0000899243-19-015884.txt : 20190606 0000899243-19-015884.hdr.sgml : 20190606 20190606195611 ACCESSION NUMBER: 0000899243-19-015884 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190605 FILED AS OF DATE: 20190606 DATE AS OF CHANGE: 20190606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Grady Standish CENTRAL INDEX KEY: 0001753530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 19883922 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-05 1 0001540755 Anaplan, Inc. PLAN 0001753530 O'Grady Standish C/O ANAPLAN, INC. 50 HAWTHORNE STREET SAN FRANCISCO 94105 1 0 1 0 Common Stock 2019-06-05 4 J 0 22453 A 126030 I By Granite Ventures, LLC Common Stock 2019-06-05 4 J 0 126030 D 0 D Common Stock 2019-06-05 4 J 0 99947 D 0 I By Granite Ventures Entrepreneurs Fund II, L.P. Common Stock 2019-06-05 4 J 0 1500000 D 10851794 I By Granite Ventures II, L.P. Common Stock 2019-06-05 4 J 0 250036 D 0 I By GV Anaplan SPV, L.P. Common Stock 2019-06-05 4 J 0 128647 A 197495 I By Trust Common Stock 2019-06-05 4 J 0 21421 A 21421 I By Trust Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b). Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein. The shares are held by Standish H. O'Grady and Anne Brophy O'Grady, Trustees of The O'Grady Revocable Trust, dated January 3, 2014 (the "Trust"). The shares are held by Standish O'Grady Trustees of the O'Grady Revocable Trust (HSP) (the "Trust"). /s/ Standish O'Grady 2019-06-06