDRESS: STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: Spruce Private Investors, LLC DATE OF NAME CHANGE: 20120213 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001542179 XXXXXXXX 09-30-2016 09-30-2016 false Spruce Investment Advisors LLC

C/o Spruce Capital Management, Llc 263 Tresser Boulevard, 15th Floor Stamford CT 06901

13F HOLDINGS REPORT 028-14739 N Robert Bastone 203-428-2600 /s/ Robert Bastone Stamford CT 11-10-2016 0 29 158842 INFORMATION TABLE 2 infotable.xml ISHARES TR SP SMCP600VL ETF 464287879 8370 67062 SH SOLE 34437 0 32625 ISHARES TR SP SMCP600VL ETF 464287879 1354 10850 SH OTR 0 0 10850 ISHARES TR NATIONAL MUN ETF 464288414 16822 149194 SH SOLE 44213 0 104981 ISHARES TR INTL SEL DIV ETF 464288448 20766 692661 SH SOLE 342077 0 350584 ISHARES TR US HLTHCR PR ETF 464288828 2367 19089 SH SOLE 7991 0 11098 ISHARES TR CORE MSCI EAFE 46432F842 11102 201346 SH SOLE 99620 0 101726 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 970 20314 SH SOLE 9710 0 10604 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2123 29435 SH SOLE 13904 0 15531 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3601 67679 SH SOLE 28568 0 39111 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 454 23521 SH SOLE 0 0 23521 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3002 51429 SH SOLE 23765 0 27664 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1465 30655 SH OTR 0 0 30655 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 7065 147873 SH SOLE 61622 0 86251 SPDR S&P 500 ETF TR TR UNIT 78462F103 4694 21700 SH OTR 0 0 21700 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 5042 59926 SH SOLE 40998 0 18928 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 8297 136357 SH SOLE 0 0 136357 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 16523 439083 SH SOLE 0 0 439083 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 3266 67026 SH OTR 0 0 67026 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 24950 345850 SH SOLE 156937 0 188913 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1370 10893 SH OTR 0 0 10893 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 4292 34137 SH SOLE 14415 0 19722 VANGUARD WORLD FDS ENERGY ETF 92204A306 2430 24879 SH SOLE 11960 0 12919 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 4467 90504 SH SOLE 42730 0 47774 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1332 10022 SH OTR 0 0 10022 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 306 2302 SH SOLE 0 0 2302 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 321 2897 SH SOLE 0 0 2897 VANGUARD WORLD FDS UTILITIES ETF 92204A876 897 8382 SH SOLE 3990 0 4392 WISDOMTREE TR JAPN HEDGE EQT 97717W851 377 8794 SH SOLE 0 0 8794 WISDOMTREE TR JAPN HEDGE EQT 97717W851 817 19039 SH OTR 0 0 19039