0001540755-21-000079.txt : 20211214 0001540755-21-000079.hdr.sgml : 20211214 20211214211659 ACCESSION NUMBER: 0001540755-21-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211210 FILED AS OF DATE: 20211214 DATE AS OF CHANGE: 20211214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dhingra Gagan CENTRAL INDEX KEY: 0001789939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 211492750 MAIL ADDRESS: STREET 1: 50 HAWTHORNE ST CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 wf-form4_163953460561253.xml FORM 4 X0306 4 2021-12-10 1 0001540755 Anaplan, Inc. PLAN 0001789939 Dhingra Gagan 50 HAWTHORNE STREET SAN FRANCISCO CA 94105 0 1 0 0 VP & Chief Accounting Officer Common Stock 2021-12-10 4 M 0 1135 A 6240 D Common Stock 2021-12-13 4 S 0 398 45.2549 D 5842 D Common Stock 2021-12-10 4 M 0 333 A 6175 D Common Stock 2021-12-13 4 S 0 117 45.2549 D 6058 D Common Stock 2021-12-10 4 M 0 500 A 6558 D Common Stock 2021-12-13 4 S 0 176 45.2549 D 6382 D Common Stock 2021-12-10 4 M 0 488 A 6870 D Common Stock 2021-12-13 4 S 0 172 45.256 D 6698 D Restricted Stock Units 2021-12-10 4 M 0 1135 0 D Common Stock 1135.0 6809 D Restricted Stock Units 2021-12-10 4 M 0 333 0 D Common Stock 333.0 2333 D Restricted Stock Units 2021-12-10 4 M 0 500 0 D Common Stock 500.0 5500 D Restricted Stock Units 2021-12-10 4 M 0 488 0 D Common Stock 488.0 6345 D The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. /s/ Gary Spiegel, Attorney-in-Fact 2021-12-14