0001209191-20-063325.txt : 20201214 0001209191-20-063325.hdr.sgml : 20201214 20201214185302 ACCESSION NUMBER: 0001209191-20-063325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201214 DATE AS OF CHANGE: 20201214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dhingra Gagan CENTRAL INDEX KEY: 0001789939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 201387687 MAIL ADDRESS: STREET 1: 50 HAWTHORNE ST CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-10 0 0001540755 Anaplan, Inc. PLAN 0001789939 Dhingra Gagan 50 HAWTHORNE STREET SAN FRANCISCO CA 94105 0 1 0 0 VP & Chief Accounting Officer Common Stock 2020-12-10 4 M 0 1135 A 5612 D Common Stock 2020-12-11 4 S 0 416 67.1703 D 5196 D Common Stock 2020-12-10 4 M 0 334 A 5530 D Common Stock 2020-12-11 4 S 0 123 67.1653 D 5407 D Common Stock 2020-12-10 4 M 0 500 A 5907 D Common Stock 2020-12-11 4 S 0 183 67.1655 D 5724 D Restricted Stock Units 2020-12-10 4 M 0 1135 0.00 D Common Stock 1135 11348 D Restricted Stock Units 2020-12-10 4 M 0 334 0.00 D Common Stock 334 3666 D Restricted Stock Units 2020-12-10 4 M 0 500 0.00 D Common Stock 500 7500 D The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $67.14 to $67.74, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $67.14 to $67.6581, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. /s/ Gary Spiegel, Attorney-in-Fact 2020-12-14