0001209191-21-040454.txt : 20210614
0001209191-21-040454.hdr.sgml : 20210614
20210614204645
ACCESSION NUMBER: 0001209191-21-040454
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210413
FILED AS OF DATE: 20210614
DATE AS OF CHANGE: 20210614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dhingra Gagan
CENTRAL INDEX KEY: 0001789939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 211016411
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-13
0
0001540755
Anaplan, Inc.
PLAN
0001789939
Dhingra Gagan
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
0
1
0
0
VP & Chief Accounting Officer
Common Stock
2021-06-10
4
M
0
1134
A
4534
D
Common Stock
2021-06-11
4
S
0
398
51.8063
D
4136
D
Common Stock
2021-06-10
4
M
0
334
A
4470
D
Common Stock
2021-06-11
4
S
0
118
51.8063
D
4352
D
Common Stock
2021-06-10
4
M
0
500
A
4852
D
Common Stock
2021-06-11
4
S
0
176
51.8063
D
4676
D
Common Stock
2021-06-10
4
M
0
488
A
5164
D
Common Stock
2021-06-11
4
S
0
171
51.8063
D
4993
D
Restricted Stock Units
2021-04-13
4
A
0
7809
0.00
A
Common Stock
7809
7809
D
Restricted Stock Units
2021-06-10
4
M
0
1134
0.00
D
Common Stock
1134
9079
D
Restricted Stock Units
2021-06-10
4
M
0
334
0.00
D
Common Stock
334
2999
D
Restricted Stock Units
2021-06-10
4
M
0
500
0.00
D
Common Stock
500
6500
D
Restricted Stock Units
2021-06-10
4
M
0
488
0.00
D
Common Stock
488
7321
D
The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
/s/ Gary Spiegel, Attorney-in-Fact
2021-06-14