0000899243-19-015221.txt : 20190530
0000899243-19-015221.hdr.sgml : 20190530
20190530195354
ACCESSION NUMBER: 0000899243-19-015221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190529
FILED AS OF DATE: 20190530
DATE AS OF CHANGE: 20190530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chung David Ying Xian
CENTRAL INDEX KEY: 0001754317
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 19868194
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-29
0
0001540755
Anaplan, Inc.
PLAN
0001754317
Chung David Ying Xian
C/O ANAPLAN, INC.
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
0
1
0
0
See Remarks
Common Stock
2019-05-29
4
M
0
14359
7.12
A
26506
D
Common Stock
2019-05-29
4
S
0
21239
41.7058
D
5267
D
Restricted Stock Units
2019-05-30
4
A
0
2668
0.00
A
Common Stock
2668
2668
D
Stock Option (right to buy)
7.12
2019-05-29
4
M
0
14359
0.00
D
2028-03-23
Common Stock
14359
40374
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $41.50 to $42.00, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 1/16 of the RSU vests quarterly after June 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
This stock option is immediately exercisable in full due to early exercise rights. 25% of the shares subject to the stock option vested on February 12, 2019, with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date.
Chief Accounting Officer and Controller
/s/ Suhani Akhare, Attorney-in-Fact
2019-05-30