0001209191-20-036452.txt : 20200612
0001209191-20-036452.hdr.sgml : 20200612
20200612195723
ACCESSION NUMBER: 0001209191-20-036452
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200610
FILED AS OF DATE: 20200612
DATE AS OF CHANGE: 20200612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dhingra Gagan
CENTRAL INDEX KEY: 0001789939
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 20961692
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-10
0
0001540755
Anaplan, Inc.
PLAN
0001789939
Dhingra Gagan
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
0
1
0
0
See remarks
Common Stock
2020-06-10
4
M
0
5056
A
5668
D
Common Stock
2020-06-11
4
S
0
1921
43.1077
D
3747
D
Restricted Stock Units
2020-06-10
4
M
0
5056
0.00
D
Common Stock
5056
13618
D
The Reporting Person was granted restricted stock units ("RSUs") in May 2019, which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs shall vest on June 10, 2020 and an additional 6.25% of the RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
Includes 462 shares acquired by the Reporting Person pursuant to the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c). Also includes 150 shares of common stock inadvertently excluded from the Form 3 filed by the Reporting Person on October 22, 2019.
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
Interim Controller and Chief Accounting Officer
/s/ Gary Spiegel, Attorney-in-Fact
2020-06-12