0001209191-20-036452.txt : 20200612 0001209191-20-036452.hdr.sgml : 20200612 20200612195723 ACCESSION NUMBER: 0001209191-20-036452 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200610 FILED AS OF DATE: 20200612 DATE AS OF CHANGE: 20200612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dhingra Gagan CENTRAL INDEX KEY: 0001789939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 20961692 MAIL ADDRESS: STREET 1: 50 HAWTHORNE ST CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-10 0 0001540755 Anaplan, Inc. PLAN 0001789939 Dhingra Gagan 50 HAWTHORNE STREET SAN FRANCISCO CA 94105 0 1 0 0 See remarks Common Stock 2020-06-10 4 M 0 5056 A 5668 D Common Stock 2020-06-11 4 S 0 1921 43.1077 D 3747 D Restricted Stock Units 2020-06-10 4 M 0 5056 0.00 D Common Stock 5056 13618 D The Reporting Person was granted restricted stock units ("RSUs") in May 2019, which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs shall vest on June 10, 2020 and an additional 6.25% of the RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. Includes 462 shares acquired by the Reporting Person pursuant to the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c). Also includes 150 shares of common stock inadvertently excluded from the Form 3 filed by the Reporting Person on October 22, 2019. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Interim Controller and Chief Accounting Officer /s/ Gary Spiegel, Attorney-in-Fact 2020-06-12