0000899243-22-022436.txt : 20220614
0000899243-22-022436.hdr.sgml : 20220614
20220614202723
ACCESSION NUMBER: 0000899243-22-022436
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220610
FILED AS OF DATE: 20220614
DATE AS OF CHANGE: 20220614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schuh William
CENTRAL INDEX KEY: 0001878508
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 221016385
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-10
0
0001540755
Anaplan, Inc.
PLAN
0001878508
Schuh William
C/O ANAPLAN, INC.
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Revenue Officer
Common Stock
2022-06-10
4
M
0
5432
A
27672
D
Common Stock
2022-06-10
4
M
0
2050
A
29722
D
Common Stock
2022-06-13
4
S
0
2257
62.8308
D
27465
D
Common Stock
2022-06-13
4
S
0
1025
62.8308
D
26440
D
Restricted Stock Units
2022-06-10
4
M
0
5432
0.00
D
Common Stock
5432
38030
D
Restricted Stock Units
2022-06-10
4
M
0
2050
0.00
D
Common Stock
2050
22547
D
The Reporting Person received restricted stock units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.
Includes 550 shares acquired by the Reporting Person pursuant to the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
The sales reported represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $62.83 to $63.145, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 3 years with 8/36ths of the RSUs vesting on September 10, 2021, and the remainder vesting in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest over 4 years with 25% of the RSUs vesting on March 10, 2022, and the remainder vesting in equal quarterly installments thereafter, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date, shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
/s/ Gary Spiegel, Attorney-in-Fact
2022-06-14