FORM N-PX PROXY VOTING RECORD
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | COLUMN 9 | COLUMN 10 | COLUMN 11 | COLUMN 12 | COLUMN 13 | COLUMN 14 | COLUMN 15 | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| NAME OF ISSUER |
CUSIP | ISIN | FIGI | MEETING DATE | VOTE DESCRIPTION | VOTE CATEGORY | DESCRIPTION OF OTHER CATEGORY | VOTE SOURCE | SHARES VOTED | SHARES ON LOAN | DETAILS OF VOTE | MANAGER NUMBER | SERIES ID | OTHER INFO | ||
| HOW VOTED | SHARES VOTED | FOR OR AGAINST MANAGEMENT | ||||||||||||||
| BAKKT HOLDINGS, INC. | 05759B107 | US05759B1070 | - | 04/23/2024 | To approve the NYSE Issuance Proposal | CAPITAL STRUCTURE |
- | ISSUER | 53347 | 78894 | FOR |
53347 |
FOR |
S000075087 | - | |
| BAKKT HOLDINGS, INC. | 05759B107 | US05759B1070 | - | 04/23/2024 | To approve the Reverse Stock Split and Related Matters Proposal | CAPITAL STRUCTURE |
- | ISSUER | 53347 | 78894 | FOR |
53347 |
FOR |
S000075087 | - | |
| BC TECHNOLOGY GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 01/17/2024 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 110075 DUE TO UPDATED AGENDA WITH ONE RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | OTHER |
Other Voting Matters | ISSUER | 184500 | 0 | S000075087 | - | ||||
| BC TECHNOLOGY GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 01/17/2024 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION "1", ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | OTHER |
Other Voting Matters | ISSUER | 184500 | 0 | S000075087 | - | ||||
| BC TECHNOLOGY GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 01/17/2024 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2023/1228/2023122800625.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2024/0103/2024010301629.pdf | OTHER |
Other Voting Matters | ISSUER | 184500 | 0 | S000075087 | - | ||||
| BC TECHNOLOGY GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 01/17/2024 | (A) THE DISPOSAL, THE EQUITY TRANSFER AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER BE AND ARE HEREBY APPROVED, CONFIRMED AND RATIFIED; AND (B) ANY ONE DIRECTOR BE AND IS HEREBY AUTHORIZED TO SIGN, EXECUTE AND DELIVER OR AUTHORIZE THE SIGNING, EXECUTION AND DELIVERY OF ALL SUCH DOCUMENTS (INCLUDING AFFIXING THE COMMON SEAL OF THE COMPANY THEREON) AND TO DO ALL SUCH THINGS AS HE OR SHE MAY IN HIS OR HER ABSOLUTE DISCRETION CONSIDER NECESSARY, EXPEDIENT OR DESIRABLE TO IMPLEMENT AND/OR TO GIVE EFFECT TO OR OTHERWISE IN CONNECTION WITH THE DISPOSAL, THE EQUITY TRANSFER AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | EXTRAORDINARY TRANSACTIONS |
- | ISSUER | 184500 | 0 | FOR |
184500 |
FOR |
S000075087 | - | |
| BC TECHNOLOGY GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 01/17/2024 | 05 JAN 2024: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE FROM 16 JAN 2024 TO 12 JAN 2024. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | OTHER |
Other Voting Matters | ISSUER | 184500 | 0 | S000075087 | - | ||||
| BIT DIGITAL, INC. | G1144A105 | KYG1144A1058 | - | 09/20/2023 | DIRECTOR: Zhaohui Deng | DIRECTOR ELECTIONS |
- | ISSUER | 3984 | 54261 | ABSTAIN |
3984 |
AGAINST |
S000075087 | - | |
| BIT DIGITAL, INC. | G1144A105 | KYG1144A1058 | - | 09/20/2023 | DIRECTOR: Erke Huang | DIRECTOR ELECTIONS |
- | ISSUER | 3984 | 54261 | FOR |
3984 |
FOR |
S000075087 | - | |
| BIT DIGITAL, INC. | G1144A105 | KYG1144A1058 | - | 09/20/2023 | DIRECTOR: Ichi Shih | DIRECTOR ELECTIONS |
- | ISSUER | 3984 | 54261 | ABSTAIN |
3984 |
AGAINST |
S000075087 | - | |
| BIT DIGITAL, INC. | G1144A105 | KYG1144A1058 | - | 09/20/2023 | DIRECTOR: Yan Xiong | DIRECTOR ELECTIONS |
- | ISSUER | 3984 | 54261 | ABSTAIN |
3984 |
AGAINST |
S000075087 | - | |
| BIT DIGITAL, INC. | G1144A105 | KYG1144A1058 | - | 09/20/2023 | DIRECTOR: Brock Pierce | DIRECTOR ELECTIONS |
- | ISSUER | 3984 | 54261 | ABSTAIN |
3984 |
AGAINST |
S000075087 | - | |
| BIT DIGITAL, INC. | G1144A105 | KYG1144A1058 | - | 09/20/2023 | Approval of the 2023 Omnibus Equity Incentive Plan | COMPENSATION |
- | ISSUER | 3984 | 54261 | FOR |
3984 |
FOR |
S000075087 | - | |
| BIT DIGITAL, INC. | G1144A105 | KYG1144A1058 | - | 09/20/2023 | Ratification of the appointment of the Company's independent registered public accounting firm | AUDIT-RELATED |
- | ISSUER | 3984 | 54261 | FOR |
3984 |
FOR |
S000075087 | - | |
| BITFARMS LTD. | 09173B107 | CA09173B1076 | - | 05/31/2024 | Election of Director - Nicolas Bonta | DIRECTOR ELECTIONS |
- | ISSUER | 120350 | 0 | FOR |
120350 |
FOR |
S000075087 | - | |
| BITFARMS LTD. | 09173B107 | CA09173B1076 | - | 05/31/2024 | Election of Director - Andres Finkielsztain | DIRECTOR ELECTIONS |
- | ISSUER | 120350 | 0 | FOR |
120350 |
FOR |
S000075087 | - | |
| BITFARMS LTD. | 09173B107 | CA09173B1076 | - | 05/31/2024 | Election of Director - Emiliano Joel Grodzki | DIRECTOR ELECTIONS |
- | ISSUER | 120350 | 0 | AGAINST |
120350 |
AGAINST |
S000075087 | - | |
| BITFARMS LTD. | 09173B107 | CA09173B1076 | - | 05/31/2024 | Election of Director - Edith Margaret Hofmeister | DIRECTOR ELECTIONS |
- | ISSUER | 120350 | 0 | FOR |
120350 |
FOR |
S000075087 | - | |
| BITFARMS LTD. | 09173B107 | CA09173B1076 | - | 05/31/2024 | Election of Director - Brian Howlett | DIRECTOR ELECTIONS |
- | ISSUER | 120350 | 0 | FOR |
120350 |
FOR |
S000075087 | - | |
| BITFARMS LTD. | 09173B107 | CA09173B1076 | - | 05/31/2024 | Appointment of PricewaterhouseCoopers LLP. as Auditor of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | AUDIT-RELATED |
- | ISSUER | 120350 | 0 | FOR |
120350 |
FOR |
S000075087 | - | |
| BITFARMS LTD. | 09173B107 | CA09173B1076 | - | 05/31/2024 | To consider and, if deemed advisable, pass an ordinary resolution, the full text of which is set forth in the accompanying Circular, to approve the renewal of the Corporation's long term equity incentive plan and the unallocated entitlements thereunder. | COMPENSATION |
- | ISSUER | 120350 | 0 | AGAINST |
120350 |
AGAINST |
S000075087 | - | |
| BLOCK, INC. | 852234103 | US8522341036 | - | 06/18/2024 | To elect two Class III directors to serve until our 2027 annual meeting of stockholders and until their successors are duly elected and qualified: RANDALL GARUTTI | DIRECTOR ELECTIONS |
- | ISSUER | 6771 | 0 | ABSTAIN |
6771 |
AGAINST |
S000075087 | - | |
| BLOCK, INC. | 852234103 | US8522341036 | - | 06/18/2024 | To elect two Class III directors to serve until our 2027 annual meeting of stockholders and until their successors are duly elected and qualified: MARY MEEKER | DIRECTOR ELECTIONS |
- | ISSUER | 6771 | 0 | FOR |
6771 |
FOR |
S000075087 | - | |
| BLOCK, INC. | 852234103 | US8522341036 | - | 06/18/2024 | To approve, on an advisory basis, the compensation of our named executive officers | SECTION 14A SAY-ON-PAY VOTES |
- | ISSUER | 6771 | 0 | FOR |
6771 |
FOR |
S000075087 | - | |
| BLOCK, INC. | 852234103 | US8522341036 | - | 06/18/2024 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2024 | AUDIT-RELATED |
- | ISSUER | 6771 | 0 | FOR |
6771 |
FOR |
S000075087 | - | |
| CIPHER MINING INC. | 17253J106 | US17253J1060 | - | 05/02/2024 | Election of Directors: Tyler Page | DIRECTOR ELECTIONS |
- | ISSUER | 2896 | 93622 | ABSTAIN |
2896 |
AGAINST |
S000075087 | - | |
| CIPHER MINING INC. | 17253J106 | US17253J1060 | - | 05/02/2024 | Election of Directors: Cary Grossman | DIRECTOR ELECTIONS |
- | ISSUER | 2896 | 93622 | ABSTAIN |
2896 |
AGAINST |
S000075087 | - | |
| CIPHER MINING INC. | 17253J106 | US17253J1060 | - | 05/02/2024 | Ratification of the appointment of Marcum LLP as our independent registered public accounting firm for 2024 | AUDIT-RELATED |
- | ISSUER | 2896 | 93622 | FOR |
2896 |
FOR |
S000075087 | - | |
| CIPHER MINING INC. | 17253J106 | US17253J1060 | - | 05/02/2024 | Approval of an amendment to our Second Amended and Restated Certificate of Incorporation to provide for exculpation of officers from breaches of fiduciary duty to the fullest extent permitted by the General Corporation Law of the State of Delaware | CORPORATE GOVERNANCE |
- | ISSUER | 2896 | 93622 | FOR |
2896 |
FOR |
S000075087 | - | |
| CLEANSPARK, INC. | 18452B209 | US18452B2097 | - | 03/11/2024 | Election of Directors: Zachary K. Bradford | DIRECTOR ELECTIONS |
- | ISSUER | 23497 | 0 | FOR |
23497 |
FOR |
S000075087 | - | |
| CLEANSPARK, INC. | 18452B209 | US18452B2097 | - | 03/11/2024 | Election of Directors: S. Matthew Schultz | DIRECTOR ELECTIONS |
- | ISSUER | 23497 | 0 | FOR |
23497 |
FOR |
S000075087 | - | |
| CLEANSPARK, INC. | 18452B209 | US18452B2097 | - | 03/11/2024 | Election of Directors: Larry McNeill | DIRECTOR ELECTIONS |
- | ISSUER | 23497 | 0 | ABSTAIN |
23497 |
AGAINST |
S000075087 | - | |
| CLEANSPARK, INC. | 18452B209 | US18452B2097 | - | 03/11/2024 | Election of Directors: Dr. Thomas L. Wood | DIRECTOR ELECTIONS |
- | ISSUER | 23497 | 0 | ABSTAIN |
23497 |
AGAINST |
S000075087 | - | |
| CLEANSPARK, INC. | 18452B209 | US18452B2097 | - | 03/11/2024 | Election of Directors: Roger P. Beynon | DIRECTOR ELECTIONS |
- | ISSUER | 23497 | 0 | FOR |
23497 |
FOR |
S000075087 | - | |
| CLEANSPARK, INC. | 18452B209 | US18452B2097 | - | 03/11/2024 | Election of Directors: Amanda Cavaleri | DIRECTOR ELECTIONS |
- | ISSUER | 23497 | 0 | FOR |
23497 |
FOR |
S000075087 | - | |
| CLEANSPARK, INC. | 18452B209 | US18452B2097 | - | 03/11/2024 | To ratify the appointment of MaloneBailey, LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2024 | AUDIT-RELATED |
- | ISSUER | 23497 | 0 | FOR |
23497 |
FOR |
S000075087 | - | |
| COINBASE GLOBAL, INC. | 19260Q107 | US19260Q1076 | - | 06/14/2024 | Election of Directors: Brian Armstrong | DIRECTOR ELECTIONS |
- | ISSUER | 2240 | 0 | ABSTAIN |
2240 |
AGAINST |
S000075087 | - | |
| COINBASE GLOBAL, INC. | 19260Q107 | US19260Q1076 | - | 06/14/2024 | Election of Directors: Marc L. Andreessen | DIRECTOR ELECTIONS |
- | ISSUER | 2240 | 0 | ABSTAIN |
2240 |
AGAINST |
S000075087 | - | |
| COINBASE GLOBAL, INC. | 19260Q107 | US19260Q1076 | - | 06/14/2024 | Election of Directors: Frederick Ernest Ehrsam III | DIRECTOR ELECTIONS |
- | ISSUER | 2240 | 0 | ABSTAIN |
2240 |
AGAINST |
S000075087 | - | |
| COINBASE GLOBAL, INC. | 19260Q107 | US19260Q1076 | - | 06/14/2024 | Election of Directors: Kelly A. Kramer | DIRECTOR ELECTIONS |
- | ISSUER | 2240 | 0 | ABSTAIN |
2240 |
AGAINST |
S000075087 | - | |
| COINBASE GLOBAL, INC. | 19260Q107 | US19260Q1076 | - | 06/14/2024 | Election of Directors: Tobias Lutke | DIRECTOR ELECTIONS |
- | ISSUER | 2240 | 0 | FOR |
2240 |
FOR |
S000075087 | - | |
| COINBASE GLOBAL, INC. | 19260Q107 | US19260Q1076 | - | 06/14/2024 | Election of Directors: Gokul Rajaram | DIRECTOR ELECTIONS |
- | ISSUER | 2240 | 0 | ABSTAIN |
2240 |
AGAINST |
S000075087 | - | |
| COINBASE GLOBAL, INC. | 19260Q107 | US19260Q1076 | - | 06/14/2024 | Election of Directors: Fred Wilson | DIRECTOR ELECTIONS |
- | ISSUER | 2240 | 0 | ABSTAIN |
2240 |
AGAINST |
S000075087 | - | |
| COINBASE GLOBAL, INC. | 19260Q107 | US19260Q1076 | - | 06/14/2024 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2024 | AUDIT-RELATED |
- | ISSUER | 2240 | 0 | FOR |
2240 |
FOR |
S000075087 | - | |
| FIRST AMERICAN FUNDS, INC. | 31846V336 | US31846V3362 | - | 12/18/2023 | To approve the Plan of Reorganization, adopted by the FAF Board, which provides for the reorganization (each, a "Reorganization," and collectively, the "Reorganizations") of each Acquired Fund with and into a corresponding series of First American Funds Trust (the "FAF Trust"), a Massachusetts business trust (each series, an "Acquiring Fund," and collectively, the "Acquiring Funds") (the "Reorganization Proposal"). | INVESTMENT COMPANY MATTERS EXTRAORDINARY TRANSACTIONS |
- | ISSUER | 36589 | 0 | FOR |
36589 |
FOR |
S000075087 | - | |
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | ELECTION OF DIRECTOR: MICHAEL NOVOGRATZ | DIRECTOR ELECTIONS |
- | ISSUER | 27587 | 0 | FOR |
27587 |
FOR |
S000075087 | - | |
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | ELECTION OF DIRECTOR: BILL KOUTSOURAS | DIRECTOR ELECTIONS |
- | ISSUER | 27587 | 0 | FOR |
27587 |
FOR |
S000075087 | - | |
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | ELECTION OF DIRECTOR: DOMINIC DOCHERTY | DIRECTOR ELECTIONS |
- | ISSUER | 27587 | 0 | FOR |
27587 |
FOR |
S000075087 | - | |
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | ELECTION OF DIRECTOR: MICHAEL DAFFEY | DIRECTOR ELECTIONS |
- | ISSUER | 27587 | 0 | FOR |
27587 |
FOR |
S000075087 | - | |
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | ELECTION OF DIRECTOR: JANE DIETZE | DIRECTOR ELECTIONS |
- | ISSUER | 27587 | 0 | FOR |
27587 |
FOR |
S000075087 | - | |
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | ELECTION OF DIRECTOR: DAMIEN VANDERWILT | DIRECTOR ELECTIONS |
- | ISSUER | 27587 | 0 | FOR |
27587 |
FOR |
S000075087 | - | |
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | ELECTION OF DIRECTOR: RICHARD TAVOSO | DIRECTOR ELECTIONS |
- | ISSUER | 27587 | 0 | FOR |
27587 |
FOR |
S000075087 | - | |
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | APPOINTMENT OF KPMG LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THE REMUNERATION TO BE PAID TO THE COMPANY'S AUDITOR. | AUDIT-RELATED |
- | ISSUER | 27587 | 0 | FOR |
27587 |
FOR |
S000075087 | - | |
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | PLEASE NOTE THAT RESOLUTION 3 IS TO BE APPROVED BY DISINTERESTED SHAREHOLDERS. THANK YOU. | OTHER |
Other Voting Matters | ISSUER | 27587 | 0 | S000075087 | - | ||||
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | APPROVAL OF THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN AS SET OUT IN SCHEDULE D OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, AS MORE PARTICULARLY DESCRIBED THEREIN, AND ALL UNALLOCATED ENTITLEMENTS THEREUNDER. | COMPENSATION |
- | ISSUER | 27587 | 0 | AGAINST |
27587 |
AGAINST |
S000075087 | - | |
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | REGARDING RESOLUTION 4.I, NOTE: FOR = YES, AGAINST = NO. REGARDING RESOLUTION 4.II, NOTE: "FOR" = YES, "AGAINST" = NO. THANK YOU | OTHER |
Other Voting Matters | ISSUER | 27587 | 0 | S000075087 | - | ||||
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS ARE ENTITLED TO CAST, THE UNDERSIGNED CERTIFIES THAT: IT IS NOT A U.S. RESIDENT | OTHER |
The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a @ Citizen | ISSUER | 27587 | 0 | AGAINST |
27587 |
AGAINST |
S000075087 | - | |
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS ARE ENTITLED TO CAST, THE UNDERSIGNED CERTIFIES THAT: TO THE EXTENT THAT IT HOLDS SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS NOT A U.S. RESIDENT. | OTHER |
The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a @ Citizen | ISSUER | 27587 | 0 | AGAINST |
27587 |
AGAINST |
S000075087 | - | |
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | IF YOU DO NOT HOLD SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, PLEASE ALSO CHECK THE "YES" BOX IN 4(II) ABOVE | OTHER |
Other Voting Matters | ISSUER | 27587 | 0 | S000075087 | - | ||||
| GALAXY DIGITAL HOLDINGS LTD | G37092106 | KYG370921069 | - | 06/18/2024 | IF YOU DO NOT HOLD SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, PLEASE ALSO CHECK THE "YES" BOX IN 4(II) ABOVE. IF YOU DO NOT COMPLETE THIS DECLARATION OF NON-U.S. STATUS OR IF IT IS DETERMINED BY THE DIRECTORS OF THE COMPANY, IN THEIR ABSOLUTE DISCRETION, THAT YOU INCORRECTLY COMPLETED THIS DECLARATION (THROUGH INADVERTENCE OR OTHERWISE), IT WILL BE DEEMED THAT (A) YOU ARE A U.S. RESIDENT OR (B) TO THE EXTENT THAT YOU HOLD SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS A U.S. RESIDENT. IF YOU CHECKED THE "NO" BOX IN 4(II) ABOVE INDICATING THAT YOU HOLD SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON THAT IS A U.S. RESIDENT, IT IS IMPORTANT THAT YOU ALSO COMPLETE, SIGN AND MAIL (USING THE RETURN ENVELOPE PROVIDED TO YOU) THE ADDITIONAL PAPER FORM OF DECLARATION OF BENEFICIAL OWNERSHIP (THE "BENEFICIAL OWNERSHIP DECLARATION") THAT HAS BEEN SENT TO YOU WITH THE MEETING MATERIALS. IF YOU DO NOT COMPLETE, SIGN AND MAIL THE BENEFICIAL OWNERSHIP DECLARATION, OR IF IT IS DETERMINED BY THE DIRECTORS OF THE COMPANY, IN THEIR ABSOLUTE DISCRETION, THAT YOU INCORRECTLY COMPLETED THE BENEFICIAL OWNERSHIP DECLARATION (THROUGH INADVERTENCE OR OTHERWISE), IT WILL BE DEEMED THAT ALL SHARES HELD BY YOU ARE HELD FOR THE ACCOUNT OR BENEFIT OF A PERSON THAT IS A U.S. RESIDENT. IF YOU CHECKED THE "YES" BOX IN 4(II) ABOVE, YOU DO NOT NEED TO COMPLETE BENEFICIAL OWNERSHIP DECLARATION. | OTHER |
Other Voting Matters | ISSUER | 27587 | 0 | S000075087 | - | ||||
| HIVE DIGITAL TECHNOLOGIES LTD. | 433921103 | CA4339211035 | - | 11/29/2023 | To set the number of Directors at four (4). | AUDIT-RELATED CORPORATE GOVERNANCE |
- | ISSUER | 63746 | 0 | FOR |
63746 |
FOR |
S000075087 | - | |
| HIVE DIGITAL TECHNOLOGIES LTD. | 433921103 | CA4339211035 | - | 11/29/2023 | DIRECTOR: Frank Holmes | DIRECTOR ELECTIONS |
- | ISSUER | 63746 | 0 | FOR |
63746 |
FOR |
S000075087 | - | |
| HIVE DIGITAL TECHNOLOGIES LTD. | 433921103 | CA4339211035 | - | 11/29/2023 | DIRECTOR: Susan McGee | DIRECTOR ELECTIONS |
- | ISSUER | 63746 | 0 | FOR |
63746 |
FOR |
S000075087 | - | |
| HIVE DIGITAL TECHNOLOGIES LTD. | 433921103 | CA4339211035 | - | 11/29/2023 | DIRECTOR: Marcus New | DIRECTOR ELECTIONS |
- | ISSUER | 63746 | 0 | FOR |
63746 |
FOR |
S000075087 | - | |
| HIVE DIGITAL TECHNOLOGIES LTD. | 433921103 | CA4339211035 | - | 11/29/2023 | DIRECTOR: Dave Perrill | DIRECTOR ELECTIONS |
- | ISSUER | 63746 | 0 | FOR |
63746 |
FOR |
S000075087 | - | |
| HIVE DIGITAL TECHNOLOGIES LTD. | 433921103 | CA4339211035 | - | 11/29/2023 | Appointment of Davidson & Company LLP, Chartered Professional Accountants as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | AUDIT-RELATED |
- | ISSUER | 63746 | 0 | FOR |
63746 |
FOR |
S000075087 | - | |
| HIVE DIGITAL TECHNOLOGIES LTD. | 433921103 | CA4339211035 | - | 11/29/2023 | To re-approve the Corporation's amended Stock Option Plan. | COMPENSATION |
- | ISSUER | 63746 | 0 | FOR |
63746 |
FOR |
S000075087 | - | |
| HIVE DIGITAL TECHNOLOGIES LTD. | 433921103 | CA4339211035 | - | 11/29/2023 | To re-approve the Corporation's amended RSU Plan. | COMPENSATION |
- | ISSUER | 63746 | 0 | FOR |
63746 |
FOR |
S000075087 | - | |
| HUT 8 CORP | 44812J104 | US44812J1043 | - | 06/21/2024 | Election of Directors to Serve until our 2025 Annual Meeting of Stockholders Joseph Flinn | DIRECTOR ELECTIONS |
- | ISSUER | 36364 | 0 | FOR |
36364 |
FOR |
S000075087 | - | |
| HUT 8 CORP | 44812J104 | US44812J1043 | - | 06/21/2024 | Election of Directors to Serve until our 2025 Annual Meeting of Stockholders Asher Genoot | DIRECTOR ELECTIONS |
- | ISSUER | 36364 | 0 | FOR |
36364 |
FOR |
S000075087 | - | |
| HUT 8 CORP | 44812J104 | US44812J1043 | - | 06/21/2024 | Election of Directors to Serve until our 2025 Annual Meeting of Stockholders Michael Ho | DIRECTOR ELECTIONS |
- | ISSUER | 36364 | 0 | FOR |
36364 |
FOR |
S000075087 | - | |
| HUT 8 CORP | 44812J104 | US44812J1043 | - | 06/21/2024 | Election of Directors to Serve until our 2025 Annual Meeting of Stockholders E. Stanley O'Neal | DIRECTOR ELECTIONS |
- | ISSUER | 36364 | 0 | FOR |
36364 |
FOR |
S000075087 | - | |
| HUT 8 CORP | 44812J104 | US44812J1043 | - | 06/21/2024 | Election of Directors to Serve until our 2025 Annual Meeting of Stockholders Carl J. Rickertsen | DIRECTOR ELECTIONS |
- | ISSUER | 36364 | 0 | FOR |
36364 |
FOR |
S000075087 | - | |
| HUT 8 CORP | 44812J104 | US44812J1043 | - | 06/21/2024 | Election of Directors to Serve until our 2025 Annual Meeting of Stockholders Mayo A. Shattuck III | DIRECTOR ELECTIONS |
- | ISSUER | 36364 | 0 | FOR |
36364 |
FOR |
S000075087 | - | |
| HUT 8 CORP | 44812J104 | US44812J1043 | - | 06/21/2024 | Election of Directors to Serve until our 2025 Annual Meeting of Stockholders William Tai | DIRECTOR ELECTIONS |
- | ISSUER | 36364 | 0 | FOR |
36364 |
FOR |
S000075087 | - | |
| HUT 8 CORP | 44812J104 | US44812J1043 | - | 06/21/2024 | Election of Directors to Serve until our 2025 Annual Meeting of Stockholders Amy Wilkinson | DIRECTOR ELECTIONS |
- | ISSUER | 36364 | 0 | FOR |
36364 |
FOR |
S000075087 | - | |
| HUT 8 MINING CORP | 44812T102 | CA44812T1021 | - | 09/12/2023 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS 1, 2 AND 3, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | OTHER |
Other Voting Matters | ISSUER | 83508 | 0 | S000075087 | - | ||||
| HUT 8 MINING CORP | 44812T102 | CA44812T1021 | - | 09/12/2023 | TO CONSIDER AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, PURSUANT TO AN INTERIM ORDER OF THE SUPREME COURT OF BRITISH COLUMBIA DATED AUGUST 11, 2023, A SPECIAL RESOLUTION (THE ''ARRANGEMENT RESOLUTION''), THE FULL TEXT OF WHICH IS SET FORTH IN ''SCHEDULE ''C'' - ARRANGEMENT RESOLUTION'' TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR (THE ''CIRCULAR''), APPROVING A PLAN OF ARRANGEMENT UNDER DIVISION 5 OF PART 9 OF THE BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA), INVOLVING, AMONG OTHERS, THE CORPORATION, HUT 8 HOLDINGS INC., ITS DIRECT WHOLLY-OWNED SUBSIDIARY EXISTING UNDER THE LAWS OF BRITISH COLUMBIA, AND HUT 8 CORP., A DELAWARE CORPORATION (''NEW HUT''), IN ACCORDANCE WITH THE TERMS OF THE BUSINESS COMBINATION AGREEMENT DATED FEBRUARY 6, 2023 BY AND AMONG THE CORPORATION, U.S. DATA MINING GROUP, INC., A NEVADA CORPORATION DOING BUSINESS AS ''US BITCOIN CORP'' (''USBTC''), AND NEW HUT (THE ''BUSINESS COMBINATION AGREEMENT'') | CORPORATE GOVERNANCE |
- | ISSUER | 83508 | 0 | FOR |
83508 |
FOR |
S000075087 | - | |
| HUT 8 MINING CORP | 44812T102 | CA44812T1021 | - | 09/12/2023 | TO CONSIDER AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN ''SCHEDULE ''D'' - NEW HUT RESOLUTION'' TO THE ACCOMPANYING CIRCULAR, TO AUTHORIZE THE ISSUANCE OF UP TO 49,665,834 SHARES OF COMMON STOCK OF NEW HUT (THE ''NEW HUT SHARES''), CONSISTING OF: (I) UP TO 45,351,028 NEW HUT SHARES ISSUABLE TO USBTC STOCKHOLDERS PURSUANT TO THE BUSINESS COMBINATION AGREEMENT AND UP TO 3,340,967 NEW HUT SHARES ISSUABLE UPON THE EXERCISE OF USBTC REPLACEMENT OPTIONS TO BE ISSUED TO USBTC STOCKHOLDERS IN EXCHANGE FOR THEIR USBTC OPTIONS OUTSTANDING IMMEDIATELY PRIOR TO THE MERGER EFFECTIVE TIME (AS DEFINED UNDER THE CIRCULAR), WHICH FIGURES REPRESENT APPROXIMATELY 50% OF THE COMMON STOCK OF NEW HUT EXPECTED TO BE OUTSTANDING UPON COMPLETION OF THE BUSINESS COMBINATION (AS DEFINED UNDER THE CIRCULAR), AND (II) AND UP TO 973,839 NEW HUT SHARES, WHICH REPRESENTS AN ADDITIONAL 2% BUFFER TO ACCOUNT FOR CLERICAL AND ADMINISTRATIVE MATTERS (THE ''NEW HUT RESOLUTION'') | EXTRAORDINARY TRANSACTIONS CAPITAL STRUCTURE |
- | ISSUER | 83508 | 0 | FOR |
83508 |
FOR |
S000075087 | - | |
| HUT 8 MINING CORP | 44812T102 | CA44812T1021 | - | 09/12/2023 | TO CONSIDER AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN ''SCHEDULE ''E'' - INCENTIVE PLAN RESOLUTION'' TO THE ACCOMPANYING CIRCULAR, TO APPROVE THE ADOPTION OF THE NEW HUT INCENTIVE PLAN (THE ''INCENTIVE PLAN RESOLUTION'', TOGETHER WITH THE ARRANGEMENT RESOLUTION AND NEW HUT RESOLUTION, THE ''HUT 8 RESOLUTIONS'') | COMPENSATION |
- | ISSUER | 83508 | 0 | FOR |
83508 |
FOR |
S000075087 | - | |
| HUT 8 MINING CORP | 44812T102 | CA44812T1021 | - | 09/12/2023 | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | OTHER |
Other Voting Matters | ISSUER | 83508 | 0 | S000075087 | - | ||||
| IRIS ENERGY LIMITED | Q4982L109 | AU0000185993 | - | 11/29/2023 | Election of Sunita Parasuraman to Board (as defined in the Notice of Meeting) for the purposes of section 201H of the Australian Corporations Act 2001. | DIRECTOR ELECTIONS |
- | ISSUER | 44864 | 0 | FOR |
44864 |
FOR |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS INC. | 565788106 | US5657881067 | - | 07/27/2023 | Approve the election of one Class III director for a three-year term expiring in 2026 Doug Mellinger | DIRECTOR ELECTIONS |
- | ISSUER | 21329 | 0 | FOR |
21329 |
FOR |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS INC. | 565788106 | US5657881067 | - | 07/27/2023 | The ratification of the appointment of Marcum LLP, as the Company's independent registered certified public accountant for the fiscal year ended December 31, 2023 | AUDIT-RELATED |
- | ISSUER | 21329 | 0 | FOR |
21329 |
FOR |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS INC. | 565788106 | US5657881067 | - | 07/27/2023 | To increase our authorized shares of common stock from 200 million shares to 500 million | CAPITAL STRUCTURE |
- | ISSUER | 21329 | 0 | AGAINST |
21329 |
AGAINST |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS INC. | 565788106 | US5657881067 | - | 07/27/2023 | To approve on an advisory basis the Company's named executive officer compensation for 2022 | SECTION 14A SAY-ON-PAY VOTES |
- | ISSUER | 21329 | 0 | FOR |
21329 |
FOR |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS INC. | 565788106 | US5657881067 | - | 07/27/2023 | To transact such other business as may be properly brought before the 2023 Annual Meeting and any adjournments thereof | OTHER |
Other Business | ISSUER | 21329 | 0 | AGAINST |
21329 |
AGAINST |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS INC. | 565788106 | US5657881067 | - | 09/29/2023 | To approve an increase in the number of shares available in the Company's 2018 Equity Incentive Plan by 15,000,000 shares | COMPENSATION |
- | ISSUER | 1457 | 37749 | FOR |
1457 |
FOR |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS INC. | 565788106 | US5657881067 | - | 11/10/2023 | To increase the number of shares of common stock issuable under the Company's 2018 Equity Incentive Plan by 15,000,000 | COMPENSATION |
- | ISSUER | 617 | 19939 | FOR |
617 |
FOR |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS INC. | 565788106 | US5657881067 | - | 11/10/2023 | To provide the Board of Directors with the discretion to amend its Articles of Incorporation to change the name of the Company to MARA Holdings, Inc. | CORPORATE GOVERNANCE |
- | ISSUER | 617 | 19939 | FOR |
617 |
FOR |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS INC. | 565788106 | US5657881067 | - | 11/10/2023 | To provide the Board of Directors with the discretion to reincorporate the Company in the State of Delaware | CAPITAL STRUCTURE |
- | ISSUER | 617 | 19939 | FOR |
617 |
FOR |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS INC. | 565788106 | US5657881067 | - | 11/10/2023 | To transact such other business as may be properly brought before the 2023 Special Meeting and any adjournments thereof. | CORPORATE GOVERNANCE |
- | ISSUER | 617 | 19939 | ABSTAIN |
617 |
AGAINST |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS, INC. | 565788106 | US5657881067 | - | 06/27/2024 | The election of three Class I directors to serve until our annual meeting of stockholders to be held in 2027, or until their successors are duly elected and qualified, or until their earlier death, resignation, or removal: Fred Thiel | DIRECTOR ELECTIONS |
- | ISSUER | 28091 | 0 | FOR |
28091 |
FOR |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS, INC. | 565788106 | US5657881067 | - | 06/27/2024 | The election of three Class I directors to serve until our annual meeting of stockholders to be held in 2027, or until their successors are duly elected and qualified, or until their earlier death, resignation, or removal: Kevin DeNuccio | DIRECTOR ELECTIONS |
- | ISSUER | 28091 | 0 | ABSTAIN |
28091 |
AGAINST |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS, INC. | 565788106 | US5657881067 | - | 06/27/2024 | The election of three Class I directors to serve until our annual meeting of stockholders to be held in 2027, or until their successors are duly elected and qualified, or until their earlier death, resignation, or removal: Said Ouissal | DIRECTOR ELECTIONS |
- | ISSUER | 28091 | 0 | ABSTAIN |
28091 |
AGAINST |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS, INC. | 565788106 | US5657881067 | - | 06/27/2024 | The ratification of the appointment of Marcum LLP as our independent registered public accounting firm for the year ending December 31, 2024 | AUDIT-RELATED |
- | ISSUER | 28091 | 0 | FOR |
28091 |
FOR |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS, INC. | 565788106 | US5657881067 | - | 06/27/2024 | The approval, on a non-binding advisory basis, of the frequency of future stockholder advisory votes to approve the compensation of our named executive officers | SECTION 14A SAY-ON-PAY VOTES |
- | ISSUER | 28091 | 0 | 1 YEAR |
28091 |
AGAINST |
S000075087 | - | |
| MARATHON DIGITAL HOLDINGS, INC. | 565788106 | US5657881067 | - | 06/27/2024 | The approval of an amendment to our Amended and Restated 2018 Equity Incentive Plan (our ''2018 Plan'') to increase the number of shares of our common stock, par value $0.0001 per share, reserved under our 2018 Plan by 15,000,000, or from 30,000,000 shares to 45,000,000 shares | COMPENSATION |
- | ISSUER | 28091 | 0 | AGAINST |
28091 |
AGAINST |
S000075087 | - | |
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Please reference meeting materials. | OTHER |
Other Voting Matters | ISSUER | 60679 | 0 | S000075087 | - | ||||
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Amend Articles to: Amend Business Lines | CORPORATE GOVERNANCE |
- | ISSUER | 60679 | 0 | FOR |
60679 |
FOR |
S000075087 | - | |
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Appoint a Director Matsumoto, Oki | DIRECTOR ELECTIONS |
- | ISSUER | 60679 | 0 | FOR |
60679 |
FOR |
S000075087 | - | |
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Appoint a Director Seimei, Yuko | DIRECTOR ELECTIONS |
- | ISSUER | 60679 | 0 | FOR |
60679 |
FOR |
S000075087 | - | |
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Appoint a Director Oyagi, Takashi | DIRECTOR ELECTIONS |
- | ISSUER | 60679 | 0 | FOR |
60679 |
FOR |
S000075087 | - | |
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Appoint a Director Yamada, Naofumi | DIRECTOR ELECTIONS |
- | ISSUER | 60679 | 0 | FOR |
60679 |
FOR |
S000075087 | - | |
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Appoint a Director Makihara, Jun | DIRECTOR ELECTIONS |
- | ISSUER | 60679 | 0 | FOR |
60679 |
FOR |
S000075087 | - | |
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Appoint a Director Domae, Nobuo | DIRECTOR ELECTIONS |
- | ISSUER | 60679 | 0 | FOR |
60679 |
FOR |
S000075087 | - | |
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Appoint a Director Koizumi, Masaaki | DIRECTOR ELECTIONS |
- | ISSUER | 60679 | 0 | FOR |
60679 |
FOR |
S000075087 | - | |
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Appoint a Director Ungyong Shu | DIRECTOR ELECTIONS |
- | ISSUER | 60679 | 0 | FOR |
60679 |
FOR |
S000075087 | - | |
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Appoint a Director Habu, Sachiko | DIRECTOR ELECTIONS |
- | ISSUER | 60679 | 0 | FOR |
60679 |
FOR |
S000075087 | - | |
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Appoint a Director Suzuki, Rami | DIRECTOR ELECTIONS |
- | ISSUER | 60679 | 0 | FOR |
60679 |
FOR |
S000075087 | - | |
| MONEX GROUP,INC. | J4656U102 | JP3869970008 | - | 06/22/2024 | Appoint a Director Shimokawa, Ryoko | DIRECTOR ELECTIONS |
- | ISSUER | 60679 | 0 | FOR |
60679 |
FOR |
S000075087 | - | |
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 09/07/2023 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | OTHER |
Other Voting Matters | ISSUER | 10293 | 0 | S000075087 | - | ||||
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 09/07/2023 | APPROVE CREATION OF EUR 39.3 MILLION POOL OF AUTHORIZED CAPITAL 2023/II WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | CAPITAL STRUCTURE |
- | ISSUER | 10293 | 0 | AGAINST |
10293 |
AGAINST |
S000075087 | - | |
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 09/07/2023 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 400 MILLION; APPROVE CREATION OF EUR 7 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | CAPITAL STRUCTURE |
- | ISSUER | 10293 | 0 | AGAINST |
10293 |
AGAINST |
S000075087 | - | |
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 09/07/2023 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | OTHER |
Other Voting Matters | ISSUER | 10293 | 0 | S000075087 | - | ||||
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 09/07/2023 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | OTHER |
Other Voting Matters | ISSUER | 10293 | 0 | S000075087 | - | ||||
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 09/07/2023 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | OTHER |
Other Voting Matters | ISSUER | 10293 | 0 | S000075087 | - | ||||
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 09/07/2023 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | OTHER |
Other Voting Matters | ISSUER | 10293 | 0 | S000075087 | - | ||||
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 05/06/2024 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | OTHER |
Other Voting Matters | ISSUER | 9428 | 0 | S000075087 | - | ||||
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 05/06/2024 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | OTHER |
Other Voting Matters | ISSUER | 9428 | 0 | S000075087 | - | ||||
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 05/06/2024 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | CORPORATE GOVERNANCE |
- | ISSUER | 9428 | 0 | FOR |
9428 |
FOR |
S000075087 | - | |
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 05/06/2024 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | CORPORATE GOVERNANCE |
- | ISSUER | 9428 | 0 | FOR |
9428 |
FOR |
S000075087 | - | |
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 05/06/2024 | RATIFY LIEBHART KOLLEGEN PARTG MBB AS AUDITORS FOR FISCAL YEAR 2023 | AUDIT-RELATED |
- | ISSUER | 9428 | 0 | AGAINST |
9428 |
AGAINST |
S000075087 | - | |
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 05/06/2024 | APPROVE CREATION OF EUR 26.7 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | CAPITAL STRUCTURE |
- | ISSUER | 9428 | 0 | AGAINST |
9428 |
AGAINST |
S000075087 | - | |
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 05/06/2024 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION; APPROVE CREATION OF EUR 21.4 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | CAPITAL STRUCTURE |
- | ISSUER | 9428 | 0 | AGAINST |
9428 |
AGAINST |
S000075087 | - | |
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 05/06/2024 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 4 MILLION POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | COMPENSATION |
- | ISSUER | 9428 | 0 | FOR |
9428 |
FOR |
S000075087 | - | |
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 05/06/2024 | ELECT BERTRAM PACHALY TO THE SUPERVISORY BOARD | DIRECTOR ELECTIONS |
- | ISSUER | 9428 | 0 | AGAINST |
9428 |
AGAINST |
S000075087 | - | |
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 05/06/2024 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | OTHER |
Other Voting Matters | ISSUER | 9428 | 0 | S000075087 | - | ||||
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 05/06/2024 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | OTHER |
Other Voting Matters | ISSUER | 9428 | 0 | S000075087 | - | ||||
| NORTHERN DATA AG | D5S1LG112 | DE000A0SMU87 | - | 05/06/2024 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | OTHER |
Other Voting Matters | ISSUER | 9428 | 0 | S000075087 | - | ||||
| OSL GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 05/30/2024 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2024/0429/2024042901222.pdf https://www1.hkexnews.hk/listedco/listconews/sehk/2024/0429/2024042901354.pdf | OTHER |
Other Voting Matters | ISSUER | 207500 | 0 | S000075087 | - | ||||
| OSL GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 05/30/2024 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | OTHER |
Other Voting Matters | ISSUER | 207500 | 0 | S000075087 | - | ||||
| OSL GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 05/30/2024 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE DIRECTORS) AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2023 | OTHER |
Accept Financial Statements and Statutory Reports | ISSUER | 207500 | 0 | FOR |
207500 |
FOR |
S000075087 | - | |
| OSL GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 05/30/2024 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | AUDIT-RELATED |
- | ISSUER | 207500 | 0 | FOR |
207500 |
FOR |
S000075087 | - | |
| OSL GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 05/30/2024 | TO RE-ELECT MR. PAN ZHIYONG AS AN EXECUTIVE DIRECTOR | DIRECTOR ELECTIONS |
- | ISSUER | 207500 | 0 | FOR |
207500 |
FOR |
S000075087 | - | |
| OSL GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 05/30/2024 | TO RE-ELECT MR. KO CHUN SHUN, JOHNSON AS AN EXECUTIVE DIRECTOR | DIRECTOR ELECTIONS |
- | ISSUER | 207500 | 0 | AGAINST |
207500 |
AGAINST |
S000075087 | - | |
| OSL GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 05/30/2024 | TO RE-ELECT MS. XU KANG AS AN EXECUTIVE DIRECTOR | DIRECTOR ELECTIONS |
- | ISSUER | 207500 | 0 | AGAINST |
207500 |
AGAINST |
S000075087 | - | |
| OSL GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 05/30/2024 | TO RE-ELECT MR. YANG CHAO AS AN EXECUTIVE DIRECTOR | DIRECTOR ELECTIONS |
- | ISSUER | 207500 | 0 | AGAINST |
207500 |
AGAINST |
S000075087 | - | |
| OSL GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 05/30/2024 | TO RE-ELECT MR. XU BIAO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR; AND | DIRECTOR ELECTIONS |
- | ISSUER | 207500 | 0 | FOR |
207500 |
FOR |
S000075087 | - | |
| OSL GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 05/30/2024 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS REMUNERATION | COMPENSATION |
- | ISSUER | 207500 | 0 | FOR |
207500 |
FOR |
S000075087 | - | |
| OSL GROUP LIMITED | G1106B109 | KYG1106B1095 | - | 05/30/2024 | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND OTHERWISE DEAL WITH ADDITIONAL SHARES OF THE COMPANY IN THE MANNER AS SET OUT IN RESOLUTION NO. 4 OF THE NOTICE | CAPITAL STRUCTURE |
- | ISSUER | 207500 | 0 | AGAINST |
207500 |
AGAINST |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Election of the 11 Director Nominees Named in the Proxy Statement Rodney C. Adkins | DIRECTOR ELECTIONS |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Election of the 11 Director Nominees Named in the Proxy Statement Alex Chriss | DIRECTOR ELECTIONS |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Election of the 11 Director Nominees Named in the Proxy Statement Jonathan Christodoro | DIRECTOR ELECTIONS |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Election of the 11 Director Nominees Named in the Proxy Statement John J. Donahoe | DIRECTOR ELECTIONS |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Election of the 11 Director Nominees Named in the Proxy Statement David W. Dorman | DIRECTOR ELECTIONS |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Election of the 11 Director Nominees Named in the Proxy Statement Enrique Lores | DIRECTOR ELECTIONS |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Election of the 11 Director Nominees Named in the Proxy Statement Gail J. McGovern | DIRECTOR ELECTIONS |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Election of the 11 Director Nominees Named in the Proxy Statement Deborah M. Messemer | DIRECTOR ELECTIONS |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Election of the 11 Director Nominees Named in the Proxy Statement David M. Moffett | DIRECTOR ELECTIONS |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Election of the 11 Director Nominees Named in the Proxy Statement Ann M. Sarnoff | DIRECTOR ELECTIONS |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Election of the 11 Director Nominees Named in the Proxy Statement Frank D. Yeary | DIRECTOR ELECTIONS |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Advisory Vote to Approve Named Executive Officer Compensation | SECTION 14A SAY-ON-PAY VOTES |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated | COMPENSATION |
- | ISSUER | 8171 | 0 | AGAINST |
8171 |
AGAINST |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2024 | AUDIT-RELATED |
- | ISSUER | 8171 | 0 | FOR |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Stockholder Proposal - Report on Respecting Workforce Civil Liberties | OTHER SOCIAL ISSUES |
- | SECURITY HOLDER | 8171 | 0 | AGAINST |
8171 |
FOR |
S000075087 | - | |
| PAYPAL HOLDINGS, INC. | 70450Y103 | US70450Y1038 | - | 05/22/2024 | Stockholder Proposal - Bylaw Amendment: Stockholder Approval of Director Compensation | COMPENSATION |
- | SECURITY HOLDER | 8171 | 0 | AGAINST |
8171 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 07/24/2023 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE YOU DISCLOSE IF YOU A) HAVE A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY; C) ARE A SENIOR OFFICER OF THIS COMPANY OR D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY SUBMITTING YOUR VOTING INSTRUCTIONS ONLINE, YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE 'NO' AND THE ANSWER FOR D TO BE 'YES'. IF YOUR DISCLOSURE IS DIFFERENT, PLEASE PROVIDE YOUR CUSTODIAN WITH THE SPECIFIC DISCLOSURE DETAILS. REGARDING SECTION 4 IN THE DISCLOSURE, THE FOLLOWING DEFINITIONS APPLY IN ISRAEL FOR INSTITUTIONAL CLIENTS/JOINT INVESTMENT FUND MANAGERS/TRUST FUNDS: 1. A MANAGEMENT COMPANY WITH A LICENSE FROM THE CAPITAL MARKET, INSURANCE AND SAVINGS AUTHORITY COMMISSIONER IN ISRAEL OR 2. AN INSURER WITH A FOREIGN INSURER LICENSE FROM THE COMMISSIONER IN ISRAEL. PER JOINT INVESTMENT FUND MANAGERS, IN THE MUTUAL INVESTMENTS IN TRUST LAW THERE IS NO DEFINITION OF A FUND MANAGER, BUT THERE IS A DEFINITION OF A MANAGEMENT COMPANY AND A PENSION FUND. THE DEFINITIONS REFER TO THE FINANCIAL SERVICES (PENSION FUNDS) SUPERVISION LAW 2005. THEREFORE, A MANAGEMENT COMPANY IS A COMPANY WITH A LICENSE FROM THE CAPITAL MARKET, INSURANCE AND SAVINGS AUTHORITY COMMISSIONER IN ISRAEL. PENSION FUND - RECEIVED APPROVAL UNDER SECTION 13 OF THE LAW FROM THE CAPITAL MARKET, INSURANCE AND SAVINGS AUTHORITY COMMISSIONER IN ISRAEL. | OTHER |
Other Voting Matters | ISSUER | 16970 | 0 | S000075087 | - | ||||
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 07/24/2023 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | CAPITAL STRUCTURE |
- | ISSUER | 16970 | 0 | FOR |
16970 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 01/08/2024 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE YOU DISCLOSE IF YOU A) HAVE A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY; C) ARE A SENIOR OFFICER OF THIS COMPANY OR D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY SUBMITTING YOUR VOTING INSTRUCTIONS ONLINE, YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE 'NO' AND THE ANSWER FOR D TO BE 'YES'. IF YOUR DISCLOSURE IS DIFFERENT, PLEASE PROVIDE YOUR CUSTODIAN WITH THE SPECIFIC DISCLOSURE DETAILS. REGARDING SECTION 4 IN THE DISCLOSURE, THE FOLLOWING DEFINITIONS APPLY IN ISRAEL FOR INSTITUTIONAL CLIENTS/JOINT INVESTMENT FUND MANAGERS/TRUST FUNDS: 1. A MANAGEMENT COMPANY WITH A LICENSE FROM THE CAPITAL MARKET, INSURANCE AND SAVINGS AUTHORITY COMMISSIONER IN ISRAEL OR 2. AN INSURER WITH A FOREIGN INSURER LICENSE FROM THE COMMISSIONER IN ISRAEL. PER JOINT INVESTMENT FUND MANAGERS, IN THE MUTUAL INVESTMENTS IN TRUST LAW THERE IS NO DEFINITION OF A FUND MANAGER, BUT THERE IS A DEFINITION OF A MANAGEMENT COMPANY AND A PENSION FUND. THE DEFINITIONS REFER TO THE FINANCIAL SERVICES (PENSION FUNDS) SUPERVISION LAW 2005. THEREFORE, A MANAGEMENT COMPANY IS A COMPANY WITH A LICENSE FROM THE CAPITAL MARKET, INSURANCE AND SAVINGS AUTHORITY COMMISSIONER IN ISRAEL. PENSION FUND - RECEIVED APPROVAL UNDER SECTION 13 OF THE LAW FROM THE CAPITAL MARKET, INSURANCE AND SAVINGS AUTHORITY COMMISSIONER IN ISRAEL. | OTHER |
Other Voting Matters | ISSUER | 11873 | 0 | S000075087 | - | ||||
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 01/08/2024 | TO ELECT ANNE GRIM AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | DIRECTOR ELECTIONS COMPENSATION |
- | ISSUER | 11873 | 0 | AGAINST |
11873 |
AGAINST |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 01/08/2024 | TO ELECT ANNE GRIM AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | DIRECTOR ELECTIONS COMPENSATION |
- | ISSUER | 11873 | 0 | FOR |
11873 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 01/08/2024 | TO ELECT TAMI GOTTLIEB AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | DIRECTOR ELECTIONS COMPENSATION |
- | ISSUER | 11873 | 0 | AGAINST |
11873 |
AGAINST |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 01/08/2024 | TO ELECT TAMI GOTTLIEB AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | DIRECTOR ELECTIONS COMPENSATION |
- | ISSUER | 11873 | 0 | FOR |
11873 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 01/08/2024 | TO ELECT DANIEL KING AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | DIRECTOR ELECTIONS COMPENSATION |
- | ISSUER | 11873 | 0 | AGAINST |
11873 |
AGAINST |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 01/08/2024 | TO ELECT DANIEL KING AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | DIRECTOR ELECTIONS COMPENSATION |
- | ISSUER | 11873 | 0 | FOR |
11873 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 01/08/2024 | 29 DEC 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MEETING TYPE HAS BEEN CHANGED FROM EGM TO OTH. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | OTHER |
Other Voting Matters | ISSUER | 11873 | 0 | S000075087 | - | ||||
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 05/07/2024 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE YOU DISCLOSE IF YOU A) HAVE A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY; C) ARE A SENIOR OFFICER OF THIS COMPANY OR D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY SUBMITTING YOUR VOTING INSTRUCTIONS ONLINE, YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE 'NO' AND THE ANSWER FOR D TO BE 'YES'. IF YOUR DISCLOSURE IS DIFFERENT, PLEASE PROVIDE YOUR CUSTODIAN WITH THE SPECIFIC DISCLOSURE DETAILS. REGARDING SECTION 4 IN THE DISCLOSURE, THE FOLLOWING DEFINITIONS APPLY IN ISRAEL FOR INSTITUTIONAL CLIENTS/JOINT INVESTMENT FUND MANAGERS/TRUST FUNDS: 1. A MANAGEMENT COMPANY WITH A LICENSE FROM THE CAPITAL MARKET, INSURANCE AND SAVINGS AUTHORITY COMMISSIONER IN ISRAEL OR 2. AN INSURER WITH A FOREIGN INSURER LICENSE FROM THE COMMISSIONER IN ISRAEL. PER JOINT INVESTMENT FUND MANAGERS, IN THE MUTUAL INVESTMENTS IN TRUST LAW THERE IS NO DEFINITION OF A FUND MANAGER, BUT THERE IS A DEFINITION OF A MANAGEMENT COMPANY AND A PENSION FUND. THE DEFINITIONS REFER TO THE FINANCIAL SERVICES (PENSION FUNDS) SUPERVISION LAW 2005. THEREFORE, A MANAGEMENT COMPANY IS A COMPANY WITH A LICENSE FROM THE CAPITAL MARKET, INSURANCE AND SAVINGS AUTHORITY COMMISSIONER IN ISRAEL. PENSION FUND - RECEIVED APPROVAL UNDER SECTION 13 OF THE LAW FROM THE CAPITAL MARKET, INSURANCE AND SAVINGS AUTHORITY COMMISSIONER IN ISRAEL. | OTHER |
Other Voting Matters | ISSUER | 12279 | 0 | S000075087 | - | ||||
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 05/07/2024 | TO RE-ELECT DAVID ZRUIA AS A DIRECTOR | DIRECTOR ELECTIONS |
- | ISSUER | 12279 | 0 | FOR |
12279 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 05/07/2024 | TO RE-ELECT ELAD EVEN-CHEN AS A DIRECTOR | DIRECTOR ELECTIONS |
- | ISSUER | 12279 | 0 | FOR |
12279 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 05/07/2024 | TO RE-ELECT STEVE BALDWIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | DIRECTOR ELECTIONS |
- | ISSUER | 12279 | 0 | FOR |
12279 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 05/07/2024 | TO RE-ELECT PROF. VARDA LIBERMAN AS AN INDEPENDENT NON-EXECUTIVE | DIRECTOR ELECTIONS |
- | ISSUER | 12279 | 0 | FOR |
12279 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 05/07/2024 | TO RE-ELECT PROF. JACOB A. FRENKEL AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR (AND IF RE-ELECTED, AS CHAIR OF THE COMPANY'S BOARD OF DIRECTORS) | DIRECTOR ELECTIONS |
- | ISSUER | 12279 | 0 | AGAINST |
12279 |
AGAINST |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 05/07/2024 | TO RE-APPOINT KESSELMAN AND KESSELMAN AS THE COMPANY'S INDEPENDENT EXTERNAL AUDITOR AND TO AUTHORISE THE BOARD TO FIX THE REMUNERATION PAID TO THE AUDITORS | AUDIT-RELATED |
- | ISSUER | 12279 | 0 | FOR |
12279 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 05/07/2024 | TO AUTHORISE THE DIRECTORS TO ALLOT AND ISSUE UP TO 3,911,730 ORDINARY SHARES AS IF ARTICLE 10(B) DID NOT APPLY TO SUCH ALLOTMENT | CAPITAL STRUCTURE |
- | ISSUER | 12279 | 0 | FOR |
12279 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 05/07/2024 | TO AUTHORISE THE DIRECTORS TO ALLOT 3,911,730 SHARES AS IF ARTICLE 10(B) DID NOT APPLY, ONLY FOR THE PURPOSES OF FINANCING A TRANSACTION | CAPITAL STRUCTURE |
- | ISSUER | 12279 | 0 | FOR |
12279 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 05/07/2024 | AS AN ADVISORY VOTE, TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2023 | SECTION 14A SAY-ON-PAY VOTES |
- | ISSUER | 12279 | 0 | AGAINST |
12279 |
AGAINST |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 05/07/2024 | TO AUTHORISE THE COMPANY TO MAKE PURCHASES OF UP TO 7,823,460 ORDINARY SHARES FOR CASH | CAPITAL STRUCTURE |
- | ISSUER | 12279 | 0 | FOR |
12279 |
FOR |
S000075087 | - | |
| PLUS500 LTD | M7S2CK109 | IL0011284465 | - | 05/07/2024 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 14 MAY 2024. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | OTHER |
Other Voting Matters | ISSUER | 12279 | 0 | S000075087 | - | ||||
| RIOT PLATFORMS, INC. | 767292105 | US7672921050 | - | 12/14/2023 | Approval of the Fifth Amendment to the Company's 2019 Equity Incentive Plan to increase the number of shares reserved for issuance | COMPENSATION |
- | ISSUER | 2771 | 34636 | FOR |
2771 |
FOR |
S000075087 | - | |
| RIOT PLATFORMS, INC. | 767292105 | US7672921050 | - | 06/12/2024 | Election of Directors Benjamin Yi | DIRECTOR ELECTIONS |
- | ISSUER | 23396 | 0 | FOR |
23396 |
FOR |
S000075087 | - | |
| RIOT PLATFORMS, INC. | 767292105 | US7672921050 | - | 06/12/2024 | Election of Directors Jason Les | DIRECTOR ELECTIONS |
- | ISSUER | 23396 | 0 | FOR |
23396 |
FOR |
S000075087 | - | |
| RIOT PLATFORMS, INC. | 767292105 | US7672921050 | - | 06/12/2024 | Ratification of the appointment of Deloitte as the Company's independent registered public accounting firm | AUDIT-RELATED |
- | ISSUER | 23396 | 0 | FOR |
23396 |
FOR |
S000075087 | - | |
| RIOT PLATFORMS, INC. | 767292105 | US7672921050 | - | 06/12/2024 | Approval, on an advisory basis, of the compensation of the Named Executive Officers as disclosed in the Proxy Statement | SECTION 14A SAY-ON-PAY VOTES |
- | ISSUER | 23396 | 0 | FOR |
23396 |
FOR |
S000075087 | - | |
| RIOT PLATFORMS, INC. | 767292105 | US7672921050 | - | 06/12/2024 | Approval to amend the Articles of Incorporation of Riot Platforms, Inc. to increase the number of shares of common stock authorized for issuance | CAPITAL STRUCTURE |
- | ISSUER | 23396 | 0 | FOR |
23396 |
FOR |
S000075087 | - | |
| RIOT PLATFORMS, INC. | 767292105 | US7672921050 | - | 06/12/2024 | Approval of the Sixth Amendment to the Company's 2019 Equity Incentive Plan to increase the number of shares reserved for issuance | COMPENSATION |
- | ISSUER | 23396 | 0 | FOR |
23396 |
FOR |
S000075087 | - | |
| ROBINHOOD MARKETS, INC. | 770700102 | US7707001027 | - | 06/26/2024 | Election of Directors Vladimir Tenev | DIRECTOR ELECTIONS |
- | ISSUER | 29914 | 0 | FOR |
29914 |
FOR |
S000075087 | - | |
| ROBINHOOD MARKETS, INC. | 770700102 | US7707001027 | - | 06/26/2024 | Election of Directors Baiju Bhatt | DIRECTOR ELECTIONS |
- | ISSUER | 29914 | 0 | FOR |
29914 |
FOR |
S000075087 | - | |
| ROBINHOOD MARKETS, INC. | 770700102 | US7707001027 | - | 06/26/2024 | Election of Directors Paula Loop | DIRECTOR ELECTIONS |
- | ISSUER | 29914 | 0 | FOR |
29914 |
FOR |
S000075087 | - | |
| ROBINHOOD MARKETS, INC. | 770700102 | US7707001027 | - | 06/26/2024 | Election of Directors Meyer Malka | DIRECTOR ELECTIONS |
- | ISSUER | 29914 | 0 | FOR |
29914 |
FOR |
S000075087 | - | |
| ROBINHOOD MARKETS, INC. | 770700102 | US7707001027 | - | 06/26/2024 | Election of Directors Jonathan Rubinstein | DIRECTOR ELECTIONS |
- | ISSUER | 29914 | 0 | AGAINST |
29914 |
AGAINST |
S000075087 | - | |
| ROBINHOOD MARKETS, INC. | 770700102 | US7707001027 | - | 06/26/2024 | Election of Directors Susan Segal | DIRECTOR ELECTIONS |
- | ISSUER | 29914 | 0 | FOR |
29914 |
FOR |
S000075087 | - | |
| ROBINHOOD MARKETS, INC. | 770700102 | US7707001027 | - | 06/26/2024 | Election of Directors Dara Treseder | DIRECTOR ELECTIONS |
- | ISSUER | 29914 | 0 | AGAINST |
29914 |
AGAINST |
S000075087 | - | |
| ROBINHOOD MARKETS, INC. | 770700102 | US7707001027 | - | 06/26/2024 | Election of Directors Robert Zoellick | DIRECTOR ELECTIONS |
- | ISSUER | 29914 | 0 | FOR |
29914 |
FOR |
S000075087 | - | |
| ROBINHOOD MARKETS, INC. | 770700102 | US7707001027 | - | 06/26/2024 | To approve, on an advisory basis, the compensation of the Company's named executive officers | SECTION 14A SAY-ON-PAY VOTES |
- | ISSUER | 29914 | 0 | FOR |
29914 |
FOR |
S000075087 | - | |
| ROBINHOOD MARKETS, INC. | 770700102 | US7707001027 | - | 06/26/2024 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 | AUDIT-RELATED |
- | ISSUER | 29914 | 0 | FOR |
29914 |
FOR |
S000075087 | - | |
[Repeat as Necessary]