0000899243-19-023515.txt : 20190912 0000899243-19-023515.hdr.sgml : 20190912 20190912193341 ACCESSION NUMBER: 0000899243-19-023515 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190910 FILED AS OF DATE: 20190912 DATE AS OF CHANGE: 20190912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chung David Ying Xian CENTRAL INDEX KEY: 0001754317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 191091334 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-10 0 0001540755 Anaplan, Inc. PLAN 0001754317 Chung David Ying Xian C/O ANAPLAN, INC. 50 HAWTHORNE STREET SAN FRANCISCO CA 94105 0 1 0 0 See Remarks Common Stock 2019-09-10 4 M 0 1250 A 7987 D Common Stock 2019-09-10 4 M 0 2500 A 10487 D Common Stock 2019-09-10 4 M 0 160 A 10647 D Common Stock 2019-09-12 4 S 0 1355 48.30 D 9292 D Restricted Stock Units 2019-09-10 4 M 0 1250 0.00 D Common Stock 1250 12500 D Restricted Stock Units 2019-09-10 4 M 0 2500 0.00 D Common Stock 2500 37500 D Restricted Stock Units 2019-09-10 4 M 0 160 0.00 D Common Stock 160 2414 D The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on March 10, 2019 with the remainder vesting in 12 equal quarterly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. 6.25% of these RSUs vest quarterly beginning on September 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. 6.25% of these RSUs vest quarterly after June 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. On May 30, 2019, the Reporting Person filed a Form 4 reporting the grant of 2,668 RSUs (the "Prior Report"). The Prior Report inadvertently overstated by 94 RSUs the total number of RSUs granted and should have reported that 2,574 RSUs were granted. The total number of derivative securities set forth in Column 9 of this Form 4 is based on the 2,574 RSUs granted and corrects the error in the Prior Report. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Chief Accounting Officer and Controller /s/ Suhani Akhare, Attorney-in-Fact 2019-09-12