0000899243-19-019779.txt : 20190717 0000899243-19-019779.hdr.sgml : 20190717 20190717170754 ACCESSION NUMBER: 0000899243-19-019779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190715 FILED AS OF DATE: 20190717 DATE AS OF CHANGE: 20190717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chung David Ying Xian CENTRAL INDEX KEY: 0001754317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 19959680 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-15 0 0001540755 Anaplan, Inc. PLAN 0001754317 Chung David Ying Xian C/O ANAPLAN, INC. 50 HAWTHORNE STREET SAN FRANCISCO CA 94105 0 1 0 0 See Remarks Common Stock 2019-07-15 4 M 0 957 7.12 A 7694 D Common Stock 2019-07-15 4 S 0 957 57.49 D 6737 D Stock Option (right to buy) 7.12 2019-07-15 4 M 0 957 0.00 D 2028-03-23 Common Stock 957 38460 D Includes 1,470 shares acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c). This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. This stock option is immediately exercisable in full due to early exercise rights. 25% of the shares subject to the stock option vested on February 12, 2019, with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Chief Accounting Officer and Controller /s/ Suhani Akhare, Attorney-in-Fact 2019-07-17