13F-HR 1 ss137672_13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: --------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Itau USA Asset Management Inc. Address: 767 Fifth Avenue 50th Floor New York, NY 10153 Form 13F File Number: 28-________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jake Shaeffer Title: Treasurer Phone: (212) 710-6715 Signature, Place, and Date of Signing: /s/ Jake Shaeffer New York, NY February 9, 2012 --------------------------- ------------------------ ---------------------- [Signature] [City, State] [Date] Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 133 Form 13F Information Table Value Total: $226,428 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------- ----------- ------------ ----------- ------------ ----- ----- ------------ ---------- -------- ------ ------ ------------------------------------------------------------------------------------------------------------------------------------ AFLAC INC COM 001055102 313 7218 SH DEFINED 7218 ------------------------------------------------------------------------------------------------------------------------------------ AZZ INC COM 002474104 156 3400 SH DEFINED 3400 ------------------------------------------------------------------------------------------------------------------------------------ ALLIANT TECHSYSTEMS INC COM 018804104 580 10145 SH DEFINED 10145 ------------------------------------------------------------------------------------------------------------------------------------ ALTRIA GROUP INC COM 02209S103 383 12891 SH DEFINED 12891 ------------------------------------------------------------------------------------------------------------------------------------ AMERICA MOVIL SAB SPON ADR DE CV L SHS 02364W105 18129 802194 SH DEFINED 802194 ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN EXPRESS CO COM 025816109 436 9231 SH DEFINED 9231 ------------------------------------------------------------------------------------------------------------------------------------ AMPHENOL CORP NEW CL A 032095101 291 6400 SH DEFINED 6400 ------------------------------------------------------------------------------------------------------------------------------------ ANADARKO PETE CORP COM 032511107 517 6770 SH DEFINED 6770 ------------------------------------------------------------------------------------------------------------------------------------ ANHEUSER BUSCH SPONSORED INBEV SA/NV ADR 03524A108 352 5787 SH DEFINED 5787 ------------------------------------------------------------------------------------------------------------------------------------ APPLE INC COM 037833100 2619 6466 SH DEFINED 6466 ------------------------------------------------------------------------------------------------------------------------------------ AUTOLIV INC COM 052800109 494 9248 SH DEFINED 9248 ------------------------------------------------------------------------------------------------------------------------------------ BGC PARTNERS INC CL A 05541T101 405 68151 SH DEFINED 68151 ------------------------------------------------------------------------------------------------------------------------------------ BANCO BRADESCO S A SP ADR PFD NEW 059460303 6194 371369 SH DEFINED 371369 ------------------------------------------------------------------------------------------------------------------------------------ BANCO SANTANDER SP ADR CHILE NEW REP COM 05965X109 1380 18230 SH DEFINED 18230 ------------------------------------------------------------------------------------------------------------------------------------ BIG LOTS INC COM 089302103 108 2850 SH DEFINED 2850 ------------------------------------------------------------------------------------------------------------------------------------ BIO RAD LABS INC CL A 090572207 113 1177 SH DEFINED 1177 ------------------------------------------------------------------------------------------------------------------------------------ BRF-BRASIL SPONSORED FOODS S A ADR 10552T107 1180 60400 SH DEFINED 60400 ------------------------------------------------------------------------------------------------------------------------------------ BROADRIDGE FINL SOLUTIONS IN COM 11133T103 305 13550 SH DEFINED 13550 ------------------------------------------------------------------------------------------------------------------------------------ CIGNA CORPORATION COM 125509109 374 8873 SH DEFINED 8873 ------------------------------------------------------------------------------------------------------------------------------------ CSX CORP COM 126408103 545 25899 SH DEFINED 25899 ------------------------------------------------------------------------------------------------------------------------------------ CA INC COM 12673P105 220 10862 SH DEFINED 10862 ------------------------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINL CORP COM 14040H105 931 22037 SH DEFINED 22037 ------------------------------------------------------------------------------------------------------------------------------------ CARDINAL HEALTH INC COM 14149Y108 354 8713 SH DEFINED 8713 ------------------------------------------------------------------------------------------------------------------------------------ CAREFUSION CORP COM 14170T101 328 12900 SH DEFINED 12900 ------------------------------------------------------------------------------------------------------------------------------------ CASH AMER INTL INC COM 14754D100 593 12714 SH DEFINED 12714 ------------------------------------------------------------------------------------------------------------------------------------ CEMEX SAB DE CV SPON ADR NEW 151290889 1220 226206 SH DEFINED 226206 ------------------------------------------------------------------------------------------------------------------------------------ CENTERPOINT ENERGY INC COM 15189T107 600 29842 SH DEFINED 29842 ------------------------------------------------------------------------------------------------------------------------------------ CHEVRON CORP NEW COM 166764100 556 5235 SH DEFINED 5235 ------------------------------------------------------------------------------------------------------------------------------------ CHUBB CORP COM 171232101 652 9419 SH DEFINED 9419 ------------------------------------------------------------------------------------------------------------------------------------ CITIGROUP INC COM NEW 172967424 251 9517 SH DEFINED 9517 ------------------------------------------------------------------------------------------------------------------------------------ COCA COLA ENTERPRISES INC NE COM 19122T109 491 19023 SH DEFINED 19023 ------------------------------------------------------------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------- ----------- ------------ ----------- ------------ ----- ----- ------------ ---------- -------- ------ ------ COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 651 10112 SH DEFINED 10112 ------------------------------------------------------------------------------------------------------------------------------------ COMPANHIA ENERGETICA SP ADR DE MINA N-V PFD 204409601 1209 67950 SH DEFINED 67950 ------------------------------------------------------------------------------------------------------------------------------------ COMPANHIA BRASILEIRA SPN ADR DE DIST PFD CL A 20440T201 1775 48700 SH DEFINED 48700 ------------------------------------------------------------------------------------------------------------------------------------ COMPANHIA PARANAENSE SPON ADR ENERG C PFD 20441B407 1040 49600 SH DEFINED 49600 ------------------------------------------------------------------------------------------------------------------------------------ COMPANHIA DE BEBIDAS SPON ADR DAS AME PFD 20441W203 3550 98374 SH DEFINED 98374 ------------------------------------------------------------------------------------------------------------------------------------ COMPANIA DE MINAS SPONSORED BUENAVENTU ADR 204448104 3226 84167 SH DEFINED 84167 ------------------------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS COM 20825C104 1153 15815 SH DEFINED 15815 ------------------------------------------------------------------------------------------------------------------------------------ DAVITA INC COM 23918K108 326 4300 SH DEFINED 4300 ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORP NEW COM 25179M103 376 6068 SH DEFINED 6068 ------------------------------------------------------------------------------------------------------------------------------------ DISNEY WALT CO COM DISNEY 254687106 452 12062 SH DEFINED 12062 ------------------------------------------------------------------------------------------------------------------------------------ DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 576 14067 SH DEFINED 14067 ------------------------------------------------------------------------------------------------------------------------------------ DIRECTV COM CL A 25490A101 749 17492 SH DEFINED 17492 ------------------------------------------------------------------------------------------------------------------------------------ DOLLAR TREE INC COM 256746108 864 10414 SH DEFINED 10414 ------------------------------------------------------------------------------------------------------------------------------------ DR PEPPER SNAPPLE GROUP INC COM 26138E109 340 8625 SH DEFINED 8625 ------------------------------------------------------------------------------------------------------------------------------------ E M C CORP MASS COM 268648102 1162 53935 SH DEFINED 53935 ------------------------------------------------------------------------------------------------------------------------------------ EBAY INC COM 278642103 584 19266 SH DEFINED 19266 ------------------------------------------------------------------------------------------------------------------------------------ EMPRESA NACIONAL SPONSORED DE ELCTRCID ADR 29244T101 410 9263 SH DEFINED 9263 ------------------------------------------------------------------------------------------------------------------------------------ ENERGIZER HLDGS INC COM 29266R108 130 1670 SH DEFINED 1670 ------------------------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORP COM 30231G102 2166 25564 SH DEFINED 25564 ------------------------------------------------------------------------------------------------------------------------------------ FACTSET RESH SYS INC COM 303075105 224 2568 SH DEFINED 2568 ------------------------------------------------------------------------------------------------------------------------------------ FEDEX CORP COM 31428X106 453 5422 SH DEFINED 5422 ------------------------------------------------------------------------------------------------------------------------------------ F5 NETWORKS INC COM 315616102 1 9 SH DEFINED 9 ------------------------------------------------------------------------------------------------------------------------------------ FOMENTO ECONOMICO SPON ADR MEXICANO S UNITS 344419106 4401 63125 SH DEFINED 63125 ------------------------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC CO COM 369604103 842 47052 SH DEFINED 47052 ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MTRS CO COM 37045V100 280 13756 SH DEFINED 13756 ------------------------------------------------------------------------------------------------------------------------------------ GERDAU S A SPONSORED ADR 373737105 2922 374100 SH DEFINED 374100 ------------------------------------------------------------------------------------------------------------------------------------ GOLDMAN SACHS GROUP INC COM 38141G104 1 16 SH DEFINED 16 ------------------------------------------------------------------------------------------------------------------------------------ GOOGLE INC CL A 38259P508 1104 1711 SH DEFINED 1711 ------------------------------------------------------------------------------------------------------------------------------------ GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 1932 91750 SH DEFINED 91750 ------------------------------------------------------------------------------------------------------------------------------------ GRUPO AEROPORTUARIO SPON ADR DEL SURE SER B 40051E202 2525 45142 SH DEFINED 45142 ------------------------------------------------------------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------- ----------- ------------ ----------- ------------ ----- ----- ------------ ---------- -------- ------ ------ HANSEN NAT CORP COM 411310105 410 4454 SH DEFINED 4454 ------------------------------------------------------------------------------------------------------------------------------------ HARMAN INTL INDS INC COM 413086109 212 5550 SH DEFINED 5550 ------------------------------------------------------------------------------------------------------------------------------------ HARRIS CORP DEL COM 413875105 1 19 SH DEFINED 19 ------------------------------------------------------------------------------------------------------------------------------------ HEWLETT PACKARD CO COM 428236103 316 12297 SH DEFINED 12297 ------------------------------------------------------------------------------------------------------------------------------------ HONEYWELL INTL INC COM 438516106 778 14292 SH DEFINED 14292 ------------------------------------------------------------------------------------------------------------------------------------ INTEL CORP COM 458140100 942 38906 SH DEFINED 38906 ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHS COM 459200101 1860 10119 SH DEFINED 10119 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES INC MSCI BRAZIL 464286400 -345 -6000 SH DEFINED -6000 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES INC MSCI CDA INDEX 464286509 5747 216053 SH DEFINED 216053 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES INC MSCI PAC J IDX 464286665 9957 255764 SH DEFINED 255764 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES INC MSCI JAPAN 464286848 2092 229650 SH DEFINED 229650 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR MSCI EMERG MKT 464287234 13246 349105 SH DEFINED 349105 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR S&P LTN AM 40 464287390 75 1760 SH DEFINED 1760 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR RUSSELL 2000 464287655 9637 130663 SH DEFINED 130663 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR DJ US REAL EST 464287739 5507 96954 SH DEFINED 96954 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR S&PCITI1- 3YRTB 464288125 152 1570 SH DEFINED 1570 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR JPMORGAN USD 464288281 10708 97565 SH DEFINED 97565 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES TR HIGH YLD CORP 464288513 6133 68583 SH DEFINED 68583 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES S&P GSCI UNIT COMMODITY I BEN INT 46428R107 9707 294332 SH DEFINED 294332 ------------------------------------------------------------------------------------------------------------------------------------ ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 14764 795448 SH DEFINED 795448 ------------------------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO COM 46625H100 1142 34360 SH DEFINED 34360 ------------------------------------------------------------------------------------------------------------------------------------ LABORATORY CORP AMER HLDGS COM NEW 50540R409 522 6080 SH DEFINED 6080 ------------------------------------------------------------------------------------------------------------------------------------ LAUDER ESTEE COS INC CL A 518439104 580 5165 SH DEFINED 5165 ------------------------------------------------------------------------------------------------------------------------------------ LOEWS CORP COM 540424108 488 12951 SH DEFINED 12951 ------------------------------------------------------------------------------------------------------------------------------------ MARATHON OIL CORP COM 565849106 256 8738 SH DEFINED 8738 ------------------------------------------------------------------------------------------------------------------------------------ MARATHON PETE CORP COM 56585A102 144 4369 SH DEFINED 4369 ------------------------------------------------------------------------------------------------------------------------------------ MCDONALDS CORP COM 580135101 321 3204 SH DEFINED 3204 ------------------------------------------------------------------------------------------------------------------------------------ MCKESSON CORP COM 58155Q103 278 3572 SH DEFINED 3572 ------------------------------------------------------------------------------------------------------------------------------------ MERCK & CO INC NEW COM 58933Y105 451 11948 SH DEFINED 11948 ------------------------------------------------------------------------------------------------------------------------------------ MERITOR INC COM 59001K100 89 16593 SH DEFINED 16593 ------------------------------------------------------------------------------------------------------------------------------------ METLIFE INC COM 59156R108 0 7 SH DEFINED 7 ------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT CORP COM 594918104 253 9736 SH DEFINED 9736 ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP COM 651639106 705 11749 SH DEFINED 11749 ------------------------------------------------------------------------------------------------------------------------------------ NIKE INC CL B 654106103 533 5543 SH DEFINED 5543 ------------------------------------------------------------------------------------------------------------------------------------ NOVARTIS A G SPONSORED ADR 66987V109 486 8498 SH DEFINED 8498 ------------------------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETE CORP DEL COM 674599105 587 6278 SH DEFINED 6278 ------------------------------------------------------------------------------------------------------------------------------------ OWENS & MINOR INC NEW COM 690732102 0 6 SH DEFINED 6 ------------------------------------------------------------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------- ----------- ------------ ----------- ------------ ----- ----- ------------ ---------- -------- ------ ------ PNC FINL SVCS GROUP INC COM 693475105 307 5318 SH DEFINED 5318 ------------------------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO SP ADR SA PETRO NON VTG 71654V101 5292 225300 SH DEFINED 225300 ------------------------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO SPONSORED SA PETRO ADR 71654V408 6934 279002 SH DEFINED 279002 ------------------------------------------------------------------------------------------------------------------------------------ PFIZER INC COM 717081103 957 44183 SH DEFINED 44183 ------------------------------------------------------------------------------------------------------------------------------------ PHILIP MORRIS INTL INC COM 718172109 940 11973 SH DEFINED 11973 ------------------------------------------------------------------------------------------------------------------------------------ POTASH CORP SASK INC COM 73755L107 127 3072 SH DEFINED 3072 ------------------------------------------------------------------------------------------------------------------------------------ PROCTER & GAMBLE CO COM 742718109 471 7061 SH DEFINED 7061 ------------------------------------------------------------------------------------------------------------------------------------ QUALCOMM INC COM 747525103 492 8982 SH DEFINED 8982 ------------------------------------------------------------------------------------------------------------------------------------ REGAL BELOIT CORP COM 758750103 369 7225 SH DEFINED 7225 ------------------------------------------------------------------------------------------------------------------------------------ REINSURANCE GROUP AMER INC COM NEW 759351604 284 5442 SH DEFINED 5442 ------------------------------------------------------------------------------------------------------------------------------------ RENT A CTR INC NEW COM 76009N100 388 10525 SH DEFINED 10525 ------------------------------------------------------------------------------------------------------------------------------------ ROCK-TENN CO CL A 772739207 449 7773 SH DEFINED 7773 ------------------------------------------------------------------------------------------------------------------------------------ ROCKWOOD HLDGS INC COM 774415103 458 11665 SH DEFINED 11665 ------------------------------------------------------------------------------------------------------------------------------------ SPDR S&P 500 ETF TR TR UNIT 78462F103 1025 8163 SH DEFINED 8163 ------------------------------------------------------------------------------------------------------------------------------------ SARA LEE CORP COM 803111103 0 15 SH DEFINED 15 ------------------------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LTD COM 806857108 426 6240 SH DEFINED 6240 ------------------------------------------------------------------------------------------------------------------------------------ SOCIEDAD QUIMICA SPON ADR MINERA DE C SER B 833635105 1608 29850 SH DEFINED 29850 ------------------------------------------------------------------------------------------------------------------------------------ STARBUCKS CORP COM 855244109 1056 22951 SH DEFINED 22951 ------------------------------------------------------------------------------------------------------------------------------------ TCF FINL CORP COM 872275102 131 12771 SH DEFINED 12771 ------------------------------------------------------------------------------------------------------------------------------------ TELEFONICA BRASIL SA SPONSORED ADR 87936R106 3833 140301 SH DEFINED 140301 ------------------------------------------------------------------------------------------------------------------------------------ TEXAS INSTRS INC COM 882508104 439 15132 SH DEFINED 15132 ------------------------------------------------------------------------------------------------------------------------------------ 3M CO COM 88579Y101 369 4513 SH DEFINED 4513 ------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER INC COM NEW 887317303 400 11093 SH DEFINED 11093 ------------------------------------------------------------------------------------------------------------------------------------ TIMKEN CO COM 887389104 139 3600 SH DEFINED 3600 ------------------------------------------------------------------------------------------------------------------------------------ TOTAL SYS SVCS INC COM 891906109 464 23723 SH DEFINED 23723 ------------------------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INC COM 91324P102 682 13461 SH DEFINED 13461 ------------------------------------------------------------------------------------------------------------------------------------ VALEANT PHARMACEUTICALS INTL COM 91911K102 600 12851 SH DEFINED 12851 ------------------------------------------------------------------------------------------------------------------------------------ VALE S A ADR 91912E105 10334 481775 SH DEFINED 481775 ------------------------------------------------------------------------------------------------------------------------------------ VALE S A ADR REPSTG PFD 91912E204 4660 226200 SH DEFINED 226200 ------------------------------------------------------------------------------------------------------------------------------------ VANGUARD INTL MSCI EUROPE EQUITY INDEX F ETF 922042874 5364 129474 SH DEFINED 129474 ------------------------------------------------------------------------------------------------------------------------------------ VARIAN MED SYS INC COM 92220P105 456 6799 SH DEFINED 6799 ------------------------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC COM 92343V104 459 11461 SH DEFINED 11461 ------------------------------------------------------------------------------------------------------------------------------------ WHIRLPOOL CORP COM 963320106 0 3 SH DEFINED 3 ------------------------------------------------------------------------------------------------------------------------------------ WHOLE FOODS MKT INC COM 966837106 769 11051 SH DEFINED 11051 ------------------------------------------------------------------------------------------------------------------------------------ WINDSTREAM CORP COM 97381W104 518 44018 SH DEFINED 44018 ------------------------------------------------------------------------------------------------------------------------------------