0000899243-19-015221.txt : 20190530 0000899243-19-015221.hdr.sgml : 20190530 20190530195354 ACCESSION NUMBER: 0000899243-19-015221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190529 FILED AS OF DATE: 20190530 DATE AS OF CHANGE: 20190530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chung David Ying Xian CENTRAL INDEX KEY: 0001754317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 19868194 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-29 0 0001540755 Anaplan, Inc. PLAN 0001754317 Chung David Ying Xian C/O ANAPLAN, INC. 50 HAWTHORNE STREET SAN FRANCISCO CA 94105 0 1 0 0 See Remarks Common Stock 2019-05-29 4 M 0 14359 7.12 A 26506 D Common Stock 2019-05-29 4 S 0 21239 41.7058 D 5267 D Restricted Stock Units 2019-05-30 4 A 0 2668 0.00 A Common Stock 2668 2668 D Stock Option (right to buy) 7.12 2019-05-29 4 M 0 14359 0.00 D 2028-03-23 Common Stock 14359 40374 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $41.50 to $42.00, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 1/16 of the RSU vests quarterly after June 10, 2019, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. This stock option is immediately exercisable in full due to early exercise rights. 25% of the shares subject to the stock option vested on February 12, 2019, with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Chief Accounting Officer and Controller /s/ Suhani Akhare, Attorney-in-Fact 2019-05-30