0001541617-22-000007.txt : 20220309 0001541617-22-000007.hdr.sgml : 20220309 20220309180326 ACCESSION NUMBER: 0001541617-22-000007 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220304 FILED AS OF DATE: 20220309 DATE AS OF CHANGE: 20220309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altimeter Capital Management, LP CENTRAL INDEX KEY: 0001541617 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 22726668 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 4610 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-310-6142 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 4610 CITY: BOSTON STATE: MA ZIP: 02110 FORMER NAME: FORMER CONFORMED NAME: Altimeter Capital Management, LLC DATE OF NAME CHANGE: 20120207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altimeter Capital Management General Partner, LLC CENTRAL INDEX KEY: 0001825200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 22726667 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 4610 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-310-6180 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 4610 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERSTNER BRAD CENTRAL INDEX KEY: 0001775157 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 22726669 MAIL ADDRESS: STREET 1: 20880 STONE OAK PKWY CITY: SAN ANTONIO STATE: TX ZIP: 78258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2022-03-04 0 0001699838 Confluent, Inc. CFLT 0001775157 GERSTNER BRAD ONE INTERNATIONAL PLACE SUITE 4610 BOSTON MA 02110 0 0 1 0 0001541617 Altimeter Capital Management, LP ONE INTERNATIONAL PLACE SUITE 4610 BOSTON MA 02110 0 0 1 0 0001825200 Altimeter Capital Management General Partner, LLC ONE INTERNATIONAL PLACE SUITE 4610 BOSTON MA 02110 0 0 1 0 Class A Common Stock 4930000 I See Footnote Class B Common Stock 0 Class A Common Stock 8395374 I See Footnote A portion of these Class A Common Stock shares are directly owned by Altimeter Partners Fund, L.P. ("APF") and Altimeter Crossover Fund, L.P. ("ACF") in the amounts of 4,850,000 and 80,000. A portion of these Class B Common Stock shares are directly owned by Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") and Altimeter Growth Cascade Fund, L.P. ("AGCF") (collectively, the "Altimeter Entities") in the amounts of 1,679,075 and 6,716,299. Altimeter General Partner, LLC is the general partner of APF, Altimeter Crossover General Partner LLC is the general partner of ACF, Altimeter Growth Partners General Partner IV LLC is the general partner of AGPF IV, and Altimeter Growth Cascade General Partner LLC is the general partner of AGCF (collectively, the "Altimeter Fund GPs"). Each of the Altimeter Fund GPs have delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager, and the General Partner and may be deemed to share voting and investment power over these shares. Because of the relationship between the Investment Manager, the General Partner, and Bradley Gerstner, and the Altimeter Entities and the Altimeter Fund GPs, each of the Investment Manager, the General Partner, and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner, and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. /s/ Hab Siam, Attorney-in-fact for Bradley Gerstner 2022-03-09 /s/ Hab Siam, Attorney-in-fact for Bradley Gerstner, as managing principal of Altimeter Capital Management, LP 2022-03-09 /s/ Hab Siam, Attorney-in-fact for Bradley Gerstner, as managing principal of Altimeter Capital General Partner, LLC 2022-03-09