0001541401-20-000014.txt : 20201207 0001541401-20-000014.hdr.sgml : 20201207 20201207085738 ACCESSION NUMBER: 0001541401-20-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201203 FILED AS OF DATE: 20201207 DATE AS OF CHANGE: 20201207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hill Grant CENTRAL INDEX KEY: 0001834776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36105 FILM NUMBER: 201371470 MAIL ADDRESS: STREET 1: 121 ORANGE AVE STREET 2: SUITE 1500 CITY: ORLANDO STATE: FL ZIP: 32801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Empire State Realty Trust, Inc. CENTRAL INDEX KEY: 0001541401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 371645259 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST 33RD STREET, 12TH FL CITY: NEW YORK STATE: NY ZIP: 10120 BUSINESS PHONE: 212-953-0888 MAIL ADDRESS: STREET 1: 111 WEST 33RD STREET, 12TH FL CITY: NEW YORK STATE: NY ZIP: 10120 4 1 wf-form4_160734944317120.xml FORM 4 X0306 4 2020-12-03 0 0001541401 Empire State Realty Trust, Inc. ESRT 0001834776 Hill Grant C/O EMPIRE STATE REALTY TRUST, INC. 111 WEST 33RD STREET, 12TH FL. NEW YORK NY 10120 1 0 0 0 LTIP Units 2020-12-03 4 A 0 5875 0 A Class A Common Stock 5875.0 5875 D Represents long-term incentive partnership units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"), of which Empire State Realty Trust, Inc. (the "Company") is the sole general partner. The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interest ("OP Units") in the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The right to convert LTIP Units into OP Units and redeem OP Units does not have an expiration date. The LTIP Units, which vest ratably on each of the first three anniversaries of May 15, 2020, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. /s/ Heather M. Lawson, Attorney-in-Fact 2020-12-07