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N-CEN: Filer Information

Submission Contact Information

Name
 
Phone
 
E-Mail Address
 

Notification Information

Notify via Filing Website only?Checkbox not checked

N-CEN:Series/Class (Contract) Information

Series ID Record:1
Series ID
S000063769 

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2023-07-31 
b. Does this report cover a period of less than 12 months?Radio button not checked Yes Radio button checked No

N-CEN:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
ETF Series Solutions 
b. Investment Company Act file number ( e.g., 811-)
811-22668 
c. CIK
0001540305 
d. LEI
5493008BB0X0GYS3UI50 

Item B.2. Address and telephone number of Registrant.

a. Street 1
c/o U.S. Bancorp Fund Services LLC 
Street 2
615 East Michigan Street 
b. City
Milwaukee 
c. State, if applicable
WISCONSIN  
d. Foreign country, if applicable
UNITED STATES OF AMERICA  
e. Zip code and zip code extension, or foreign postal code
53202 
f. Telephone number (including country code if foreign)
4145161645 
g. Public Website, if any
http://loncarfunds.com/ 
g. Public Website, if any
http://www.opusetfs.com/ 
g. Public Website, if any
https://acquirersfund.com 
g. Public Website, if any
https://cboevest.com/etfs/RYSE-10-year-interest-rate-hedge-etf 
g. Public Website, if any
https://defianceetfs.com/ 
g. Public Website, if any
https://distillatefunds.com 
g. Public Website, if any
https://etf.nationwide.com 
g. Public Website, if any
https://grayscale.com/gfof/ 
g. Public Website, if any
https://mscmfunds.com/ 
g. Public Website, if any
https://netleaseetf.com/ 
g. Public Website, if any
https://ritaetf.com 
g. Public Website, if any
https://veganetf.com 
g. Public Website, if any
https://videntam.com/vident-etfs/ 
g. Public Website, if any
https://www.aamlive.com/ETF 
g. Public Website, if any
https://www.alphamarkadvisors.com/etf 
g. Public Website, if any
https://www.aptusetfs.com 
g. Public Website, if any
https://www.bne-etf.com/ 
g. Public Website, if any
https://www.clear-shares.com/ 
g. Public Website, if any
https://www.dipetf.com/ 
g. Public Website, if any
https://www.hoyaetfs.com/ 
g. Public Website, if any
https://www.inherentwealthfund.com/etf/ibet/ 
g. Public Website, if any
https://www.karbetf.com/ 
g. Public Website, if any
https://www.lhafunds.com 
g. Public Website, if any
https://www.pointbridgecapital.com/etf/ 
g. Public Website, if any
https://www.roundhillinvestments.com/etf/deep/ 
g. Public Website, if any
https://www.usglobaletfs.com/ 
g. Public Website, if any
https://www.rangecncr.com/ 

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
U.S. Bancorp Fund Services LLC 
b. Street 1
615 East Michigan Street 
Street 2
 
c. City
Milwaukee 
d. State, if applicable
WISCONSIN  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
53202 
g. Telephone number (including country code if foreign)
8336121912 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 
Location books Record: 2
a. Name of person (e.g., a custodian of records)
U.S. Bank National Association 
b. Street 1
1555 N. Rivercenter Drive 
Street 2
Suite 302 
c. City
Milwaukee 
d. State, if applicable
WISCONSIN  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
53212 
g. Telephone number (including country code if foreign)
8336121912 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 
Location books Record: 3
a. Name of person (e.g., a custodian of records)
Quasar Distributors, LLC 
b. Street 1
111 E Kilbourn Ave 
Street 2
Suite 2200 
c. City
Milwaukee 
d. State, if applicable
WISCONSIN  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
53202 
g. Telephone number (including country code if foreign)
8883629248 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for certain Series within the Registrant. 
Location books Record: 4
a. Name of person (e.g., a custodian of records)
ClearShares LLC 
b. Street 1
606 Bald Eagle Drive 
Street 2
Suite 608 
c. City
Marco Island 
d. State, if applicable
FLORIDA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
34145 
g. Telephone number (including country code if foreign)
2122920959 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OCIO, OPER and PIFI only. 
Location books Record: 5
a. Name of person (e.g., a custodian of records)
Vident Asset Management 
b. Street 1
1125 Sanctuary Parkway 
Street 2
Suite 515 
c. City
Alpharetta 
d. State, if applicable
GEORGIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
30009 
g. Telephone number (including country code if foreign)
4042671501 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for certain Series within the Registrant.. 
Location books Record: 6
a. Name of person (e.g., a custodian of records)
Little Harbor Advisors, LLC 
b. Street 1
30 Doaks Lane 
Street 2
 
c. City
Marblehead 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
01945 
g. Telephone number (including country code if foreign)
7816393000 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for MSVX, MSTB, RMIF and MSTQ only. 
Location books Record: 7
a. Name of person (e.g., a custodian of records)
Exchange Traded Concepts, LLC 
b. Street 1
10900 Hefner Pointe Drive 
Street 2
Suite 400 
c. City
Oklahoma City 
d. State, if applicable
OKLAHOMA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
73120 
g. Telephone number (including country code if foreign)
4057788377 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for BNE, DEEP, CNCR, RITA, KARB, CHNA, DIP, and NETL only. 
Location books Record: 8
a. Name of person (e.g., a custodian of records)
AlphaMark Advisors, LLC 
b. Street 1
810 Wright's Summit Pkwy 
Street 2
Suite 100 
c. City
Fort Wright 
d. State, if applicable
KENTUCKY  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
41011 
g. Telephone number (including country code if foreign)
8599571803 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for SMCP only. 
Location books Record: 9
a. Name of person (e.g., a custodian of records)
Penserra Capital Management LLC 
b. Street 1
4 Orinda Way 
Street 2
Suite 100-A 
c. City
Orinda 
d. State, if applicable
CALIFORNIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
94563 
g. Telephone number (including country code if foreign)
8004568850 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for certain Series within the Registrant. 
Location books Record: 10
a. Name of person (e.g., a custodian of records)
Nationwide Fund Advisors 
b. Street 1
One Nationwide Plaza 
Street 2
 
c. City
Columbus 
d. State, if applicable
OHIO  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
43215 
g. Telephone number (including country code if foreign)
8776696877 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for NUSI, NDJI, NTKI, and NSPI only. 
Location books Record: 11
a. Name of person (e.g., a custodian of records)
Defiance ETFs, LLC 
b. Street 1
78 SW 7th Street 
Street 2
9th Floor 
c. City
Miami 
d. State, if applicable
FLORIDA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
33130 
g. Telephone number (including country code if foreign)
8333339383 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for FIVG, QTUM, HDRO, EVXX and CRUZ only. 
Location books Record: 12
a. Name of person (e.g., a custodian of records)
Toroso Investments, LLC 
b. Street 1
234 West Florida Street 
Street 2
Suite 203 
c. City
Milwaukee 
d. State, if applicable
WISCONSIN  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
53204 
g. Telephone number (including country code if foreign)
8449867676 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for ZIG only. 
Location books Record: 13
a. Name of person (e.g., a custodian of records)
Advisors Asset Management, Inc. 
b. Street 1
18925 Base Camp Road 
Street 2
Suite 203 
c. City
Monument 
d. State, if applicable
COLORADO  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
80132 
g. Telephone number (including country code if foreign)
7194889956 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for SPDV, EEMD, DMDV, PFLD, TRFM and SMIG only. 
Location books Record: 14
a. Name of person (e.g., a custodian of records)
U.S. Global Investors, Inc. 
b. Street 1
7900 Callaghan Road 
Street 2
 
c. City
San Antonio 
d. State, if applicable
TEXAS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
78229 
g. Telephone number (including country code if foreign)
2103081294 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for JETS, GOAU and SEA only. 
Location books Record: 15
a. Name of person (e.g., a custodian of records)
Acquirers Funds, LLC 
b. Street 1
609 Deep Valley Drive 
Street 2
Suite 200 
c. City
Rolling Hills 
d. State, if applicable
CALIFORNIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
90274 
g. Telephone number (including country code if foreign)
6465358629 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for ZIG only. 
Location books Record: 16
a. Name of person (e.g., a custodian of records)
Point Bridge Capital, LLC 
b. Street 1
300 Throckmorton Street 
Street 2
Suite 1550 
c. City
Fort Worth 
d. State, if applicable
TEXAS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
76102 
g. Telephone number (including country code if foreign)
8175294600 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for MAGA only. 
Location books Record: 17
a. Name of person (e.g., a custodian of records)
Foreside Fund Services, LLC 
b. Street 1
Three Canal Plaza 
Street 2
 
c. City
Portland 
d. State, if applicable
MAINE  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
04101 
g. Telephone number (including country code if foreign)
8662516920 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for certain Series within the Registrant. 
Location books Record: 18
a. Name of person (e.g., a custodian of records)
Aptus Capital Advisors, LLC 
b. Street 1
265 Young Street 
Street 2
 
c. City
Fairhope 
d. State, if applicable
ALABAMA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
36532 
g. Telephone number (including country code if foreign)
2515177198 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OSCV, ADME, DRSK, IDUB, MSMR, JUCY, DUBS and ACIO only. 
Location books Record: 19
a. Name of person (e.g., a custodian of records)
Distillate Capital Partners LLC 
b. Street 1
53 West Jackson Blvd 
Street 2
Suite 530 
c. City
Chicago 
d. State, if applicable
ILLINOIS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
60604 
g. Telephone number (including country code if foreign)
8006170004 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for DSTL, DSTX, and DSMC only. 
Location books Record: 20
a. Name of person (e.g., a custodian of records)
Hoya Capital Real Estate LLC 
b. Street 1
137 Rowayton Avenue 
Street 2
Suite 430 
c. City
Rowayton 
d. State, if applicable
CONNECTICUT  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
06853 
g. Telephone number (including country code if foreign)
8334692227 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for HOMZ and RIET only. 
Location books Record: 21
a. Name of person (e.g., a custodian of records)
Beyond Investing LLC 
b. Street 1
14391 Spring Hill Drive 
Street 2
Suite 301 
c. City
Spring Hill 
d. State, if applicable
FLORIDA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
34609 
g. Telephone number (including country code if foreign)
8443299300 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for VEGN only. 
Location books Record: 22
a. Name of person (e.g., a custodian of records)
NEOS Investment Management, LLC 
b. Street 1
13 Riverside Avenue 
Street 2
 
c. City
Westport 
d. State, if applicable
CONNECTICUT  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
06880 
g. Telephone number (including country code if foreign)
2032987300 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for NUSI, NDJI, NTKI, and NSPI only. 
Location books Record: 23
a. Name of person (e.g., a custodian of records)
ALPS Distributors, Inc 
b. Street 1
1290 Broadway 
Street 2
Suite 1000 
c. City
Denver 
d. State, if applicable
COLORADO  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
80203 
g. Telephone number (including country code if foreign)
3036232577 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for PPTY, VIDI, VUSE and VBND only. 
Location books Record: 24
a. Name of person (e.g., a custodian of records)
Bahl & Gaynor, Inc. 
b. Street 1
255 East Fifth Street 
Street 2
 
c. City
Cincinnati 
d. State, if applicable
OHIO  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
45202 
g. Telephone number (including country code if foreign)
5132876100 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for SMIG only. 
Location books Record: 25
a. Name of person (e.g., a custodian of records)
McElhenny Sheffield Capital Management LLC 
b. Street 1
4701 W. Lovers Lane 
Street 2
 
c. City
Dallas 
d. State, if applicable
TEXAS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
75209 
g. Telephone number (including country code if foreign)
2149229200 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for MSMR only. 
Location books Record: 26
a. Name of person (e.g., a custodian of records)
Inherent Wealth Fund LLC 
b. Street 1
Four Embarcadero Center, Suite 1400 
Street 2
 
c. City
San Francisco 
d. State, if applicable
CALIFORNIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
94111 
g. Telephone number (including country code if foreign)
19339102700 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for IBET only. 
Location books Record: 27
a. Name of person (e.g., a custodian of records)
Blueprint Investment Partners LLC 
b. Street 1
1250 Revolution Mill Drive 
Street 2
Suite 150 
c. City
Greensboro 
d. State, if applicable
NORTH CAROLINA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
27405 
g. Telephone number (including country code if foreign)
8002457339 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OCIO only. 
Location books Record: 28
a. Name of person (e.g., a custodian of records)
Piton Investment Management, L.P. 
b. Street 1
401 Franklin Avenue 
Street 2
Suite 202B 
c. City
Garden City 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
11530 
g. Telephone number (including country code if foreign)
6465182800 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OPER and PIFI only. 
Location books Record: 29
a. Name of person (e.g., a custodian of records)
Grayscale Advisors, LLC 
b. Street 1
290 Harbor Drive 
Street 2
4th Floor 
c. City
Stamford 
d. State, if applicable
CONNECTICUT  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
06902 
g. Telephone number (including country code if foreign)
2126681427 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for GFOF only. 
Location books Record: 30
a. Name of person (e.g., a custodian of records)
Kaiju ETF Advisors 
b. Street 1
157 Broad Street 
Street 2
Suite 320 
c. City
Red Bank 
d. State, if applicable
NEW JERSEY  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
07701 
g. Telephone number (including country code if foreign)
7327591153 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for DIP only. 
Location books Record: 31
a. Name of person (e.g., a custodian of records)
Cboe Vest Financial LLC 
b. Street 1
8350 Broad Street 
Street 2
Suite 240 
c. City
McLean 
d. State, if applicable
VIRGINIA  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
22102 
g. Telephone number (including country code if foreign)
8559796060 
h. Briefly describe the books and records kept at this location:
The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for RYSE only. 

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button not checked Yes Radio button checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button not checked Yes Radio button checked No

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked  a. Open-end management investment company registered under the Act on Form N-1A 
Checkbox not checked  b. Closed-end management investment company registered under the Act on Form N-2  
Checkbox not checked  c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3 
Checkbox not checked  d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4 
Checkbox not checked  e. Small business investment company registered under the Act on Form N-5 
Checkbox not checked  f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6 
Checkbox not checked  g. Unit investment trust registered under the Act on Form N-8B-2 
i. Total number of Series of the Registrant
57 
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
Terminated Organization Record: 1
i. Name of the Series
Defiance Next Gen Altered Experience ETF 
ii. Series identification number
S000071901 
iii. Date of termination (month/year)
08/2022 
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
Terminated Organization Record: 2
i. Name of the Series
Defiance Next Gen SPAC Derived ETF 
ii. Series identification number
S000062479 
iii. Date of termination (month/year)
08/2022 
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
Terminated Organization Record: 3
i. Name of the Series
AlphaClone Alternative Alpha ETF 
ii. Series identification number
S000036971 
iii. Date of termination (month/year)
08/2022 
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
Terminated Organization Record: 4
i. Name of the Series
Premise Capital Diversified Tactical ETF 
ii. Series identification number
S000055268 
iii. Date of termination (month/year)
09/2022 
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
Terminated Organization Record: 5
i. Name of the Series
Defiance Digital Revolution ETF 
ii. Series identification number
S000072573 
iii. Date of termination (month/year)
02/2023 
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
Terminated Organization Record: 6
i. Name of the Series
PSYK ETF 
ii. Series identification number
S000072630 
iii. Date of termination (month/year)
03/2023 
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
Terminated Organization Record: 7
i. Name of the Series
Defiance Daily Short Digitizing the Economy ETF 
ii. Series identification number
S000076789 
iii. Date of termination (month/year)
04/2023 

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
Leonard M. Rush 
b. CRD number, if any
000726159 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22525 
Director Record: 2
a. Full Name
David A. Massart 
b. CRD number, if any
002332208 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22525 
Director Record: 3
a. Full Name
Janet D. Olsen 
b. CRD number, if any
004312346 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23308 
Director Record: 4
a. Full Name
Michael A. Castino 
b. CRD number, if any
004710889 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
N/A 

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Cynthia Andrae 
b. CRD Number, if any
N/A 
c. Street Address 1
c/o U.S. Bancorp Fund Services LLC 
Street Address 2
615 E. Michigan Street 
d. City
Milwaukee 
e. State, if applicable
WISCONSIN  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Zip code and zip code extension, or foreign postal code
53202 
h. Telephone number (including country code if foreign)
XXXXXX 
i. Has the chief compliance officer changed since the last filing? Radio button not checked Yes Radio button checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
U.S. Bancorp Fund Services LLC 
ii. Person's IRS Employer Identification Number
39-1939072 

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button checked Yes Radio button not checked No
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
Security Matter Series info Record: 1
1. Series name
AAM Transformers ETF 
2. Series identification number
S000076555 
Security Matter Series info Record: 2
1. Series name
AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF 
2. Series identification number
S000072560 
Security Matter Series info Record: 3
1. Series name
U.S. Diversified Real Estate ETF 
2. Series identification number
S000061208 
Security Matter Series info Record: 4
1. Series name
Distillate International Fundamental Stability & Value ETF 
2. Series identification number
S000070185 
Security Matter Series info Record: 5
1. Series name
Distillate Small/Mid Cash Flow ETF 
2. Series identification number
S000077110 
Security Matter Series info Record: 6
1. Series name
Vident International Equity Strategy ETF 
2. Series identification number
S000042078 
Security Matter Series info Record: 7
1. Series name
Vident U.S. Equity Strategy ETF 
2. Series identification number
S000043147 
Security Matter Series info Record: 8
1. Series name
Vident U.S. Bond Strategy ETF 
2. Series identification number
S000046801 
Security Matter Series info Record: 9
1. Series name
AAM S&P 500 High Dividend Value ETF 
2. Series identification number
S000059242 
Security Matter Series info Record: 10
1. Series name
AAM S&P Emerging Markets High Dividend Value ETF 
2. Series identification number
S000059243 
Security Matter Series info Record: 11
1. Series name
AAM S&P Developed Markets High Dividend Value ETF 
2. Series identification number
S000063481 
Security Matter Series info Record: 12
1. Series name
AAM Low Duration Preferred and Income Securities ETF 
2. Series identification number
S000066987 
Security Matter Series info Record: 13
1. Series name
Point Bridge America First ETF 
2. Series identification number
S000058757 
Security Matter Series info Record: 14
1. Series name
Distillate U.S. Fundamental Stability & Value ETF 
2. Series identification number
S000063127 

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button checked Yes Radio button not checked No
Release number Record: 1
i. If yes, provide below the release number for each order
IC-33824 
Release number Record: 2
i. If yes, provide below the release number for each order
IC-33897 

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
Quasar Distributors, LLC 
ii. SEC file number (e.g., 8-)
8-52323 
iii. CRD number
000103848 
iv. LEI, if any
N/A 
v. State, if applicable
WISCONSIN  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button not checked Yes Radio button checked No
Principal underwriter Record: 2
i. Full name
Foreside Funds Distributors LLC 
ii. SEC file number (e.g., 8-)
8-32480 
iii. CRD number
000031334 
iv. LEI, if any
N/A 
v. State, if applicable
PENNSYLVANIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button not checked Yes Radio button checked No
Principal underwriter Record: 3
i. Full name
ALPS Distributors, Inc 
ii. SEC file number (e.g., 8-)
8-34626 
iii. CRD number
000016853 
iv. LEI, if any
N/A 
v. State, if applicable
COLORADO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button not checked Yes Radio button checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
Cohen & Company, Ltd. 
b. PCAOB Number
00925 
c. LEI, if any
N/A 
d. State, if applicable
WISCONSIN  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Has the independent public accountant changed since the last filing?Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button not checked Yes Radio button checked No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button checked Yes Radio button not checked No
Payment error series info Record: 1
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
1. Series name
Aptus International Enhanced Yield ETF 
2. Series identification number
S000071790 
Payment error series info Record: 2
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
1. Series name
Defiance Next Gen H2 ETF 
2. Series identification number
S000071206 

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button checked Yes Radio button not checked No
Payment dividend series info Record: 1
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
NETLease Corporate Real Estate ETF 
ii. Series identification number
S000065033 
Payment dividend series info Record: 2
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF 
ii. Series identification number
S000072560 
Payment dividend series info Record: 3
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
AAM S&P 500 High Dividend Value ETF 
ii. Series identification number
S000059242 
Payment dividend series info Record: 4
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Nationwide Dow Jones Risk-Managed ETF 
ii. Series identification number
S000074524 
Payment dividend series info Record: 5
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Nationwide S&P 500 Risk-Managed ETF 
ii. Series identification number
S000074523 
Payment dividend series info Record: 6
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Nationwide Russell 2000 Risk-Managed ETF 
ii. Series identification number
S000074525 
Payment dividend series info Record: 7
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
AAM S&P Emerging Markets High Dividend Value ETF 
ii. Series identification number
S000059243 
Payment dividend series info Record: 8
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
U.S. Diversified Real Estate ETF 
ii. Series identification number
S000061208 
Payment dividend series info Record: 9
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Hoya Capital High Dividend Yield ETF 
ii. Series identification number
S000073033 
Payment dividend series info Record: 10
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Hoya Capital Housing ETF 
ii. Series identification number
S000065066 
Payment dividend series info Record: 11
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
Nationwide Nasdaq-100 Risk-Managed Income ETF 
ii. Series identification number
S000067096 
Payment dividend series info Record: 12
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
AAM Low Duration Preferred and Income Securities ETF 
ii. Series identification number
S000066987 
Payment dividend series info Record: 13
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
AAM S&P Developed Markets High Dividend Value ETF 
ii. Series identification number
S000063481 

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

US Vegan Climate ETF 

b. Series identication number, if any

S000063769 

c. LEI

549300CDGIFIU2MGQR07 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

1 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
US Vegan Climate ETF 
ii. Class identification number, if any

C000206647 

iii. Ticker symbol, if any

VEGN 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox checked  Index Fund 
i. Is the index whose performance the Fund tracks, constructed:
1. By an affiliated person of the fund?Radio button checked Yes Radio button not checked No
2. Exclusively for the fund?Radio button checked Yes Radio button not checked No
ii. Provide the annualized difference between the Fund's total return during the reporting period and the index's return during the reporting period (i.e., the Fund's total return less the index's return):
1. Before Fund fees and expenses:
-0.051974000000 
2. After Fund fees and expenses (i.e., net asset value):
-0.742363000000 
iii. Provide the annualized standard deviation of the daily difference between the Fund's total return and the index's return during the reporting period:
1. Before Fund fees and expenses:
0.112152000000 
2. After Fund fees and expenses (i.e., net asset value):
0.112391000000 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A 

g. Provide the net income from securities lending activities

N/A 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox not checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button not checked Yes Radio button checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button not checked Yes Radio button checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
Beyond Investing LLC 
ii. SEC file number ( e.g., 801- )

801-116758 

iii.CRD number
000304093 
iv. LEI, if any

N/A 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Penserra Capital Management LLC 
ii. SEC file number ( e.g., 801- ), if applicable

801-80466 

iii. CRD number
000159042 
iv. LEI, if any

549300I8X5UWMSXOJ371 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
U.S. Bancorp Fund Services, LLC 
ii.SEC file number ( e.g., 84- or 85- )

85-11357 

iii. LEI, if any

N1GZ7BBF3NP8GI976H15 

iv. State, if applicable
WISCONSIN  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
U.S. Bank National Association 
ii. LEI, if any

6BYL5QZYBDK8S7L73M02 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
i. Full name
ii. LEI, if any, or provide and describe other identifying number

Description of other identifying number

iii. State, if applicable
iv. Foreign country, if applicable
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button not checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
U.S. Bancorp Fund Services, LLC 
ii. LEI, if any, or other identifying number

N1GZ7BBF3NP8GI976H15 

Description of other identifying number

 

iii. State, if applicable
WISCONSIN  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
Penserra Securities LLC 
b. SEC file number

008-67773 

c. CRD number
000145994 
d. LEI, if any

549300WY8ZBI168Y6Z05 

e. State, if applicable
CALIFORNIA  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.000000000000 


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
BTIG LLC 
ii. SEC file number

008-65473 

iii. CRD number
000122225 
iv. LEI, if any

549300GTG9PL6WO3EC51 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,867.000000000000 

Brokers Record: 2
i. Full name of broker
MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED 
ii. SEC file number

008-07221 

iii. CRD number
000007691 
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

31.000000000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

5,898.000000000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
i. Full name of dealer
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

0.000000000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

65,663,589.418000000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button not checked Yes Radio button checked No

b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button not checked No

N-CEN:Part E: Additional Questions for Exchange-Traded Funds and Exchange-Traded Managed Funds


Exchange Record: 1


Fund Name
US Vegan Climate ETF 

Item E.1. Exchange.

Security Exchanges Record: 1
a. Exchange where listed. Provide the name of the national securities exchange on which the Fund’s shares are listed:
CBOE STOCK EXCHANGE  
b. Ticker. Provide the Fund's ticker symbol:
VEGN 

Item E.2. Authorized participants.

Instruction. The term "authorized participant" means a member or participant of a clearing agency registered with the Commission, which has a written agreement with the Exchange-Traded Fund or Exchange-Traded Managed Fund or one of its service providers that allows the authorized participant to place orders for the purchase and redemption of creation units.
For each authorized participant of the Fund, provide the following information:

Authorized Participants Record: 1
a. Full Name
GOLDMAN SACHS & CO. LLC 
b. SEC file number
008-00129 
c. CRD number
000000361 
d. LEI, if any
FOR8UP27PHTHYVLBNG30 
e. The dollar value of the Fund shares the authorized participant purchased from the Fund during the reporting period:
0.000000000000 
f. The dollar value of the Fund shares the authorized participant redeemed during the reporting period:
1,715,610.000000000000 
g. Did the Fund require that an authorized participant post collateral to the Fund or any of its designated service providers in
connection with the purchase or redemption of Fund shares during the reporting period?
Radio button not checked Yes Radio button checked No

Item E.3. Creation units.

Instructions. The term “creation unit” means a specified number of Exchange-Traded Fund or Exchange-Traded Managed Fund shares that the fund will issue to (or redeem from) an authorized participant in exchange for the deposit (or delivery) of specified securities, positions, cash, and other assets or positions.
a. Number of Fund shares required to form a creation unit as of the last business day of the reporting period:
(for purchases)
25,000.000000000000 
(for redemptions, if different)
 
b. Based on the dollar value paid for each creation unit purchased by authorized participants during the reporting period, provide:
i. The average percentage of that value composed of cash:
0.000000000000 %  
ii. The standard deviation of the percentage of that value composed of cash:
0.000000000000 %  
iii. The average percentage of that value composed of non-cash assets and other positions exchanged on an "in-kind" basis:
0.000000000000 %  
iv. The standard deviation of the percentage of that value composed of non-cash assets and other positions exchanged on an "in-kind" basis:
0.000000000000 %  
c. Based on the dollar value paid for creation units redeemed by authorized participants during the reporting period, provide:
i. The average percentage of that value composed of cash:
2.908600000000 %  
ii. The standard deviation of the percentage of that value composed of cash:
0.000000000000 %  
iii. The average percentage of that value composed of non-cash assets and other positions exchanged on an "in-kind" basis:
97.091300000000 %  
iv. The standard deviation of the percentage of that value composed of non-cash assets and other positions exchanged on an "in-kind" basis:
0.000000000000 %  
d. For creation units purchased by authorized participants during the reporting period, provide:
i. The average transaction fee charged to an authorized participant for transacting in the creation units, expressed as:
1. Dollars per creation unit, if charged on that basis:
0.000000000000 
2. Dollars for one or more creation units purchased on the same day, if charged on that basis:
500.000000000000 
3. A percentage of the value of each creation unit, if charged on that basis:
0.000000000000 %  
ii. The average transaction fee charged to an authorized participant for transacting in those creation units the consideration for which was fully or partially composed of cash, expressed as:
1. Dollars per creation unit, if charged on that basis:
0.000000000000 
2. Dollars for one or more creation units purchased on the same day, if charged on that basis:
500.000000000000 
3. A percentage of the value of each creation unit, if charged on that basis:
0.000000000000 %  
e. For creation units redeemed by authorized participants during the reporting period, provide:
i. The average transaction fee charged to an authorized participant for transacting in the creation units, expressed as:
1. Dollars per creation unit, if charged on that basis:
0.000000000000 
2. Dollars for one or more creation units redeemed on the same day, if charged on that basis:
500.000000000000 
3. A percentage of the value of each creation unit, if charged on that basis:
0.000000000000 %  
ii. The average transaction fee charged to an authorized participant for transacting in those creation units the consideration for which was fully or partially composed of cash, expressed as:
1. Dollars per creation unit, if charged on that basis:
0.000000000000 
2. Dollars for one or more creation units redeemed on the same day, if charged on that basis:
500.000000000000 
3. A percentage of the value of each creation unit, if charged on that basis:
0.000000000000 %  

Item E.5. In-Kind ETF.

Is the Fund an "In-Kind Exchange-Traded Fund" as defined in rule 22e-4 under the Act (17 CFR 270.22e-4)?Radio button checked Yes Radio button not checked No

N-CEN:Part G: Attachments

Item G.1a. Attachments.

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: Checkbox not checked   i. Legal proceedings  
Checkbox not checked  ii. Provision of financial support  
Checkbox checked  iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)  
Checkbox not checked  iv. Change in accounting principles and practices  
Checkbox not checked  v. Information required to be filed pursuant to exemptive orders  
Checkbox not checked  vi. Other information required to be included as an attachment pursuant to Commission rules and regulations 

Instructions.

1. Item G.1.a.i. Legal proceedings.

(a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding.
(b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination.

2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support.

(b) Person providing support.

(c) Brief description of relationship between the person providing support and the Registrant.

(d) Date support provided.

(e) Amount of support.

(f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI).
(g) Value of security supported on date support was initiated (if applicable).

(h) Brief description of reason for support.

(i) Term of support.

(j) Brief description of any contractual restrictions relating to support.

3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year.

The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued.

Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed.

The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant.

4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description.

5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant.

6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations.

N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Registrant
ETF Series Solutions 
Date
2023-10-13 
Signature
/s/ Kristen Weitzel 
Title
Treasurer