0001540755-22-000011.txt : 20220314
0001540755-22-000011.hdr.sgml : 20220314
20220314215824
ACCESSION NUMBER: 0001540755-22-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220310
FILED AS OF DATE: 20220314
DATE AS OF CHANGE: 20220314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schuh William
CENTRAL INDEX KEY: 0001878508
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 22738704
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
wf-form4_164730948806062.xml
FORM 4
X0306
4
2022-03-10
0
0001540755
Anaplan, Inc.
PLAN
0001878508
Schuh William
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Revenue Officer
Common Stock
2022-03-10
4
M
0
5433
A
18528
D
Common Stock
2022-03-11
4
S
0
2069
45.9342
D
16459
D
Common Stock
2022-03-10
4
M
0
8199
A
24658
D
Common Stock
2022-03-11
4
S
0
2968
45.9356
D
21690
D
Restricted Stock Units
2022-03-11
4
M
0
5433
0
D
Common Stock
5433.0
43462
D
Restricted Stock Units
2022-03-11
4
M
0
8199
0
D
Common Stock
8199.0
24597
D
The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 3 years with 8/36ths of the RSUs vesting on September 10, 2021, and the remainder vesting in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
Includes 458 shares acquired by the Reporting Person pursuant to the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 4 years with 25% of the RSUs vesting on March 10, 2022, and the remainder vesting in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
/s/ Gary Spiegel, Attorney-in-Fact
2022-03-14