The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 17,027 | 178,108 | SH | SOLE | 152,649 | 0 | 25,459 | ||
ADOBE SYS INC | COM | 00724F101 | 486 | 5,074 | SH | SOLE | 5,074 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 2,416 | 21,455 | SH | SOLE | 15,475 | 0 | 5,980 | ||
GALLAGHER ARTHUR J & CO | COM | 363576109 | 527 | 11,081 | SH | SOLE | 11,081 | 0 | 0 | ||
ALLSTATE CORP | COM | 020002101 | 9,884 | 141,296 | SH | SOLE | 125,495 | 0 | 15,801 | ||
AMGEN INC | COM | 031162100 | 8,977 | 59,003 | SH | SOLE | 53,448 | 0 | 5,555 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 10,059 | 88,544 | SH | SOLE | 79,273 | 0 | 9,271 | ||
AMAZON COM INC | COM | 023135106 | 771 | 1,077 | SH | SOLE | 977 | 0 | 100 | ||
BROADCOM LTD | SHS | Y09827109 | 8,633 | 55,553 | SH | SOLE | 49,617 | 0 | 5,935 | ||
BOEING CO | COM | 097023105 | 533 | 4,103 | SH | SOLE | 3,754 | 0 | 349 | ||
BANK AMER CORP | COM | 060505104 | 155 | 11,684 | SH | SOLE | 11,684 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 266 | 5,890 | SH | SOLE | 5,890 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 292 | 12,700 | SH | SOLE | 2,400 | 0 | 10,300 | ||
BLACKROCK INC | COM | 09247X101 | 9,028 | 26,357 | SH | SOLE | 23,274 | 0 | 3,083 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 241 | 3,272 | SH | SOLE | 3,272 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 211 | 5,953 | SH | SOLE | 5,953 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 434 | 2 | SH | SOLE | 2 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,264 | 8,730 | SH | SOLE | 8,330 | 0 | 400 | ||
CATHAY GEN BANCORP | COM | 149150104 | 283 | 10,040 | SH | SOLE | 8,478 | 0 | 1,562 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 9,460 | 60,241 | SH | SOLE | 52,920 | 0 | 7,321 | ||
CISCO SYS INC | COM | 17275R102 | 347 | 12,104 | SH | SOLE | 12,104 | 0 | 0 | ||
CU BANCORP CALIF | COM | 126534106 | 221 | 9,706 | SH | SOLE | 5,000 | 0 | 4,706 | ||
CHEVRON CORP NEW | COM | 166764100 | 3,161 | 30,153 | SH | SOLE | 29,599 | 0 | 554 | ||
DISCOVER FINL SVCS | COM | 254709108 | 248 | 4,636 | SH | SOLE | 4,636 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 500 | 2,796 | SH | SOLE | 2,796 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 10,256 | 104,849 | SH | SOLE | 91,229 | 0 | 13,620 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 5,665 | 156,281 | SH | SOLE | 138,395 | 0 | 17,886 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 244 | 2,863 | SH | SOLE | 2,863 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,389 | 24,889 | SH | SOLE | 20,844 | 0 | 4,045 | ||
EDISON INTL | COM | 281020107 | 7,685 | 98,949 | SH | SOLE | 85,240 | 0 | 13,709 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 222 | 1,927 | SH | SOLE | 607 | 0 | 1,320 | ||
E M C CORP MASS | COM | 268648102 | 6,783 | 249,643 | SH | SOLE | 220,473 | 0 | 29,171 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 215 | 2,832 | SH | SOLE | 2,832 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 9,302 | 81,397 | SH | SOLE | 79,347 | 0 | 2,050 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,481 | 47,055 | SH | SOLE | 44,955 | 0 | 2,100 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 67 | 19,700 | SH | SOLE | 19,700 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 404 | 3,167 | SH | SOLE | 3,155 | 0 | 12 | ||
HOLOGIC INC | COM | 436440101 | 6,326 | 182,838 | SH | SOLE | 160,748 | 0 | 22,090 | ||
HONEYWELL INTL INC | COM | 438516106 | 9,305 | 79,998 | SH | SOLE | 70,812 | 0 | 9,186 | ||
SCHEIN HENRY INC | COM | 806407102 | 709 | 4,013 | SH | SOLE | 4,013 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 192 | 15,050 | SH | SOLE | 15,050 | 0 | 0 | ||
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 277 | 1,075 | SH | SOLE | 1,075 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,410 | 9,293 | SH | SOLE | 9,143 | 0 | 150 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 665 | 4,450 | SH | SOLE | 4,450 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 456 | 13,911 | SH | SOLE | 13,911 | 0 | 0 | ||
ISHARES TR | CORE ST USDB ETF | 46432F859 | 256 | 2,518 | SH | SOLE | 2,518 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 375 | 4,039 | SH | SOLE | 4,039 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,487 | 7,062 | SH | SOLE | 7,062 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 861 | 8,576 | SH | SOLE | 7,576 | 0 | 1,000 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 256 | 1,864 | SH | SOLE | 1,709 | 0 | 155 | ||
ISHARES TR | RUS MID-CAP ETF | 464287499 | 356 | 2,116 | SH | SOLE | 2,116 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 224 | 3,015 | SH | SOLE | 1,710 | 0 | 1,305 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 1,054 | 8,502 | SH | SOLE | 8,480 | 0 | 22 | ||
JOHNSON & JOHNSON | COM | 478160104 | 12,900 | 106,346 | SH | SOLE | 93,573 | 0 | 12,773 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 568 | 15,927 | SH | SOLE | 11,512 | 0 | 4,415 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 12,556 | 202,053 | SH | SOLE | 178,914 | 0 | 23,138 | ||
CARMAX INC | COM | 143130102 | 5,087 | 103,747 | SH | SOLE | 92,427 | 0 | 11,320 | ||
COCA COLA CO | COM | 191216100 | 782 | 17,252 | SH | SOLE | 9,479 | 0 | 7,774 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 386 | 1,556 | SH | SOLE | 1,556 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 778 | 6,336 | SH | SOLE | 4,336 | 0 | 2,000 | ||
ISHARES TR | MBS ETF | 464288588 | 774 | 7,041 | SH | SOLE | 4,311 | 0 | 2,730 | ||
MONDELEZ INTL INC | CL A | 609207105 | 422 | 9,276 | SH | SOLE | 9,276 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 12,786 | 73,015 | SH | SOLE | 63,115 | 0 | 9,900 | ||
MANNKIND CORP | COM | 56400P201 | 13 | 11,335 | SH | SOLE | 8,585 | 0 | 2,750 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,047 | 15,186 | SH | SOLE | 14,876 | 0 | 310 | ||
MERCK & CO INC | COM | 58933Y105 | 280 | 4,864 | SH | SOLE | 4,864 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 851 | 16,635 | SH | SOLE | 16,635 | 0 | 0 | ||
M & T BK CORP | COM | 55261F104 | 341 | 2,884 | SH | SOLE | 2,884 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 5,631 | 130,233 | SH | SOLE | 115,274 | 0 | 14,959 | ||
ISHARES U S ETF TR | SHT MAT BD ETF | 46431W507 | 76,134 | 1,517,518 | SH | SOLE | 1,307,462 | 0 | 210,056 | ||
NUVEEN INTER DURATION MN TMF | COM | 670671106 | 670 | 47,282 | SH | SOLE | 47,282 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 598 | 2,691 | SH | SOLE | 2,575 | 0 | 116 | ||
NUVEEN PREM INCOME MUN FD 2 | COM | 67063W102 | 542 | 34,996 | SH | SOLE | 34,996 | 0 | 0 | ||
NUVEEN CA DIV ADV MUNI FD 3 | COM SH BEN INT | 67070Y109 | 722 | 45,502 | SH | SOLE | 45,502 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 11,045 | 269,847 | SH | SOLE | 238,390 | 0 | 31,458 | ||
PG&E CORP | COM | 69331C108 | 670 | 10,483 | SH | SOLE | 10,483 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 13,897 | 131,182 | SH | SOLE | 116,592 | 0 | 14,590 | ||
PFIZER INC | COM | 717081103 | 564 | 16,024 | SH | SOLE | 16,024 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 840 | 9,920 | SH | SOLE | 8,585 | 0 | 1,336 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 593 | 54,032 | SH | SOLE | 54,032 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,237 | 12,164 | SH | SOLE | 12,079 | 0 | 85 | ||
PHILLIPS 66 | COM | 718546104 | 390 | 4,914 | SH | SOLE | 4,789 | 0 | 125 | ||
PRAXAIR INC | COM | 74005P104 | 215 | 1,909 | SH | SOLE | 1,894 | 0 | 15 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 354 | 12,125 | SH | SOLE | 5,940 | 0 | 6,185 | ||
QUALCOMM INC | COM | 747525103 | 7,939 | 148,202 | SH | SOLE | 133,581 | 0 | 14,621 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 615 | 5,718 | SH | SOLE | 5,718 | 0 | 0 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 664 | 8,263 | SH | SOLE | 8,263 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 454 | 3,336 | SH | SOLE | 3,336 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 2,282 | 39,943 | SH | SOLE | 39,813 | 0 | 130 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 273 | 10,067 | SH | SOLE | 7,517 | 0 | 2,550 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 224 | 4,393 | SH | SOLE | 4,094 | 0 | 299 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 222 | 4,965 | SH | SOLE | 4,965 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | COM | 808513105 | 5,309 | 209,740 | SH | SOLE | 185,479 | 0 | 24,261 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 475 | 9,546 | SH | SOLE | 8,996 | 0 | 550 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 678 | 12,615 | SH | SOLE | 12,615 | 0 | 0 | ||
SPECTRA ENERGY CORP | COM | 847560109 | 5,914 | 161,440 | SH | SOLE | 143,760 | 0 | 17,680 | ||
SCHLUMBERGER LTD | COM | 806857108 | 243 | 3,067 | SH | SOLE | 748 | 0 | 2,319 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,886 | 18,553 | SH | SOLE | 16,636 | 0 | 1,917 | ||
SEMPRA ENERGY | COM | 816851109 | 358 | 3,138 | SH | SOLE | 3,138 | 0 | 0 | ||
SIMPSON MANUFACTURING CO INC | COM | 829073105 | 14,890 | 372,520 | SH | SOLE | 372,520 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 10,312 | 86,053 | SH | SOLE | 75,206 | 0 | 10,848 | ||
AT&T INC | COM | 00206R102 | 2,710 | 62,716 | SH | SOLE | 62,474 | 0 | 242 | ||
TESLA MTRS INC | COM | 88160R101 | 239 | 1,126 | SH | SOLE | 1,073 | 0 | 53 | ||
TYSON FOODS INC | CL A | 902494103 | 6,863 | 102,754 | SH | SOLE | 90,711 | 0 | 12,043 | ||
TWITTER INC | COM | 90184L102 | 213 | 12,619 | SH | SOLE | 12,619 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 11,858 | 135,913 | SH | SOLE | 122,340 | 0 | 13,573 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 6,664 | 61,866 | SH | SOLE | 61,166 | 0 | 700 | ||
US BANCORP DEL | COM NEW | 902973304 | 573 | 14,197 | SH | SOLE | 14,197 | 0 | 0 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 324 | 7,017 | SH | SOLE | 7,017 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 9,550 | 128,761 | SH | SOLE | 112,704 | 0 | 16,057 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 706 | 19,957 | SH | SOLE | 19,957 | 0 | 0 | ||
V F CORP | COM | 918204108 | 9,001 | 146,387 | SH | SOLE | 128,131 | 0 | 18,256 | ||
VIRNETX HLDG CORP | COM | 92823T108 | 191 | 47,834 | SH | SOLE | 47,834 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 245 | 2,941 | SH | SOLE | 2,941 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 234 | 1,894 | SH | SOLE | 1,894 | 0 | 0 | ||
VISHAY INTERTECHNOLOGY INC | COM | 928298108 | 149 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 111,042 | 1,306,530 | SH | SOLE | 1,093,986 | 0 | 212,544 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 42,104 | 392,760 | SH | SOLE | 328,533 | 0 | 64,227 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 510 | 14,483 | SH | SOLE | 12,018 | 0 | 2,465 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 7,268 | 130,166 | SH | SOLE | 116,159 | 0 | 14,007 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 8,840 | 106,162 | SH | SOLE | 94,281 | 0 | 11,881 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 2,293 | 48,457 | SH | SOLE | 48,457 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 8,387 | 50,332 | SH | SOLE | 44,864 | 0 | 5,468 | ||
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 6,172 | 86,644 | SH | SOLE | 76,748 | 0 | 9,896 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 6,132 | 132,336 | SH | SOLE | 116,971 | 0 | 15,365 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 421 | 18,428 | SH | SOLE | 18,428 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 243 | 5,614 | SH | SOLE | 5,614 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 12,478 | 133,110 | SH | SOLE | 116,426 | 0 | 16,685 | ||
YUM BRANDS INC | COM | 988498101 | 368 | 4,436 | SH | SOLE | 4,356 | 0 | 80 |